EXFY (NASDAQ: EXFY) insider 10b5-1 sales and 10,700-share resale notice

Rhea-AI Filing Summary

EXFY filed a Form 144 notice reporting proposed and recent sales of Common stock and Restricted Stock Units by an insider. The filing lists a proposed sale of 10,700 shares of Common stock and shows 10b5-1 sales of 10,000 shares on 05/15/2026, 30,728 shares on 04/28/2026, and 8,697 shares on 03/17/2026. The securities include Restricted Stock Units dated 09/18/2024.

Insights

Corporate Securities Counsel

Form 144 lists proposed resale activity and recent 10b5-1 sales by an insider.

The notice records a proposed sale of 10,700 shares of Common stock and identifies prior 10b5-1 dispositions of 10,000, 30,728, and 8,697 shares on the dates shown. The filing also references Restricted Stock Units dated 09/18/2024.

Regulatory effect is procedural: the form notifies the SEC of intended resale under Rule 144. Timing, proceeds recipient, and whether sales were completed are not detailed here.

Equity Markets Analyst

These entries indicate routine insider liquidity via a 10b5-1 plan and a 144 notice for resale.

The excerpt shows multiple 10b5-1 sales with exact share counts and amounts listed alongside each sale line. The proposed sale of 10,700 shares is recorded as securities to be sold by the issuer category.

Market impact depends on execution speed and context outside this excerpt; further filings would show actual trade dates and proceeds.

Key Figures

Proposed shares to be sold: 10,700 shares 10b5-1 sale on 05/15/2026: 10,000 shares 10b5-1 sale on 04/28/2026: 30,728 shares +4 more

7 metrics

Proposed shares to be sold 10,700 shares Securities to be sold (Common)

10b5-1 sale on 05/15/2026 10,000 shares Recorded 10b5-1 sale by Carlos Alvarez on <date>05/15/2026</date>

10b5-1 sale on 04/28/2026 30,728 shares Recorded 10b5-1 sale by Carlos Alvarez on <date>04/28/2026</date>

10b5-1 sale on 03/17/2026 8,697 shares Recorded 10b5-1 sale by Carlos Alvarez on <date>03/17/2026</date>

Numeric amount adjacent to 05/15/2026 sale 11255.00 Amount listed alongside the 10,000-share entry in the excerpt

Numeric amount adjacent to 04/28/2026 sale 31101.39 Amount listed alongside the 30,728-share entry in the excerpt

Numeric amount adjacent to 03/17/2026 sale 6609.72 Amount listed alongside the 8,697-share entry in the excerpt

Key Terms

Form 144, 10b5-1, Restricted Stock Units, Issuer

4 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

10b5-1 regulatory

"10b5-1 Sales for CARLOS ALVAREZ"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 09/18/2024"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Issuer regulatory

"Restricted Stock Units | Issuer"

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	10700	13482.00	84278255	06/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/18/2024	Restricted Stock Units	Issuer			10700	09/18/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for CARLOS ALVAREZ 88 Kearny Street, Ste 1600 San Francisco CA 94108	COMMON	05/15/2026	10000	11255.00
10b5-1 Sales for CARLOS ALVAREZ 88 Kearny Street, Ste 1600 San Francisco CA 94108	COMMON	04/28/2026	30728	31101.39
CARLOS ALVAREZ 88 Kearny Street, Ste 1600 San Francisco CA 94108	Common	03/17/2026	8697	6609.72

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does EXFY's Form 144 report?

It reports a proposed resale and recent insider sales. The filing lists a proposed sale of 10,700 shares and prior 10b5-1 sales of 10,000, 30,728, and 8,697 shares on the dates shown.

Who executed the 10b5-1 sales shown for EXFY?

The excerpt names Carlos Alvarez as the reporting party for the listed 10b5-1 sales. Entries show his sales of 10,000, 30,728, and 8,697 shares on the respective dates.

Are the securities listed restricted or unrestricted for EXFY?

The filing includes Restricted Stock Units dated 09/18/2024. The form also lists Common stock proposed for resale; the excerpt ties the RSUs to the issuer but does not state transferability rules.

Does the Form 144 show proceeds or prices for the sales?

The excerpt shows numeric amounts adjacent to each sale line (for example 11255.00 next to 10,000 shares), but the document does not explicitly label those amounts as proceeds per share or total proceeds within the provided text.

What is the role of a 10b5-1 plan in these entries?

The sales are described as 10b5-1 transactions for Carlos Alvarez, indicating scheduled insider sales. The excerpt lists the share counts and sale dates associated with that plan.