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Equitable Holdings (EQH) officer receives 126.76 dividend-equivalent RSU shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Equitable Holdings, Inc. officer Seth P. Bernstein reported acquiring 126.7600 shares of common stock on a grant or award basis. These shares represent dividend equivalents that accrued on previously granted Restricted Stock Units (RSUs) under the company’s incentive plan, rather than an open-market purchase.

The filing states that dividend equivalents are issued in the form of RSUs and vest on the same schedule and terms as the underlying RSUs. Following this award, Bernstein directly holds a total of 55,734.5603 shares of common stock, including RSUs.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BERNSTEIN SETH P

(Last) (First) (Middle)
C/O EQUITABLE HOLDINGS, INC.
1345 AVENUE OF THE AMERICAS

(Street)
NEW YORK NY 10105

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Equitable Holdings, Inc. [ EQH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
03/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/12/2026 A 126.76(1) A $0 55,734.5603(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.
2. Total includes RSUs.
Remarks:
Reporting person's title is Head of Asset Management.
/s/ Swathi Padmanabhan as attorney-in-fact for Seth Bernstein 03/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Equitable Holdings (EQH) insider Seth P. Bernstein report in this Form 4?

Seth P. Bernstein reported receiving 126.7600 shares of Equitable Holdings common stock as a grant or award. These shares are dividend equivalents tied to previously awarded RSUs and are not the result of an open-market stock purchase.

Is the EQH Form 4 for Seth P. Bernstein a stock purchase or compensation grant?

The Form 4 reflects a compensation-related grant, not a stock purchase. Bernstein received 126.7600 dividend-equivalent RSUs that accrued on earlier RSU awards, vesting and settling under the same terms as those underlying RSUs.

How many Equitable Holdings (EQH) shares does Seth P. Bernstein hold after this transaction?

After this reported grant, Seth P. Bernstein directly holds 55,734.5603 shares of Equitable Holdings common stock. This total includes Restricted Stock Units, as specifically noted in the filing’s footnotes describing how these awards are counted.

What are dividend equivalents on RSUs in the Equitable Holdings (EQH) Form 4?

Dividend equivalents are additional RSUs that accrue when dividends are paid on common shares underlying existing RSUs. For Equitable Holdings, these dividend-equivalent RSUs vest, settle, and expire on the same terms and schedule as the original RSUs they relate to.

Does the Equitable Holdings (EQH) Form 4 indicate any insider selling by Seth P. Bernstein?

The Form 4 does not report any insider selling by Seth P. Bernstein. It shows only an acquisition of 126.7600 shares through a grant of dividend-equivalent RSUs, with no sell transactions or dispositions disclosed in this filing.
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