Welcome to our dedicated page for Equitable Holdings SEC filings (Ticker: EQH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Equitable Holdings, Inc. filings document formal disclosures for a financial services holding company with retirement, asset management and wealth management operations. Recent Form 8-K reports cover operating and financial results, earnings materials, Regulation FD presentations, capital-structure matters, debt tender offer disclosures and registered securities that include common stock and depositary shares representing preferred stock.
The company's regulatory record also includes material-event disclosures on definitive agreements, shareholder voting communications, governance matters, risk factors and segment reporting. Filings tied to a completed reinsurance transaction document changes to reportable segments, including the Retirement segment and the treatment of legacy and life insurance business within Corporate and Other.
Equitable Holdings, Inc. director Francis Hondal reported additional ownership in company common stock. On May 20, 2026, Hondal received a grant of 4,400 shares of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan at a reference price of $42.05 per share, increasing direct holdings to 30,330.801 shares.
The filing also reports a series of previously unreported acquisitions totaling 1,143.801 shares of common stock between March 2023 and December 2025, generally in small monthly or quarterly amounts. According to the disclosure, these shares were acquired through a dividend reinvestment plan administered by the reporting person’s broker-dealer, and the late reporting resulted from an initial understanding that the automatic dividend reinvestment plan was not active.
Stansfield George reported acquisition or exercise transactions in this Form 4 filing.
Equitable Holdings, Inc. director George Stansfield received a grant of 4,400 shares of common stock on May 20, 2026. The shares were fully vested and awarded at $42.05 per share under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan, exempt under Rule 16b-3. Following this compensation-related award, he directly owns 43,227 shares of Equitable Holdings common stock.
Dachille Douglas A. reported acquisition or exercise transactions in this Form 4 filing.
Equitable Holdings, Inc. director Douglas A. Dachille received a grant of 4,400 shares of common stock on May 20, 2026 at a reported value of $42.05 per share. The award is fully vested and was granted under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan, exempt under Rule 16b-3. Following this compensation grant, Dachille directly holds 7,793 shares of Equitable Holdings common stock.
Kaye Daniel G reported acquisition or exercise transactions in this Form 4 filing.
Equitable Holdings, Inc. director Daniel G. Kaye received a grant of 4,400 shares of Common Stock on May 20, 2026 at $42.05 per share. The award consists of fully vested stock granted under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan, exempt under Rule 16b-3. Following this grant, Kaye directly holds 60,086 shares of Equitable Holdings common stock.
Stonehill Charles G.T. reported acquisition or exercise transactions in this Form 4 filing.
Equitable Holdings, Inc. director Charles G.T. Stonehill received a grant of 4,400 shares of common stock on May 20, 2026. The shares were fully vested and granted under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan, exempt under Rule 16b-3. Following this award, Stonehill directly holds 41,857 shares of Equitable Holdings common stock.
SCOTT BERTRAM L reported acquisition or exercise transactions in this Form 4 filing.
Equitable Holdings, Inc. director Scott Bertram L received a grant of 4,400 shares of Common Stock valued at $42.05 per share. The award consists of fully vested common stock issued under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan and is exempt under Rule 16b-3. Following this compensation grant, his direct holdings total 30,401 shares of Equitable Holdings common stock.
MacKay Craig C reported acquisition or exercise transactions in this Form 4 filing.
Equitable Holdings, Inc. director Craig C. MacKay received a grant of 4,400 shares of common stock on May 20, 2026. The shares were fully vested and issued under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan, exempt under Rule 16b-3. Following this equity award, MacKay directly holds 21,199 shares of Equitable Holdings common stock.
LAMMTENNANT JOAN M reported acquisition or exercise transactions in this Form 4 filing.
Equitable Holdings, Inc. director Joan M. Lamntenant received a grant of 6,897 shares of fully vested common stock valued at $42.05 per share under the company’s Amended and Restated 2019 Omnibus Incentive Plan, exempt under Rule 16b-3. Following this award, she directly holds 54,788 common shares.
Isaacs-Lowe Arlene reported acquisition or exercise transactions in this Form 4 filing.
Equitable Holdings, Inc. director Arlene Isaacs-Lowe received a grant of 4,400 shares of common stock valued at $42.05 per share. This was a fully vested award made under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan, exempt under Rule 16b-3. Following the grant, she directly holds 20,763 shares of common stock.
Equitable Holdings President and CEO Mark Pearson reported an option exercise and share sale involving the company’s common stock. He exercised employee stock options to acquire 27,200 shares at $23.18 per share, then sold 39,700 shares in open-market transactions at a weighted average price of $42.6004 per share.
The filing notes these trades were executed under a Rule 10b5-1 trading plan adopted on May 16, 2025, indicating they were pre‑scheduled. After these transactions, Pearson directly owns 776,683.2978 shares of common stock, which include restricted stock units and 11,011 shares acquired through the Employee Stock Purchase Plan, along with 54,400 employee stock options with a $23.18 exercise price expiring on February 26, 2030.