FIGR (NASDAQ: FIGR) affiliate files Form 144 to sell 8,243 RSU shares

Rhea-AI Filing Summary

FIGR affiliate filed a Form 144 notice to sell securities. The filing lists 8,243 shares of Common stock tied to Restricted Stock Units with an intended sale date of 05/11/2026. The filing also reports prior 10b5-1 sales by David Todd Stevens of 49,708 shares on 03/19/2026 (proceeds $1,591,812.31) and 26,057 shares on 02/18/2026 (proceeds $833,824.00).

Insights

Corporate Governance Analyst

Form 144 records a proposed affiliate resale and prior Rule 10b5-1 dispositions.

The filing lists an intended sale of 8,243 shares tied to Restricted Stock Units with an effective date of 05/11/2026. It also documents prior 10b5-1 sales of 49,708 and 26,057 shares on 03/19/2026 and 02/18/2026, respectively.

Timing and proceeds for the prior sales are shown in the excerpt as $1,591,812.31 and $833,824.00. Subsequent filings or broker reports would be required to confirm execution status and any remaining holdings.

Key Figures

Intended RSU sale: 8,243 shares 10b5-1 sale (Mar): 49,708 shares Proceeds (Mar sale): $1,591,812.31 +2 more

5 metrics

Intended RSU sale 8,243 shares Restricted Stock Units sale date <date>05/11/2026</date>

10b5-1 sale (Mar) 49,708 shares Sale date <date>03/19/2026</date>

Proceeds (Mar sale) <money>$1,591,812.31</money> Proceeds reported for <date>03/19/2026</date> sale

10b5-1 sale (Feb) 26,057 shares Sale date <date>02/18/2026</date>

Proceeds (Feb sale) <money>$833,824.00</money> Proceeds reported for <date>02/18/2026</date> sale

Key Terms

Form 144, 10b5-1, Restricted Stock Units

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

10b5-1 regulatory

"10b5-1 Sales for DAVID TODD STEVENS"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 05/11/2026"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	8243	333923.93	177425569	05/14/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/11/2026	Restricted Stock Units	Issuer			8243	05/11/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for DAVID TODD STEVENS 100 West Liberty Street, Suite 600 Reno NV 89501	Common	03/19/2026	49708	1591812.31
DAVID TODD STEVENS 100 West Liberty Street, Suite 600 Reno NV 89501	Common	02/18/2026	26057	833824.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does FIGR's Form 144 disclose about the proposed sale?

It discloses an intended sale of 8,243 shares of Common stock tied to Restricted Stock Units with a sale date of 05/11/2026. The notice lists the security type and the issuer as the source for those RSUs.

Who reported prior 10b5-1 sales in the filing for FIGR?

David Todd Stevens is listed with two prior 10b5-1 sales: 49,708 shares on 03/19/2026 and 26,057 shares on 02/18/2026, including reported proceeds for each sale.

What proceeds are shown for the prior 10b5-1 sales in the FIGR excerpt?

The excerpt reports proceeds of $1,591,812.31 for the 49,708-share sale and $833,824.00 for the 26,057-share sale. These figures appear next to the corresponding sale dates.

Does the filing state whether the 8,243 shares have been sold?

The filing lists an intended sale date of 05/11/2026 for 8,243 shares tied to RSUs. The excerpt does not state whether that sale has been executed or settled.