Equitable Holdings officer exercises, sells 10K shares

Equitable Holdings, Inc. officer Nick Lane exercised employee stock options for 10,000 shares of common stock at $23.18 per share and, on the same day, sold 10,000 shares in open-market trades at a weighted average price of $40.0381.

Rhea-AI Filing Summary

Equitable Holdings, Inc. officer Nick Lane exercised employee stock options for 10,000 shares of common stock at $23.18 per share and, on the same day, sold 10,000 shares in open-market trades at a weighted average price of $40.0381. The transactions were executed under a pre-arranged Rule 10b5-1 trading plan. Following these moves, he directly holds about 124,218 shares of common stock and 14,417 remaining stock options.

Insider Trade Summary 10b5-1

Exercise and Sale: 10,000 shares ($169K approx. pre-tax spread)

Exercise and Sale 3 txns

Insider Lane Nick

Role See Remarks

Sold 10,000 shs ($400K)

Approx. gross sale proceeds $400K

Approx. exercise cost $232K

Approx. pre-tax spread $169K

Type	Security	Shares	Price	Value
Exercise	Employee Stock Option (right to buy)	10,000	$0.00	$0.00
Exercise	Common Stock	10,000	$23.18	$232K
Sale	Common Stock	10,000	$40.0381	$400K

Holdings After Transaction: Employee Stock Option (right to buy) — 14,417 contracts (Direct); Common Stock — 124,218.2658 shares (Direct)

Footnotes (4)

1. F1. The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.
2. F2. Total includes Restricted Stock Units
3. F3. This transaction was executed in multiple trades at prices ranging from $40.0000 to $40.1400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
4. F4. Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 26, 2020

Key Figures

Options exercised: 10,000 options Exercise price: $23.18 per share Shares sold: 10,000 shares +3 more

6 metrics

Options exercised 10,000 options Employee Stock Option exercise on 2026-04-08

Exercise price $23.18 per share Strike price for exercised options

Shares sold 10,000 shares Open-market sale on 2026-04-08

Sale price (weighted avg.) $40.0381 per share Weighted average across trades from $40.00 to $40.14

Shares held after 124,218.2658 shares Direct EQH common stock holdings following transactions

Options remaining 14,417 options Employee stock options outstanding after 10,000 exercised

Key Terms

Rule 10b5-1 trading plan, Employee Stock Option, Restricted Stock Units, 2019 Omnibus Incentive Plan, +1 more

5 terms

Rule 10b5-1 trading plan financial

"The sales reported and options exercised ... were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person..."

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

Employee Stock Option financial

"security_title: Employee Stock Option (right to buy)"

An employee stock option is a promise that lets a worker buy company shares later at a predetermined price, often after they stay for a certain period or meet performance goals — think of it like a coupon that locks in today's price for a future purchase. It matters to investors because options align employees’ incentives with company performance, can increase the number of shares outstanding (dilution) when exercised, and represent a compensation cost that affects reported profits and shareholder value.

Restricted Stock Units financial

"Total includes Restricted Stock Units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

2019 Omnibus Incentive Plan financial

"Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3."

open-market sale financial

"transaction_action: open-market sale"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Nick Lane report for EQH on this Form 4?

Nick Lane reported exercising options for 10,000 shares of Equitable Holdings (EQH) common stock and selling 10,000 shares in open-market trades. These same-day transactions combined an option exercise with a share sale while maintaining his overall direct share count.

At what prices did Nick Lane exercise and sell Equitable Holdings (EQH) shares?

Nick Lane exercised employee stock options at an exercise price of $23.18 per EQH share and sold 10,000 common shares at a weighted average price of $40.0381. The sale occurred through multiple trades priced between $40.00 and $40.14 per share.

How many Equitable Holdings (EQH) shares does Nick Lane hold after these transactions?

After the reported Form 4 transactions, Nick Lane directly holds approximately 124,218.2658 EQH common shares. He also retains 14,417 employee stock options following the 10,000-option exercise, providing continued equity exposure through both shares and options.

Were Nick Lane’s EQH option exercise and sale part of a Rule 10b5-1 plan?

Yes. The Form 4 footnotes state that the exercised options and related EQH share sales were made under a Rule 10b5-1 trading plan adopted on September 18, 2025, indicating these transactions were pre-scheduled rather than discretionary.

What type of equity awards did Nick Lane exercise in this Equitable Holdings (EQH) filing?

Nick Lane exercised an Employee Stock Option for 10,000 EQH shares, originally granted under the company’s 2019 Omnibus Incentive Plan. Footnotes note the options vest in three installments beginning on February 26, 2020, consistent with typical long-term incentive structures.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/09/2026 - 04:11 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lane Nick

(Last) (First) (Middle)

C/O EQUITABLE HOLDINGS, INC

1345 AVENUE OF THE AMERICAS

(Street)

NEW YORK NEW YORK 10105

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Equitable Holdings, Inc. [ EQH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/08/2026		M		10,000(1)	A	$23.18	134,218.2658(2)	D
Common Stock	04/08/2026		S		10,000(1)	D	$40.0381(3)	124,218.2658(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (right to buy)	$23.18	04/08/2026		M			10,000(1)	(4)	02/26/2030	Common Stock	10,000	$0	14,417	D

Explanation of Responses:

1. The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.

2. Total includes Restricted Stock Units

3. This transaction was executed in multiple trades at prices ranging from $40.0000 to $40.1400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

4. Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 26, 2020

Remarks:

Reporting person's title is President of Equitable Financial.

	/s/ Stella Lee as attorney-in-fact for Nick Lane	04/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)