Equitable Holdings (EQH) officer exercises options, sells 10K shares under 10b5-1 plan
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Equitable Holdings, Inc. officer Nick Lane exercised employee stock options for 10,000 shares of common stock at $23.18 per share and, on the same day, sold 10,000 shares in open-market trades at a weighted average price of $40.0381. The transactions were executed under a pre-arranged Rule 10b5-1 trading plan. Following these moves, he directly holds about 124,218 shares of common stock and 14,417 remaining stock options.
Positive
- None.
Negative
- None.
Insider Trade Summary 10b5-1
Net Seller: 10,000 shares ($400,381)
Net Sell
3 txns
Insider
Lane Nick
Role
See Remarks
Sold
10,000 shs ($400K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Employee Stock Option (right to buy) | 10,000 | $0.00 | -- |
| Exercise | Common Stock | 10,000 | $23.18 | $232K |
| Sale | Common Stock | 10,000 | $40.0381 | $400K |
Holdings After Transaction:
Employee Stock Option (right to buy) — 14,417 shares (Direct);
Common Stock — 134,218.266 shares (Direct)
Footnotes (1)
- The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025. Total includes Restricted Stock Units This transaction was executed in multiple trades at prices ranging from $40.0000 to $40.1400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 26, 2020
Key Figures
Options exercised: 10,000 options
Exercise price: $23.18 per share
Shares sold: 10,000 shares
+3 more
6 metrics
Options exercised
10,000 options
Employee Stock Option exercise on 2026-04-08
Exercise price
$23.18 per share
Strike price for exercised options
Shares sold
10,000 shares
Open-market sale on 2026-04-08
Sale price (weighted avg.)
$40.0381 per share
Weighted average across trades from $40.00 to $40.14
Shares held after
124,218.2658 shares
Direct EQH common stock holdings following transactions
Options remaining
14,417 options
Employee stock options outstanding after 10,000 exercised
Key Terms
Rule 10b5-1 trading plan, Employee Stock Option, Restricted Stock Units, 2019 Omnibus Incentive Plan, +1 more
5 terms
Rule 10b5-1 trading plan financial
"The sales reported and options exercised ... were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person..."
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
Employee Stock Option financial
"security_title: Employee Stock Option (right to buy)"
An employee stock option is a promise that lets a worker buy company shares later at a predetermined price, often after they stay for a certain period or meet performance goals — think of it like a coupon that locks in today's price for a future purchase. It matters to investors because options align employees’ incentives with company performance, can increase the number of shares outstanding (dilution) when exercised, and represent a compensation cost that affects reported profits and shareholder value.
Restricted Stock Units financial
"Total includes Restricted Stock Units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
2019 Omnibus Incentive Plan financial
"Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3."
open-market sale financial
"transaction_action: open-market sale"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
FAQ
What insider transactions did Nick Lane report for EQH on this Form 4?
Nick Lane reported exercising options for 10,000 shares of Equitable Holdings (EQH) common stock and selling 10,000 shares in open-market trades. These same-day transactions combined an option exercise with a share sale while maintaining his overall direct share count.
Were Nick Lane’s EQH option exercise and sale part of a Rule 10b5-1 plan?
Yes. The Form 4 footnotes state that the exercised options and related EQH share sales were made under a Rule 10b5-1 trading plan adopted on September 18, 2025, indicating these transactions were pre-scheduled rather than discretionary.
What type of equity awards did Nick Lane exercise in this Equitable Holdings (EQH) filing?
Nick Lane exercised an Employee Stock Option for 10,000 EQH shares, originally granted under the company’s 2019 Omnibus Incentive Plan. Footnotes note the options vest in three installments beginning on February 26, 2020, consistent with typical long-term incentive structures.