[Form 4] Ethan Allen Interiors Inc Insider Trading Activity

Rhea-AI Filing Summary

Ethan Allen Interiors (ETD) Form 4 filed for Amy Phillips, EVP, Retail Division. The filing reports that on 08/11/2025 a total of 556 shares of Ethan Allen common stock were withheld at vesting to satisfy required tax withholding. The closing price used for the calculation on that date was $29.47, and the number of shares beneficially owned by Ms. Phillips following the withholding is reported as 14,244 shares.

The Form 4 is signed by Matthew J. McNulty as attorney-in-fact on 08/12/2025. The document's explanation states the withheld shares were used to cover tax withholding and that the closing price on 08/11/2025 was used to calculate the number withheld. No derivative transactions or other dispositions are reported in this filing.

Insights

Financial Analyst

TL;DR Small withholding of vested shares; reported holdings remain modest relative to public float.

The Form 4 shows a tax-withholding disposition of 556 shares at the closing price of $29.47 on 08/11/2025, leaving Amy Phillips with 14,244 shares beneficially owned. This is recorded under transaction code F and is described in the filing as shares withheld at vesting to cover tax obligations. From a financial standpoint, the entry represents an administrative withholding rather than an active sale or purchase, and the filing does not disclose any options exercised, grants issued, or open-market trades.

Corporate Governance Expert

TL;DR A routine Section 16 disclosure showing tax-withholding at vesting and a signature by attorney-in-fact.

The filing identifies Amy Phillips as the reporting person (EVP, Retail Division) and includes an explanatory note that the withheld shares were used to satisfy tax withholding at vesting, calculated using the stock's closing price on 08/11/2025. The Form 4 is signed by an attorney-in-fact on 08/12/2025. The document lists no derivative holdings or additional dispositions. Governance-wise, the filing documents a standard internal compensation-related adjustment rather than a governance event or control change.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Phillips Amy

(Last) (First) (Middle)

25 LAKE AVENUE EXT.

(Street)

DANBURY CT 06811

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ETHAN ALLEN INTERIORS INC [ ETD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Retail Division

3. Date of Earliest Transaction (Month/Day/Year)
08/11/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/11/2025		F		556(1)	D	$29.47	14,244	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 11, 2025.

	/s/ Matthew J. McNulty as attorney-in-fact for Amy Phillips	08/12/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Amy Phillips report on the Form 4 for Ethan Allen (ETD)?

The Form 4 reports that on 08/11/2025 556 shares were withheld at vesting to cover tax withholding, leaving her with 14,244 shares beneficially owned.

What was the price used to calculate the number of shares withheld?

The filing states the closing price on 08/11/2025 was used, which was $29.47.

What transaction code is listed on the Form 4?

The transaction is recorded with code F, and the explanation clarifies these shares were withheld at vesting to satisfy tax withholding.

Who signed the Form 4 and when was it signed?

The Form 4 is signed by Matthew J. McNulty as attorney-in-fact for Amy Phillips on 08/12/2025.

Does the filing report any option exercises or derivative transactions?

No. The filing includes Table II for derivatives but lists no derivative securities; the only reported change is the withheld shares to cover taxes.