Establishment Labs (ESTA) director receives 11,315-share stock unit award grant

Rhea-AI Filing Summary

Chacon Quiros Juan Jose reported acquisition or exercise transactions in this Form 4 filing.

ESTABLISHMENT LABS HOLDINGS INC. director Juan Jose Chacon Quiros received a grant of 11,315 Common Shares as a stock unit award under the company’s 2018 Equity Incentive Plan, at a stated price of $0.0000 per share. One-fourth of the shares subject to the award vest on April 24, 2027 and on each one-year anniversary thereafter, contingent on continued service. Following this grant, he holds 56,508 Common Shares directly and 927,504 Common Shares indirectly through Sariel Group Ltd, where he has voting and dispositive power but disclaims beneficial ownership beyond his pecuniary interest.

Insights

Equity compensation analyst

Director received time-based stock unit award, increasing equity exposure.

Director Juan Jose Chacon Quiros was granted 11,315 Common Shares as a stock unit award under the 2018 Equity Incentive Plan. The grant has a four-year vesting schedule: one-fourth vests on April 24, 2027 and each one-year anniversary afterward, conditioned on continued service.

After this grant, he directly holds 56,508 Common Shares and indirectly 927,504 through Sariel Group Ltd., over which he has voting and dispositive power but disclaims beneficial ownership beyond his pecuniary interest. The Form 4 shows no open-market buying or selling, indicating this is routine equity compensation rather than a trading signal.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Chacon Quiros Juan Jose

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Shares	11,315	$0.00	--
holding	Common Shares	--	--	--

Holdings After Transaction: Common Shares — 56,508 shares (Direct, null); Common Shares — 927,504 shares (Indirect, See Footnote)

Footnotes (1)

1. Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on April 24, 2027 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date. The shares are held by Sariel Group Ltd. The Reporting Person is a shareholder of Sariel Group Ltd and has voting and dispositive power over the shares owned by Sariel Group Ltd. The Reporting Person disclaims beneficial ownership of the shares held by Sariel Group Ltd, except to the extent of his pecuniary interest therein.

Key Figures

Stock unit award: 11,315 Common Shares Award price per share: $0.0000 Direct holdings after transaction: 56,508 Common Shares +2 more

5 metrics

Stock unit award 11,315 Common Shares Grant/award acquisition under the 2018 Equity Incentive Plan

Award price per share $0.0000 Transaction price per share for the 11,315-share grant

Direct holdings after transaction 56,508 Common Shares Total direct ownership following the 11,315-share grant

Indirect holdings via Sariel Group Ltd. 927,504 Common Shares Indirect ownership with voting and dispositive power, subject to beneficial ownership disclaimer

Initial vesting date April 24, 2027 One-fourth of the shares subject to the award vest on this date

Key Terms

stock units, 2018 Equity Incentive Plan, voting and dispositive power, beneficial ownership

4 terms

stock units financial

"Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan."

Stock units are individual pieces of ownership in a company, like slices of a pie that together make up the whole business. They matter to investors because each unit represents a claim on the company’s assets, profits and sometimes voting power, and changes in the number or value of these units affect ownership percentages, potential dividends and share dilution — all of which influence an investment’s worth.

2018 Equity Incentive Plan financial

"Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan."

voting and dispositive power financial

"The Reporting Person is a shareholder of Sariel Group Ltd and has voting and dispositive power"

beneficial ownership financial

"The Reporting Person disclaims beneficial ownership of the shares held by Sariel Group Ltd"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

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Available on EDGAR 07/10/2026 - 04:28 PM Accepted by SEC EDGAR 07/10/2026 - 04:27 PM Learn about SEC filing dates

FAQ

What did Juan Jose Chacon Quiros report in his Form 4 for ESTA?

He reported a grant of 11,315 Common Shares as a stock unit award under Establishment Labs’ 2018 Equity Incentive Plan, with no open-market purchases or sales disclosed.

How many Establishment Labs (ESTA) shares were granted to Chacon Quiros?

He received a grant of 11,315 Common Shares at a stated price of $0.0000 per share as a stock unit award under the 2018 Equity Incentive Plan.

What is the vesting schedule of the 11,315-share award reported for ESTA?

One-fourth of the 11,315-share stock unit award vests on April 24, 2027, with additional one-fourth installments vesting on each one-year anniversary, subject to continued service.

How many Establishment Labs (ESTA) shares does Chacon Quiros hold directly after this Form 4?

Following the grant, he directly holds 56,508 Common Shares of Establishment Labs, as reported in the Form 4’s post-transaction ownership column.

What indirect holdings in Establishment Labs (ESTA) does Chacon Quiros report?

He reports indirect ownership of 927,504 Common Shares held by Sariel Group Ltd., where he has voting and dispositive power but disclaims beneficial ownership beyond his pecuniary interest.

Does the ESTA Form 4 show any open-market buying or selling by Chacon Quiros?

No. The filing discloses a grant/award acquisition of 11,315 shares and a holding entry; transaction codes indicate no open-market purchases or sales.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Chacon Quiros Juan Jose

(Last) (First) (Middle)

C/O MOTIVA USA LLC

16192 COASTAL HIGHWAY

(Street)

LEWES DELAWARE 19958

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ESTABLISHMENT LABS HOLDINGS INC. [ ESTA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/24/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	04/24/2026		A(1)		11,315	A	$0	56,508	D
Common Shares								927,504	I	See Footnote(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on April 24, 2027 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.

2. The shares are held by Sariel Group Ltd. The Reporting Person is a shareholder of Sariel Group Ltd and has voting and dispositive power over the shares owned by Sariel Group Ltd. The Reporting Person disclaims beneficial ownership of the shares held by Sariel Group Ltd, except to the extent of his pecuniary interest therein.

Remarks:

	/s/ Cassandra "Sandra" Harris, Chief Financial Officer, by power of attorney	07/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)