Fiserv director defers $32,500 into 253 notional units (FI)

Harry DiSimone, a Fiserv, Inc. (FI) director, received 253 deferred compensation notional units under the company's Non-Employee Director Deferred Compensation Plan on 09/30/2025.

Rhea-AI Filing Summary

Harry DiSimone, a Fiserv, Inc. (FI) director, received 253 deferred compensation notional units under the company's Non-Employee Director Deferred Compensation Plan on 09/30/2025. The units were credited in respect of $32,500 of director fees the reporting person elected to defer. The number of units was calculated by dividing the deferred cash amount by the company's closing common stock price on the deferral date, which was $128.93 per share on 09/30/2025. Each notional unit will be settled, after the reporting person's service ends, in one share of Fiserv common stock. After this allocation, the reporting person beneficially owns 6,915 shares, held directly.

Positive

• Director aligned with shareholders by converting $32,500 of fees into equity-linked notional units
• One-for-one settlement of notional units into common shares provides clear equity exposure upon service cessation

Negative

• None.

Insights

Insider Transactions Expert

TL;DR: Director deferred fees into equity-equivalent units: 253 units for $32,500.

This Form 4 records a routine director compensation election under Fiserv's Non-Employee Director Deferred Compensation Plan, converting cash fees into notional units that mirror common stock value at $128.93 per share on 09/30/2025. The allocation increases the director's direct beneficial ownership to 6,915 shares.

This is a non-market transaction (code A) tied to compensation deferral rather than open-market purchase or sale, and units convert one-for-one to shares upon cessation of service, preserving equity alignment between the director and shareholders.

Insider Trade Summary

Grant/Award: 253 shares

Grant/Award 1 txn

Insider DiSimone Harry

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Deferred Compensation Notional Units	253	$128.93	$33K

Holdings After Transaction: Deferred Compensation Notional Units — 6,915 contracts (Direct)

Footnotes (1)

1. F1. These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2025, in respect of $32,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2025, the closing price of Fiserv's common stock was $128.93 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

FAQ

What did Harry DiSimone report on the Form 4 for Fiserv (FI)?

The Form 4 reports allocation of 253 deferred compensation notional units on 09/30/2025 in respect of $32,500 of deferred director fees.

How was the number of notional units determined?

The number was calculated by dividing the deferred cash amount ($32,500) by the closing price of Fiserv common stock on the deferral date ($128.93 per share on 09/30/2025), producing 253 units.

Will the notional units convert to shares?

Yes. Each notional unit will be settled in one share of Fiserv common stock on a one-for-one basis after the reporting person's service to the company ends.

What is the reporting person's total beneficial ownership after the allocation?

Following the reported transaction, the reporting person beneficially owns 6,915 shares, held directly.

Was this transaction a market purchase or sale?

No. The filing indicates the units were credited under the director deferred compensation plan (transaction code A), not an open-market trade.

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Accepted by SEC EDGAR 10/02/2025 - 04:22 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

DiSimone Harry

(Last) (First) (Middle)

600 N. VEL R. PHILLIPS AVENUE

(Street)

MILWAUKEE WI 53203

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
FISERV INC [ FI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Deferred Compensation Notional Units	(1)	09/30/2025		A		253		(1)	(1)	Common Stock	253	$128.93(1)	6,915	D

Explanation of Responses:

1. These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2025, in respect of $32,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2025, the closing price of Fiserv's common stock was $128.93 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

Remarks:

	/s/ Eric C. Nelson (attorney-in-fact)	10/02/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.