EQH (EQH) Form 144: 10,000-share resale after option exercise; prior 10b5-1 sales listed

Rhea-AI Filing Summary

EQH affiliate files Form 144 to sell 10,000 shares following an exercise of stock options. The notice lists 10,000 shares offered on 04/08/2026 via cash proceeds and names Morgan Stanley Smith Barney LLC as broker. The filing also reports recent 10b5-1 sales by Nick Lane totaling four transactions of 10,000, 20,000, 10,000 and 20,000 shares on 01/15/2026 and 02/17/2026, with reported proceeds alongside each trade.

Insights

Corporate Governance Analyst

Routine affiliate resale following option exercise; prior 10b5-1 activity is disclosed.

The filing records a proposed resale of 10,000 shares after an exercise of stock options on 04/08/2026, with cash proceeds and Morgan Stanley Smith Barney LLC listed as the executing broker. This is a standard Section 16 resale notice and does not by itself change corporate governance or capital structure.

Several prior 10b5-1 transactions by Nick Lane are listed (two on 01/15/2026 and two on 02/17/2026), each showing share counts and gross proceeds. These past sales provide context on recent insider liquidity activity; timing appears governed by prearranged 10b5-1 plans as labeled.

Key Figures

Shares offered: 10,000 shares 10b5-1 sale (1): 10,000 shares 10b5-1 sale (2): 20,000 shares +3 more

6 metrics

Shares offered 10,000 shares to be sold after exercise of stock options on 04/08/2026

10b5-1 sale (1) 10,000 shares sale on 01/15/2026 by Nick Lane; proceeds $476,497

10b5-1 sale (2) 20,000 shares sale on 01/15/2026 by Nick Lane; proceeds $952,990

10b5-1 sale (3) 10,000 shares sale on 02/17/2026 by Nick Lane; proceeds $449,918

10b5-1 sale (4) 20,000 shares sale on 02/17/2026 by Nick Lane; proceeds $899,732

Broker listed Morgan Stanley Smith Barney LLC broker for the 10,000-share resale (address shown)

Key Terms

Form 144, 10b5-1, Exercise of Stock Options

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

10b5-1 regulatory

"10b5-1 Sales for NICK LANE"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Exercise of Stock Options financial

"Securities To Be Sold | Exercise of Stock Options"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	10000	377500.00	280347841	04/08/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/08/2026	Exercise of Stock Options	Issuer			10000	04/08/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for NICK LANE 1345 Avenue of the Americas New York NY 10105	Common	02/17/2026	10000	449918.00
10b5-1 Sales for NICK LANE 1345 Avenue of the Americas New York NY 10105	Common	02/17/2026	20000	899732.00
10b5-1 Sales for NICK LANE 1345 Avenue of the Americas New York NY 10105	Common	01/15/2026	10000	476497.00
10b5-1 Sales for NICK LANE 1345 Avenue of the Americas New York NY 10105	Common	01/15/2026	20000	952990.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does EQH's Form 144 report?

The filing reports a proposed sale of 10,000 shares following an exercise of stock options on 04/08/2026. It names Morgan Stanley Smith Barney LLC as the broker and indicates a cash sale method.

Who executed recent insider sales disclosed in the filing for EQH?

Nick Lane is identified for recent 10b5-1 sales. The excerpt shows transactions of 10,000, 20,000, 10,000, and 20,000 shares on 01/15/2026 and 02/17/2026 with reported gross proceeds.

Are the proceeds from the proposed EQH sale reported in Form 144?

The notice indicates the method is a cash sale and lists proceeds for prior 10b5-1 trades, but the Form 144 excerpt shows only the sale method for the 10,000-share offering on 04/08/2026 rather than a gross proceed amount for that lot.

Does the filing say whether the 10,000 shares are restricted or free trading?

The excerpt labels the transaction as an exercise of stock options and a resale notice on Form 144; it does not explicitly state the post-exercise trading restrictions or legend status for the shares.

What broker is handling the EQH resale listed in Form 144?

Morgan Stanley Smith Barney LLC is named as the executing broker for the listed transaction. The broker address appears as 1 New York Plaza, 8th Floor, New York, NY 10004 in the excerpt.