First Business Financial director granted 575 shares

FIRST BUSINESS FINANCIAL SERVICES, INC.

Rhea-AI Filing Summary

FIRST BUSINESS FINANCIAL SERVICES, INC. (FBIZ) director Ferris Scott M. reported a grant of 575 shares of common stock on August 16, 2026, classified as a grant, award, or other acquisition at a stated price of $0.00 per share. Following this award, he holds 575 shares directly and an additional 200 shares indirectly through a trust.

Insider Trade Summary

Grant/Award: 575 shares

Grant/Award 2 txns

Insider Ferris Scott M.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	575	$0.00	$0.00
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 575 shares (Direct); Common Stock — 200 shares (Indirect, By Trust.)

Key Figures

Shares acquired in grant: 575 shares Grant price per share: $0.00 per share Direct holdings after transaction: 575 shares +2 more

5 metrics

Shares acquired in grant 575 shares Common Stock grant, award, or other acquisition on 2026-08-16

Grant price per share $0.00 per share Stated transaction price for the 575-share acquisition

Direct holdings after transaction 575 shares Total directly owned Common Stock following the grant

Indirect holdings by trust 200 shares Common Stock held indirectly "By Trust." following the reported transactions

Acquisition transactions count 1 Number of acquisition-type transactions in the transaction summary

Key Terms

Form 4, Grant, award, or other acquisition, indirect, By Trust.

4 terms

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition"

indirect financial

"ownership_type": "indirect"

By Trust. financial

"nature_of_ownership": "By Trust."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did insider Ferris Scott M. report in this Form 4 for FBIZ?

Ferris Scott M. reported a grant of 575 shares of FIRST BUSINESS FINANCIAL SERVICES, INC. common stock. The transaction was coded as a grant, award, or other acquisition on August 16, 2026, with a stated price of $0.00 per share.

How many FBIZ shares did Ferris Scott M. acquire in this transaction?

He acquired 575 shares of FIRST BUSINESS FINANCIAL SERVICES, INC. common stock. The Form 4 describes this as a grant, award, or other acquisition rather than an open-market purchase, with a reported per-share price of $0.00.

What are Ferris Scott M.’s total reported FBIZ holdings after this Form 4?

After the reported grant, he holds 575 shares directly and 200 shares indirectly in a trust. The Form 4 lists the direct position separately from the indirect “By Trust.” holdings, which remain at 200 shares following the transaction.

Was the FBIZ Form 4 transaction by Ferris Scott M. under a Rule 10b5-1 plan?

The Form 4 indicates the Rule 10b5-1 checkbox is not affirmed (aff_10b5_one is false). This means the filing does not classify the reported grant of 575 shares as effected pursuant to a Rule 10b5-1 trading plan.

Does the Form 4 for FBIZ show any stock sales by Ferris Scott M.?

No stock sales are reported; the filing lists one acquisition transaction of 575 shares and no sales. It also shows a separate holding entry of 200 indirectly owned shares held by a trust, with no disposition transaction reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/18/2026 - 04:12 PM Accepted by SEC EDGAR 08/18/2026 - 04:12 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ferris Scott M.

(Last) (First) (Middle)

401 CHARMANY DRIVE

(Street)

MADISON WISCONSIN 53719

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
FIRST BUSINESS FINANCIAL SERVICES, INC. [ FBIZ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/16/2026		A		575	A	$0.0	575	D
Common Stock								200	I	By Trust.

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Peter J. Wilder (Pursuant to Power of Attorney)	08/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)