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EnerSys (NYSE: ENS) CEO adds RSU dividend equivalents to 71.6K shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

O'Connell Shawn M. reported acquisition or exercise transactions in this Form 4 filing.

EnerSys President and CEO Shawn M. O'Connell reported automatic equity awards rather than open-market trading. On July 2, 2026, he received a total of about 43.4884 shares of EnerSys common stock as dividend-equivalent Restricted Stock Units (RSUs) tied to previously granted unvested RSUs.

These RSUs were granted in connection with a cash dividend paid to stockholders of record as of June 19, 2026 and will vest and be payable on the same schedule as the underlying RSU awards from 2022, 2023, 2024 and 2025. Following these grant transactions, O'Connell directly holds 71,582.4884 shares of EnerSys common stock.

Positive

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Insider O'Connell Shawn M.
Role President and CEO
Type Security Shares Price Value
Grant/Award Common Stock 2.101 $0.00 --
Grant/Award Common Stock 3.117 $0.00 --
Grant/Award Common Stock 6.515 $0.00 --
Grant/Award Common Stock 4.492 $0.00 --
Grant/Award Common Stock 27.263 $0.00 --
Holdings After Transaction: Common Stock — 71,541.101 shares (Direct, null)
Footnotes (1)
  1. These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on July 2, 2026, to stockholders of record as of June 19, 2026 (the "Dividend"), with respect to 1,824 unvested RSUs granted to the reporting person on August 12, 2022, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,706 unvested RSUs granted to the reporting person on August 11, 2023, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 5,657 unvested RSUs granted to the reporting person on August 9, 2024, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 3,901 unvested RSUs granted to the reporting person on November 8, 2024, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 23,674 unvested RSUs granted to the reporting person on August 8, 2025, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs.
RSU dividend-equivalent grants 43.4884 shares Total common stock RSUs granted on July 2, 2026
Holdings after transactions 71,582.4884 shares Direct EnerSys common stock held by CEO after grants
Underlying 2022 unvested RSUs 1,824 RSUs RSUs granted August 12, 2022 referenced in footnote
Underlying 2023 unvested RSUs 2,706 RSUs RSUs granted August 11, 2023 referenced in footnote
Underlying August 9, 2024 RSUs 5,657 RSUs Unvested RSUs from August 9, 2024 grant
Underlying November 8, 2024 RSUs 3,901 RSUs Unvested RSUs from November 8, 2024 grant
Underlying August 8, 2025 RSUs 23,674 RSUs Unvested RSUs from August 8, 2025 grant
Restricted Stock Units ("RSUs") financial
"These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend..."
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
cash dividend financial
"in connection with the cash dividend paid on July 2, 2026, to stockholders of record as of June 19, 2026..."
A cash dividend is a payment made by a company to its shareholders directly in money, usually on a regular schedule. It is a way for investors to receive a portion of the company's profits, similar to earning interest or a bonus for holding the company's stock. Cash dividends provide income to shareholders and can indicate the company's financial health and stability.
stockholders of record financial
"cash dividend paid on July 2, 2026, to stockholders of record as of June 19, 2026..."
Stockholders of record are the people or entities whose names appear on a company's official shareholder list on a specific cutoff date set by the company or its transfer agent; only those listed are entitled to receive dividends, vote at shareholder meetings, or participate in other corporate actions. Think of it like a guest list for an event: being on the list on the set day determines who gets the benefits and rights, so investors must own shares before the cutoff to qualify.
unvested RSUs financial
"with respect to 1,824 unvested RSUs granted to the reporting person on August 12, 2022..."
payable concurrent with the underlying RSUs financial
"These RSUs will vest and are payable concurrent with the underlying RSUs."
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FAQ

What did EnerSys (ENS) CEO Shawn O'Connell report in this Form 4?

Shawn O'Connell reported automatic grants of dividend-equivalent Restricted Stock Units, not open-market trades. On July 2, 2026 he received additional EnerSys common stock tied to existing unvested RSUs, increasing his direct holdings to 71,582.4884 shares.

How many EnerSys shares were granted to the CEO in RSU form?

The CEO received a total of about 43.4884 EnerSys common shares in RSU form. These reflect small, fractional grants (such as 27.2627 and 6.5149 shares) issued as dividend equivalents on previously granted unvested RSU awards.

Why did EnerSys grant additional RSUs to its CEO on July 2, 2026?

The RSUs were granted as dividend equivalents linked to a cash dividend paid July 2, 2026. They compensate for dividends on 1,824, 2,706, 5,657, 3,901 and 23,674 unvested RSUs previously awarded so the CEO’s economic position matches that of common shareholders.

How many EnerSys shares does the CEO hold after these RSU grants?

After the reported RSU dividend-equivalent grants, Shawn O'Connell directly holds 71,582.4884 EnerSys common shares. This figure reflects his updated ownership position following all the July 2, 2026 grant transactions disclosed in the Form 4.

Were these EnerSys CEO transactions open-market buys or sells?

No, these were not open-market buys or sells. All reported entries use code "A" for grant or award acquisitions, representing dividend-equivalent RSUs issued at a price of $0.0000 per share rather than discretionary trading in EnerSys stock.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
O'Connell Shawn M.

(Last)(First)(Middle)
2366 BERNVILLE ROAD

(Street)
READING PENNSYLVANIA 19605

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
EnerSys [ ENS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/02/2026A2.1013(1)A$071,541.1013D
Common Stock07/02/2026A3.1171(2)A$071,544.2184D
Common Stock07/02/2026A6.5149(3)A$071,550.7333D
Common Stock07/02/2026A4.4924(4)A$071,555.2257D
Common Stock07/02/2026A27.2627(5)A$071,582.4884D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on July 2, 2026, to stockholders of record as of June 19, 2026 (the "Dividend"), with respect to 1,824 unvested RSUs granted to the reporting person on August 12, 2022, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
2. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,706 unvested RSUs granted to the reporting person on August 11, 2023, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs.
3. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 5,657 unvested RSUs granted to the reporting person on August 9, 2024, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs.
4. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 3,901 unvested RSUs granted to the reporting person on November 8, 2024, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs.
5. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 23,674 unvested RSUs granted to the reporting person on August 8, 2025, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs.
/s/ John Yarbrough by Power of Attorney07/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)