[Form 4] Equitable Holdings, Inc. Insider Trading Activity
Rhea-AI Filing Summary
Equitable Holdings, Inc. director Francis Hondal reported additional ownership in company common stock. On May 20, 2026, Hondal received a grant of 4,400 shares of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan at a reference price of $42.05 per share, increasing direct holdings to 30,330.801 shares.
The filing also reports a series of previously unreported acquisitions totaling 1,143.801 shares of common stock between March 2023 and December 2025, generally in small monthly or quarterly amounts. According to the disclosure, these shares were acquired through a dividend reinvestment plan administered by the reporting person’s broker-dealer, and the late reporting resulted from an initial understanding that the automatic dividend reinvestment plan was not active.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 5,543.801 shares
Net Buy
13 txns
Insider
Hondal Francis
Role
Director
Bought
1,143.801 shs ($46K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock | 4,400 | $42.05 | $185K |
| Purchase | Common Stock | 103.777 | $46.857 | $5K |
| Purchase | Common Stock | 91.59 | $52.822 | $5K |
| Purchase | Common Stock | 88.074 | $54.661 | $5K |
| Purchase | Common Stock | 85.282 | $49.938 | $4K |
| Purchase | Common Stock | 88.536 | $47.863 | $4K |
| Purchase | Common Stock | 109.089 | $38.605 | $4K |
| Purchase | Common Stock | 103.725 | $40.361 | $4K |
| Purchase | Common Stock | 112.009 | $34.042 | $4K |
| Purchase | Common Stock | 122.635 | $30.872 | $4K |
| Purchase | Common Stock | 83.581 | $28.35 | $2K |
| Purchase | Common Stock | 89.146 | $26.36 | $2K |
| Purchase | Common Stock | 66.357 | $31.994 | $2K |
Holdings After Transaction:
Common Stock — 30,330.801 shares (Direct)
Footnotes (2)
- F1. Reflects shares acquired through a dividend reinvestment plan inadvertently administered by the reporting person's broker dealer and not previously reported. Late disclosure of these shares resulted from the reporting person's initial understanding the automatic dividend reinvestment plan was not active.
- F2. Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.
Key Figures
Stock grant size: 4,400 shares
Grant reference price: $42.05 per share
Total shares after grant: 30,330.801 shares
+3 more
6 metrics
Stock grant size
4,400 shares
Fully vested common stock grant on May 20, 2026
Grant reference price
$42.05 per share
Price per share for 4,400-share grant
Total shares after grant
30,330.801 shares
Direct EQH holdings following May 20, 2026 grant
Dividend reinvestment shares
1,143.801 shares
Shares acquired via dividend reinvestment between 2023 and 2025
Net buy shares
1,143.801 shares
Net-buy position across reported buy transactions
Open-market purchase example
103.777 shares at $46.857
Purchase on December 1, 2025
Key Terms
dividend reinvestment plan, fully vested common stock, Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan, Rule 16b-3, +1 more
5 terms
dividend reinvestment plan financial
"Reflects shares acquired through a dividend reinvestment plan inadvertently administered by the reporting person's broker dealer"
A dividend reinvestment plan lets shareholders automatically use cash dividends to buy more shares of the same company instead of receiving the money. It matters to investors because it turns regular payouts into a steady way to grow ownership and take advantage of compound returns—like having your savings automatically buy additional slices of a pie over time—while often reducing transaction costs and smoothing purchase timing.
fully vested common stock financial
"Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan"
Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan financial
"Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan"
Rule 16b-3 regulatory
"Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3"
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
open-market purchase financial
"Purchase in open market or private transaction"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider transactions did Francis Hondal report for Equitable Holdings (EQH)?
Francis Hondal reported receiving 4,400 fully vested Equitable Holdings common shares as a stock grant and 1,143.801 shares from prior dividend reinvestment activity. All transactions increased direct ownership in EQH common stock and were reported together in this Form 4 filing.
What was the size and price of the latest EQH stock grant to Francis Hondal?
The latest award to Francis Hondal was 4,400 shares of Equitable Holdings common stock at a stated price of $42.05 per share. The shares were fully vested upon grant under the company’s 2019 Omnibus Incentive Plan and are exempt under Rule 16b-3.
What does the Form 4 say about dividend reinvestment for Equitable Holdings (EQH)?
The Form 4 explains that 1,143.801 EQH shares were acquired through a dividend reinvestment plan administered by Hondal’s broker-dealer. These reinvested dividends had not been previously reported because Hondal initially believed the automatic dividend reinvestment plan was not active.
Under which plan was the Equitable Holdings (EQH) stock grant to Francis Hondal made?
The 4,400-share stock grant to Francis Hondal was made under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan. The grant consists of fully vested common stock and is described as exempt from short-swing profit rules under SEC Rule 16b-3.