Establishment Labs (ESTA) director receives 19,561 stock options at $66.28 strike
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
ESTABLISHMENT LABS HOLDINGS INC. director Nicholas Sheridan Lewin received a grant of stock options covering 19,561 common shares at an exercise price of $66.28 per share, expiring on April 24, 2036. One-fourth of these options vest on April 24, 2027 and on each one-year anniversary thereafter, subject to continued service. Following the transactions, he held 1,079,960 common shares directly and 19,090 common shares indirectly through his spouse, plus the newly granted options.
Positive
- None.
Negative
- None.
Insider Trade Summary
3 transactions reported
Mixed
3 txns
Insider
LEWIN NICHOLAS SHERIDAN
Role
null
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Stock Option (Right to buy) | 19,561 | $0.00 | -- |
| holding | Common Shares | -- | -- | -- |
| holding | Common Shares | -- | -- | -- |
Holdings After Transaction:
Stock Option (Right to buy) — 19,561 shares (Direct, null);
Common Shares — 19,090 shares (Indirect, See Footnote);
Common Shares — 1,079,960 shares (Direct, null)
Footnotes (1)
- The shares are held by the Reporting Person's spouse. Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the option shall vest on April 24, 2027 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.
Key Figures
Option shares granted: 19,561 shares
Exercise price: $66.28 per share
Option expiration: April 24, 2036
+4 more
7 metrics
Option shares granted
19,561 shares
Stock Option (Right to buy) award on April 24, 2026
Exercise price
$66.28 per share
Conversion or exercise price of the new stock option grant
Option expiration
April 24, 2036
Expiration date of the stock option award
Direct common shares after
1,079,960 shares
Direct ESTA common share holdings following the reported transactions
Indirect common shares after
19,090 shares
Indirect ESTA common share holdings through spouse after the filing
Underlying option shares
19,561 shares
Common shares underlying the newly granted stock option
Initial vesting date
April 24, 2027
One-fourth of the option vests on this date, then annually
Key Terms
Stock Option (Right to buy), 2018 Equity Incentive Plan, indirect ownership, vesting
4 terms
Stock Option (Right to buy) financial
"security_title: Stock Option (Right to buy)"
2018 Equity Incentive Plan financial
"Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan."
indirect ownership financial
"The shares are held by the Reporting Person's spouse."
vesting financial
"One-fourth of the shares subject to the option shall vest on April 24, 2027"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
FAQ
What insider transaction did ESTA director Nicholas Sheridan Lewin report on this Form 4?
Nicholas Sheridan Lewin reported a grant of stock options for 19,561 common shares of ESTABLISHMENT LABS HOLDINGS INC., awarded under the company’s 2018 Equity Incentive Plan, with no open-market purchases or sales disclosed.
What is the exercise price and term of Nicholas Lewin’s new ESTA stock options?
The new stock option award covers 19,561 ESTA common shares at an exercise price of $66.28 per share, with an expiration date of April 24, 2036, providing a long-dated incentive tied to future share performance.
How do the 19,561 ESTA stock options granted to Nicholas Lewin vest over time?
One-fourth of the options vest on April 24, 2027, and additional one-fourth portions vest on each one-year anniversary thereafter, conditioned on Mr. Lewin continuing as a service provider through each vesting date.
Under which plan were Nicholas Lewin’s new ESTA stock options granted?
The options are described as an award under ESTABLISHMENT LABS HOLDINGS INC.’s 2018 Equity Incentive Plan, aligning director compensation with shareholder interests through equity-based incentives.