Equitable Holdings (EQH) director receives 4,400-share fully vested stock grant
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Isaacs-Lowe Arlene reported acquisition or exercise transactions in this Form 4 filing.
Equitable Holdings, Inc. director Arlene Isaacs-Lowe received a grant of 4,400 shares of common stock valued at $42.05 per share. This was a fully vested award made under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan, exempt under Rule 16b-3. Following the grant, she directly holds 20,763 shares of common stock.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
Isaacs-Lowe Arlene
Role
null
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock | 4,400 | $42.05 | $185K |
Holdings After Transaction:
Common Stock — 20,763 shares (Direct, null)
Footnotes (1)
- [object Object]
Key Figures
Shares granted: 4,400 shares
Grant price: $42.05 per share
Shares held after grant: 20,763 shares
3 metrics
Shares granted
4,400 shares
Fully vested common stock grant to director on 2026-05-20
Grant price
$42.05 per share
Reported value of common stock award
Shares held after grant
20,763 shares
Director’s direct holdings following transaction
Key Terms
fully vested common stock, 2019 Omnibus Incentive Plan, Rule 16b-3, Form 4
4 terms
fully vested common stock financial
"Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan"
2019 Omnibus Incentive Plan financial
"under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan"
Rule 16b-3 regulatory
"Incentive Plan exempt under Rule 16b-3"
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
FAQ
What insider transaction did Equitable Holdings (EQH) report for Arlene Isaacs-Lowe?
Equitable Holdings reported that director Arlene Isaacs-Lowe received 4,400 shares of common stock as a grant. The award was made at $42.05 per share and increased her direct holdings to 20,763 shares after the transaction.
Was the EQH insider transaction an open-market purchase or a stock grant?
The EQH insider transaction was a stock grant, not an open-market purchase. Arlene Isaacs-Lowe received 4,400 fully vested shares under the 2019 Omnibus Incentive Plan, a compensation-related award rather than a discretionary market trade.
Under which plan was the Equitable Holdings (EQH) stock grant to Arlene Isaacs-Lowe made?
The stock grant to Arlene Isaacs-Lowe was made under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan. The 4,400 fully vested shares are compensation-related and are exempt from certain rules under SEC Rule 16b-3.
What does Rule 16b-3 exemption mean for the EQH stock grant?
The Rule 16b-3 exemption means the stock grant is treated as a board-approved, compensation-related award. For Arlene Isaacs-Lowe’s 4,400-share grant, it indicates the transaction qualifies for exempt treatment under SEC rules governing insider short-swing profits.