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EnerSys (NYSE: ENS) director receives dividend-linked DSU and RSU awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

HOFFEN HOWARD I reported acquisition or exercise transactions in this Form 4 filing.

EnerSys director Howard I. Hoffen reported routine equity compensation awards rather than open‑market trades. On July 2, 2026, he received 3.7359 Common Stock equivalent shares as Deferred Stock Units tied to a cash dividend on 44,723 vested DSUs, and 56.8464 shares in the form of Restricted Stock Units under the EnerSys Deferred Compensation Plan for Non-Employee Directors. The footnotes state he has no direct pecuniary interest in these shares and disclaims beneficial ownership except to the extent ultimately realized.

Positive

  • None.

Negative

  • None.
Insider HOFFEN HOWARD I
Role null
Type Security Shares Price Value
Grant/Award Common Stock 56.846 $0.00 --
Grant/Award Common Stock 3.736 $0.00 --
Holdings After Transaction: Common Stock — 47,718.846 shares (Direct, null)
Footnotes (1)
  1. These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on July 2, 2026, to stockholders of record as of June 19, 2026 (the "Dividend"), with respect to 44,723 vested DSUs granted to the reporting person on various dates and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs. These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs. The reporting person has no direct pecuniary interest in such shares and disclaims beneficial ownership except to the extent ultimately realized.
Deferred Stock Units granted 3.7359 shares Dividend equivalents on vested DSUs, granted July 2, 2026
Restricted Stock Units granted 56.8464 shares Dividend equivalents on vested RSUs, granted July 2, 2026
Underlying vested DSUs 44,723 units DSUs previously granted to Hoffen referenced in the dividend-equivalent grant
Acquire-type transactions 2 entries Form 4 shows two non-derivative grant/award acquisitions
Deferred Stock Units financial
"These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on July 2, 2026"
Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.
Restricted Stock Units financial
"These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
EnerSys Deferred Compensation Plan for Non-Employee Directors financial
"vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan")"
pecuniary interest financial
"The reporting person has no direct pecuniary interest in such shares and disclaims beneficial ownership"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HOFFEN HOWARD I
(Last)(First)(Middle)
2366 BERNVILLE ROAD
(Street)
READING PENNSYLVANIA 19605
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
EnerSys [ ENS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/02/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/02/2026A56.8464(1)A$047,718.8464(3)D
Common Stock07/02/2026A3.7359(2)A$047,722.5823D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on July 2, 2026, to stockholders of record as of June 19, 2026 (the "Dividend"), with respect to 44,723 vested DSUs granted to the reporting person on various dates and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.
2. These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.
3. The reporting person has no direct pecuniary interest in such shares and disclaims beneficial ownership except to the extent ultimately realized.
/s/ John Yarbrough by Power of Attorney07/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did EnerSys (ENS) director Howard Hoffen report in this Form 4?

EnerSys director Howard I. Hoffen reported receiving equity awards, not open-market trades. He was granted Deferred Stock Units and Restricted Stock Units that mirror a recent cash dividend on previously granted, vested units under the company’s director compensation programs.

How many EnerSys shares were granted to Howard Hoffen in stock units?

Howard Hoffen received 3.7359 Common Stock equivalent shares as Deferred Stock Units and 56.8464 shares as Restricted Stock Units. Both awards were structured as stock units that track EnerSys shares rather than immediate share deliveries.

Why did EnerSys grant these DSUs and RSUs to Howard Hoffen?

The DSUs and RSUs were granted in connection with a cash dividend paid July 2, 2026. They represent dividend-equivalent stock units tied to previously granted, vested DSUs and RSUs so that Hoffen’s stock-based compensation reflects the same dividend treatment as common shareholders.

What are Deferred Stock Units (DSUs) and how do they apply to ENS director grants?

Deferred Stock Units are bookkeeping entries that track the value of company shares and typically settle in stock or cash later. Hoffen’s 3.7359 DSUs were issued as dividend equivalents on 44,723 vested DSUs and are vested and payable concurrently with the underlying DSUs.

What are Restricted Stock Units (RSUs) under EnerSys’ director compensation plan?

Restricted Stock Units are promises to deliver shares (or cash based on share value) at a future date, subject to conditions. Hoffen’s 56.8464 RSUs were granted as dividend equivalents on vested RSUs under the EnerSys Deferred Compensation Plan for Non-Employee Directors.

Does Howard Hoffen claim full beneficial ownership of these EnerSys stock units?

The footnotes state that Hoffen has no direct pecuniary interest in the reported shares and disclaims beneficial ownership, except to the extent ultimately realized. This language clarifies that his economic benefit is limited to what he actually receives upon settlement.