Equitable Holdings director granted 4,400 shares

SCOTT BERTRAM L reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

SCOTT BERTRAM L reported acquisition or exercise transactions in this Form 4 filing.

Equitable Holdings, Inc. director Scott Bertram L received a grant of 4,400 shares of Common Stock valued at $42.05 per share. The award consists of fully vested common stock issued under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan and is exempt under Rule 16b-3. Following this compensation grant, his direct holdings total 30,401 shares of Equitable Holdings common stock.

Insider Trade Summary

Grant/Award: 4,400 shares

Grant/Award 1 txn

Insider SCOTT BERTRAM L

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	4,400	$42.05	$185K

Holdings After Transaction: Common Stock — 30,401 shares (Direct)

Footnotes (1)

1. F1. Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

Key Figures

Stock grant size: 4,400 shares Grant value per share: $42.05/share Post-grant holdings: 30,401 shares

3 metrics

Stock grant size 4,400 shares Fully vested Common Stock award to director Scott Bertram L

Grant value per share $42.05/share Value used for the 4,400-share Common Stock grant

Post-grant holdings 30,401 shares Total direct Common Stock holdings after the grant

Key Terms

fully vested common stock, 2019 Omnibus Incentive Plan, Rule 16b-3

3 terms

fully vested common stock financial

"Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan"

2019 Omnibus Incentive Plan financial

"under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan"

Rule 16b-3 regulatory

"fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3"

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Scott Bertram L report for Equitable Holdings (EQH)?

Scott Bertram L reported receiving a grant of 4,400 shares of Equitable Holdings Common Stock. The shares were awarded as fully vested stock under the company’s 2019 Omnibus Incentive Plan and treated as a compensation-related acquisition, not an open-market purchase or sale.

How many Equitable Holdings (EQH) shares were granted and at what price?

The reported grant was for 4,400 shares of Equitable Holdings Common Stock at a value of $42.05 per share. This reflects the grant price used in the Form 4 disclosure and helps indicate the size of the compensation award in dollar terms.

What are Scott Bertram L’s Equitable Holdings (EQH) shareholdings after this grant?

After the reported grant, Scott Bertram L directly holds a total of 30,401 shares of Equitable Holdings Common Stock. This total incorporates the newly granted 4,400 fully vested shares, providing updated visibility into his direct equity position in the company.

Was the Equitable Holdings (EQH) transaction a market buy or sell?

The transaction was not a market buy or sell; it was a grant or award acquisition. The Form 4 classifies it under code “A” for a grant, with footnotes explaining it is a fully vested stock award under the 2019 Omnibus Incentive Plan, exempt under Rule 16b-3.

Under what plan was the Equitable Holdings (EQH) stock grant made?

The 4,400-share grant was made under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan. The footnote notes that the fully vested common stock award is exempt under Rule 16b-3, indicating it is a standard equity compensation grant to the director.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/21/2026 - 04:52 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SCOTT BERTRAM L

(Last) (First) (Middle)

C/O EQUITABLE HOLDINGS, INC.

1345 AVENUE OF THE AMERICAS

(Street)

NEW YORK NEW YORK 10105

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Equitable Holdings, Inc. [ EQH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/20/2026		A		4,400(1)	A	$42.05	30,401	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

Remarks:

	Stella Lee as attorney-in-fact for Bertram Scott	05/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)