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Equitable Holdings (NYSE: EQH) director granted 4,400 fully vested shares

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

MacKay Craig C reported acquisition or exercise transactions in this Form 4 filing.

Equitable Holdings, Inc. director Craig C. MacKay received a grant of 4,400 shares of common stock on May 20, 2026. The shares were fully vested and issued under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan, exempt under Rule 16b-3. Following this equity award, MacKay directly holds 21,199 shares of Equitable Holdings common stock.

Positive

  • None.

Negative

  • None.
Insider MacKay Craig C
Role null
Type Security Shares Price Value
Grant/Award Common Stock 4,400 $42.05 $185K
Holdings After Transaction: Common Stock — 21,199 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares granted 4,400 shares Common stock grant on May 20, 2026
Reported transaction price $42.05 per share Price per share for 4,400-share grant
Post-transaction holdings 21,199 shares Total common shares directly held after grant
Transaction code A (Grant, award, or other acquisition) Indicates equity award, not open-market purchase
2019 Omnibus Incentive Plan financial
"Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3."
fully vested common stock financial
"Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3."
Rule 16b-3 regulatory
"Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3."
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MacKay Craig C
(Last)(First)(Middle)
C/O EQUITABLE HOLDINGS, INC.
1345 AVENUE OF THE AMERICAS
(Street)
NEW YORK NEW YORK 10105
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Equitable Holdings, Inc. [ EQH ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/20/2026A4,400(1)A$42.0521,199D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.
Remarks:
Stella Lee as attorney-in-fact for Craig MacKay05/21/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Equitable Holdings (EQH) director Craig C. MacKay report on this Form 4?

Craig C. MacKay reported receiving 4,400 shares of Equitable Holdings common stock as an equity grant. The award was made on May 20, 2026, and increased his direct holdings to 21,199 shares after the transaction.

Was the Equitable Holdings (EQH) Form 4 transaction an open-market purchase or a grant?

The Form 4 transaction was a grant of shares, not an open-market purchase. MacKay received 4,400 fully vested common shares under Equitable Holdings’ 2019 Omnibus Incentive Plan as compensation, with a transaction price of $42.05 per share reported.

How many Equitable Holdings (EQH) shares does Craig C. MacKay hold after this grant?

After the equity grant, Craig C. MacKay directly holds 21,199 shares of Equitable Holdings common stock. This total includes the 4,400 fully vested shares awarded on May 20, 2026, under the company’s Amended and Restated 2019 Omnibus Incentive Plan.

At what price was the Equitable Holdings (EQH) director share grant reported?

The grant to director Craig C. MacKay was reported at $42.05 per share for 4,400 common shares. This figure reflects the transaction price disclosed in the Form 4 and is used for reporting purposes within the equity compensation framework.

Under which plan was the Equitable Holdings (EQH) share grant to Craig C. MacKay made?

The share grant was made under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan. The Form 4 notes that the 4,400 fully vested common shares granted to MacKay are exempt under Rule 16b-3 governing insider compensation arrangements.