STOCK TITAN

Notifications

Limited Time Offer! Get Platinum at the Gold price until January 31, 2026!

Sign up now and unlock all premium features at an incredible discount.

Read more on the Pricing page

ENS Form 4: Director Tufano Receives Shares via Dividend-Linked DSU/RSU Conversions

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

EnerSys director Paul J. Tufano reported receipt of equity units tied to the company's September 26, 2025 dividend. The Form 4 shows multiple grants on 09/26/2025 that converted Deferred Stock Units (DSUs) and Restricted Stock Units (RSUs) into a cumulative increase of common stock beneficial ownership, with the final reported total of 49,300.9805 shares held directly. The shares reflect adjustments for previously declared and paid cash dividends and include vested and unvested RSUs granted on various prior dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors. All transactions were recorded as acquisitions at $0.00 price per share because they were issued in lieu of cash dividend payments.

Positive

  • Director received equity in lieu of cash dividends, preserving cash while increasing share ownership
  • Form 4 provides clear disclosure of the source and vesting status of DSUs and RSUs, culminating in a precise post-transaction ownership total of 49,300.9805 shares

Negative

  • None.

Insights

TL;DR: Routine dividend-related equity grants increased a director's beneficial ownership; no cash purchase or exercise price involved.

The Form 4 documents non-derivative acquisitions tied to the September 26, 2025 dividend, converting DSUs and RSUs into common shares for a director. The transactions are compensation-conversion events rather than market purchases, so they do not signal open-market buying pressure or immediate cash investment by the reporting person. The reported ending beneficial ownership of 49,300.9805 shares provides a clear snapshot of direct holdings after the dividend adjustments.

TL;DR: Compliance filing records standard director compensation mechanics; disclosures appear complete and typical for dividend reinvestment through equity units.

The entries identify DSUs and RSUs being settled or adjusted concurrent with the dividend and note vesting status for specific grant dates. The Form 4 includes an explanatory schedule describing sources of the shares and confirms direct ownership. From a governance perspective, this is a routine disclosure that meets Section 16 reporting requirements and does not indicate unusual insider activity.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
TUFANO PAUL J

(Last) (First) (Middle)
C/O ENERSYS
2366 BERNVILLE ROAD

(Street)
READING PA 19605

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
EnerSys [ ENS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/26/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/26/2025 A 79.4052(1) A $0.00 49,263.6156 D
Common Stock 09/26/2025 A 36.5085(2) A $0.00 49,300.1241 D
Common Stock 09/26/2025 A 0.1805(3) A $0.00 49,300.3046 D
Common Stock 09/26/2025 A 0.218(4) A $0.00 49,300.5226 D
Common Stock 09/26/2025 A 0.2411(5) A $0.00 49,300.7637 D
Common Stock 09/26/2025 A 0.2168(6) A $0.00 49,300.9805 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on September 26, 2025 to stockholders of record as of September 12, 2025 (the "Dividend"), with respect to an aggregate of 33,771 vested DSUs granted to the reporting person on various dates, and adjusted for previously and declared paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.
2. These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.
3. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 18, 2024, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
4. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on January 10, 2025, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
5. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 10, 2025. These RSUs are vested and payable concurrent with the underlying RSUs.
6. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 17, 2025, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
John Yarbrough, by Power of Attorney 09/30/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Paul J. Tufano report on Form 4 for EnerSys (ENS)?

The Form 4 reports that Paul J. Tufano acquired shares on 09/26/2025 in connection with the company dividend, converting DSUs and RSUs into common stock, resulting in 49,300.9805 shares beneficially owned.

Were these shares purchased or issued as compensation for EnerSys (ENS)?

These shares were issued in lieu of cash dividend payments and reflect conversion/adjustment of DSUs and RSUs under the company’s director deferred compensation plan; the reported price is $0.00 per share.

Do the transactions indicate open-market purchases by the director of ENS stock?

No. The entries are non-derivative acquisitions tied to dividend adjustments of DSUs/RSUs and are not open-market purchases.

How many different grant cohorts were adjusted in this filing?

The explanatory schedule lists DSUs and RSUs from multiple grant dates, including vested and unvested awards from October 18, 2024, January 10, 2025, April 10, 2025, and July 17, 2025, plus aggregate vested DSUs from various dates.

Who signed the Form 4 and when was it dated?

The form is signed by John Yarbrough, by Power of Attorney and dated 09/30/2025.
EnerSys

NYSE:ENS

ENS Rankings

ENS Latest News

ENS Latest SEC Filings

ENS Stock Data

5.39B
36.16M
1.61%
100.01%
2.5%
Electrical Equipment & Parts
Miscellaneous Electrical Machinery, Equipment & Supplies
Link
United States
READING