Issuer (NYSE: EQH) insider sale notice; 9,358 shares, prior 10b5-1 trade

Rhea-AI Filing Summary

The issuer submitted a Form 144 notice disclosing proposed sales of 9,358 common shares on 04/08/2026 tied to an exercise of stock options, and referencing 5,000 restricted stock units dated 02/28/2025. The filing also records prior 10b5-1 sales by Jeffrey Hurd of 6,790 shares on 01/15/2026 for $323,559.12.

Insights

Securities Compliance Analyst

Routine Form 144 disclosure of option-related sales and past 10b5-1 activity.

The filing lists proposed sales of 9,358 shares on 04/08/2026 tied to an exercise of stock options and notes 5,000 RSUs dated 02/28/2025. It also records a completed 10b5-1 sale of 6,790 shares on 01/15/2026 for $323,559.12.

These items are standard transfer/sale notices required by securities law; cash‑flow treatment and any trading plan details beyond the 10b5-1 mention are not included in the excerpt.

Key Figures

Proposed sale (options): 9,358 shares Restricted Stock Units: 5,000 RSUs Prior 10b5-1 sale: 6,790 shares

3 metrics

Proposed sale (options) 9,358 shares Sale tied to exercise of stock options on 04/08/2026

Restricted Stock Units 5,000 RSUs Award date 02/28/2025

Prior 10b5-1 sale 6,790 shares Sold 01/15/2026 for $323,559.12

Key Terms

Form 144, 10b5-1, Restricted Stock Units

3 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

10b5-1 regulatory

"10b5-1 Sales for JEFFREY HURD"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 5000 | 02/28/2025"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	14358	542014.50	280347841	04/08/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/08/2026	Exercise of Stock Options	Issuer			9358	04/08/2026	Cash
Common	02/28/2025	Restricted Stock Units	Issuer			5000	02/28/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for JEFFREY HURD 1345 Avenue of the Americas New York NY 10105	Common	01/15/2026	6790	323559.12

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does EQH's Form 144 disclose about shares to be sold?

The Form 144 discloses a proposed sale of 9,358 common shares on 04/08/2026. The filing ties that amount to an exercise of stock options and lists related RSUs dated 02/28/2025.

Did the filing report any recent 10b5-1 sales for EQH insiders?

Yes. The filing records a prior 10b5-1 sale by Jeffrey Hurd of 6,790 shares on 01/15/2026. The transaction produced proceeds of $323,559.12 as shown.

Are any restricted stock units mentioned in the Form 144?

The notice references 5,000 restricted stock units with an award date of 02/28/2025. The RSUs are listed in the securities section of the filing excerpt.

Is the 9,358-share sale an open-market sale or option exercise?

The filing ties the 9,358-share transaction to an exercise of stock options with the proposed sale date listed as 04/08/2026. The excerpt labels the issuer as the source for that transaction.

How much did Jeffrey Hurd receive from the 10b5-1 sale?

Jeffrey Hurd's recorded 10b5-1 sale of 6,790 shares on 01/15/2026 is shown with proceeds of $323,559.12 in the excerpt.