Welcome to our dedicated page for Fiserv SEC filings (Ticker: FI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Fiserv, Inc. filings document the regulatory record of a payments and financial technology company with common stock and multiple series of senior notes registered under the Exchange Act. Form 8-K filings cover quarterly and annual operating results, leadership and compensation matters, exchange-listing transfers, and other material events. The company’s securities disclosures include common stock and senior notes listed on Nasdaq, as well as Form 25 documentation for the voluntary withdrawal of NYSE listings.
Proxy materials describe governance, board refreshment, executive compensation, leadership transitions, shareholder voting matters, and the One Fiserv action plan. The filings also identify capital-structure matters involving Fiserv and Fiserv Funding Unlimited Company debt securities, including notes guaranteed by Fiserv.
Nixon Gordon M. reported acquisition or exercise transactions in this Form 4 filing.
Fiserv Inc. director Gordon M. Nixon received a grant of 785 Deferred Compensation Notional Units tied to Fiserv common stock. The units were credited on March 31, 2026 under the company’s Non-Employee Director Deferred Compensation Plan in respect of $43,750 of deferred director fees.
The number of units was calculated by dividing the deferred compensation by the $55.80 closing price of Fiserv’s common stock on March 31, 2026. After Nixon’s board service ends, each notional unit will be settled in one share of Fiserv common stock, making this a non-cash, compensation-related award rather than an open-market stock purchase or sale.
Fiserv Inc. director Gordon M. Nixon filed an amended Form 3 to correct his previously reported holdings. The filing shows he directly holds 2,500 shares of Fiserv common stock, which had been omitted from his original Form 3 and a subsequent Form 4 filed earlier.
FRITZ LANCE M reported acquisition or exercise transactions in this Form 4 filing.
Fiserv Inc. director Lance M. Fritz received a grant of 673 Deferred Compensation Notional Units on March 31, 2026. These units were credited under the company’s Non-Employee Director Deferred Compensation Plan in lieu of $37,500 of cash director fees, using a closing share price of $55.80.
Each notional unit represents one share of Fiserv common stock to be delivered after Fritz ceases board service. Following this grant, he holds a total of 2,466 deferred compensation notional units directly, all ultimately settling in common stock on a one-for-one basis.
Dufetel Celine S reported acquisition or exercise transactions in this Form 4 filing.
Fiserv Inc. director Celine S. Dufetel received a grant of deferred compensation notional units as part of her board compensation. On March 31, 2026, she was credited with 583 notional units under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan in respect of $32,500 of deferred cash fees. The number of units was calculated using the company’s common stock closing price of $55.80 per share on that date. Following the end of her service, each notional unit will be settled in one share of Fiserv common stock, so this award represents a future right to 583 shares rather than an open-market stock purchase.
DiSimone Harry reported acquisition or exercise transactions in this Form 4 filing.
Fiserv Inc. director Harry DiSimone received a grant of 583 deferred compensation notional units tied to Fiserv common stock. These units were credited on March 31, 2026 under the company’s Non-Employee Director Deferred Compensation Plan in respect of $32,500 of deferred director fees, based on a $55.80 closing share price.
After this award, DiSimone holds 7,982 deferred compensation notional units, each designed to be settled one-for-one in Fiserv common stock following the end of his board service. This is a compensation-related, non-market transaction rather than an open-market purchase or sale.
Fiserv director Henrique De Castro received a grant of 583 Deferred Compensation Notional Units on the company’s deferred compensation plan. The units were credited in respect of $32,500 of director fees that were deferred and valued using Fiserv’s $55.80 closing share price on March 31, 2026.
Each notional unit represents one share of Fiserv common stock to be delivered after De Castro’s board service ends. Following this award, he holds 6,177 notional units in total, making this a routine, compensation-related acquisition rather than an open-market stock purchase.
Fiserv Inc. director Stephanie Cohen received a grant of deferred compensation notional units as part of her board compensation. On March 31, 2026, she was credited with 583 notional units under the Fiserv Non-Employee Director Deferred Compensation Plan in respect of $32,500 of deferred fees, using the common stock closing price of $55.80 per share. Each notional unit is designed to be settled in one share of Fiserv common stock after she ceases service with the company, making this a routine, compensation-related, non-cash acquisition rather than an open-market stock purchase.
The Vanguard Group amended its Schedule 13G reporting for Fiserv Inc Common Stock. The filing states zero shares beneficially owned and 0% of the class, reflecting an internal realignment effective January 12, 2026, that disaggregated certain subsidiaries' holdings. The amendment is signed by a Vanguard officer on 03/26/2026.
Fiserv Inc.'s Chief Accounting Officer Kenneth Best reported a routine tax-related share disposition. On this Form 4, he surrendered 531 shares of common stock at $58.40 per share to cover tax withholding tied to vesting of restricted stock units, and held 64,586 shares afterward.
Fiserv Inc. Co-President Dhivya Suryadevara reported a Form 4 transaction involving common stock. On the vesting of restricted stock units, 29,594 shares were withheld at $61.47 per share to cover tax liability, a tax-withholding disposition rather than an open-market sale. After this, she directly holds 228,463 shares.