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Equitable Holdings (NYSE: EQH) officer receives 383.86-share RSU dividend grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lane Nick reported acquisition or exercise transactions in this Form 4 filing.

Equitable Holdings, Inc. officer Nick Lane received a grant of 383.8600 shares of common stock on March 12, 2026, at no purchase price. The award reflects dividend equivalents on previously granted Restricted Stock Units under the company’s incentive plan. Following this grant, Lane holds 124,218.2658 shares, including RSUs.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lane Nick

(Last) (First) (Middle)
C/O EQUITABLE HOLDINGS, INC
1345 AVENUE OF THE AMERICAS

(Street)
NEW YORK NY 10105

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Equitable Holdings, Inc. [ EQH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
03/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/12/2026 A 383.86(1) A $0 124,218.2658(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.
2. Total includes RSUs.
Remarks:
Reporting person's title is President of Equitable Financial.
/s/ Swathi Padmanabhan as attorney-in-fact for Nick Lane 03/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Equitable Holdings (EQH) report for Nick Lane?

Equitable Holdings reported that officer Nick Lane received 383.8600 shares of common stock as a stock award. The shares were granted at no cost as dividend equivalents on previously awarded RSUs, increasing his total holdings to 124,218.2658 shares, including RSUs.

Was Nick Lane’s Equitable Holdings (EQH) transaction a market purchase or sale?

The transaction was not a market purchase or sale. It was coded as an “A” grant, meaning Lane acquired 383.8600 shares as a stock award. These shares represent dividend equivalents on existing RSUs rather than an open-market trade in Equitable Holdings stock.

How many Equitable Holdings (EQH) shares does Nick Lane own after this Form 4?

After the reported grant, Nick Lane beneficially owns 124,218.2658 shares of Equitable Holdings common stock. This total explicitly includes Restricted Stock Units, as noted in the footnotes, and reflects his direct holdings following the 383.8600-share dividend-equivalent award.

What are dividend equivalents on RSUs at Equitable Holdings (EQH)?

Dividend equivalents on RSUs are additional RSUs credited when dividends are paid on the underlying common shares. At Equitable Holdings, these equivalents vest, settle, and expire on the same terms as the original RSUs and each represents a contingent right to receive one common share.

How was the 383.8600-share award to Nick Lane at Equitable Holdings (EQH) priced?

The 383.8600-share award to Nick Lane carried a transaction price of 0.0000 per share. This reflects that the shares were granted as compensation, specifically dividend equivalents on existing RSUs, rather than purchased for cash in the open market.
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