STOCK TITAN

Equitable Holdings (EQH) CAO awarded 58.58 RSU dividend equivalents

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Eckert William James IV reported acquisition or exercise transactions in this Form 4 filing.

Equitable Holdings Chief Accounting Officer William James Eckert IV received a grant of 58.58 shares of Common Stock at no cost, credited as dividend equivalents on previously awarded Restricted Stock Units under the company’s incentive plan. Following this award, he directly holds 22,805.7956 shares of Common Stock, including RSUs.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Eckert William James IV

(Last) (First) (Middle)
C/O EQUITABLE HOLDINGS, INC.
1345 AVENUE OF THE AMERICAS

(Street)
NEW YORK NY 10105

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Equitable Holdings, Inc. [ EQH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/12/2026 A 58.58(1) A $0 22,805.7956(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.
2. Total includes RSUs.
Remarks:
/s/ Swathi Padmanabhan as attorney-in-fact for William Eckert 03/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Equitable Holdings (EQH) report for William James Eckert IV?

Equitable Holdings reported that Chief Accounting Officer William James Eckert IV received 58.58 shares of Common Stock as a grant. These shares represent dividend equivalents credited on existing Restricted Stock Units under the company’s incentive plan and were acquired at no cash cost.

Was the Equitable Holdings (EQH) transaction an open-market buy or a compensation grant?

The transaction was a compensation-related grant, not an open-market purchase. Eckert received 58.58 Common Stock shares as dividend equivalents on previously awarded Restricted Stock Units, reflecting accruals when dividends are paid on the underlying common shares, at a reported price of $0.00 per share.

How many Equitable Holdings (EQH) shares does William James Eckert IV hold after this Form 4?

After the reported grant, William James Eckert IV directly holds 22,805.7956 shares of Equitable Holdings Common Stock. This total includes Restricted Stock Units and associated dividend equivalent RSUs that each represent a contingent right to receive one share of common stock upon vesting and settlement.

What are dividend equivalents on RSUs in the Equitable Holdings (EQH) filing?

Dividend equivalents on RSUs are additional RSUs that accrue when dividends are paid on the underlying common shares. In this case, 58.58 RSUs were credited, vesting proportionally and settling on the same terms as the original RSUs, with each RSU representing one share of Common Stock.

Does the Equitable Holdings (EQH) Form 4 involve any derivative securities or option exercises?

The Form 4 does not report any derivative security transactions or option exercises. It only records a non-derivative acquisition of 58.58 Common Stock shares in the form of dividend equivalent Restricted Stock Units, with no derivative positions listed in the derivative holdings summary section.
Equitable Holdings Inc

NYSE:EQH

View EQH Stock Overview

EQH Rankings

EQH Latest News

EQH Latest SEC Filings

EQH Stock Data

10.39B
277.95M
Asset Management
Insurance Agents, Brokers & Service
Link
United States
NEW YORK