Broker plans sale of 185,742 FIGR shares — Morgan Stanley (FIGR)

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 to sell 185,742 shares of Common stock of FIGR. The filing shows an aggregate sale amount of 6248026.54 and references a 11/01/2019 private acquisition from the issuer/affiliate; the proposed sale method is listed as cash.

Insights

Securities Compliance Analyst

Form 144 notice for a proposed resale of 185,742 Common shares.

The entry lists 185,742 shares to be sold and an aggregate amount of 6248026.54. The securities were acquired 11/01/2019 in a private acquisition from an issuer/affiliate and the transaction type is shown as cash.

Qualification and timing depend on broker-dealer handling and Rule 144 requirements; subsequent filings will show completion or amendment.

Equity Markets Specialist

Broker-dealer notice indicates a planned disposition; market impact likely limited.

The filing names Morgan Stanley Smith Barney LLC Executive Financial Services as the filer and lists the trading venue as NASDAQ. The quantity is 185,742 shares, which the excerpt ties to a prior private acquisition.

Whether the sale materially affects liquidity or price depends on execution method and timing; the excerpt does not disclose execution schedule or limits.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	185742	6248026.54	176100512	03/10/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/01/2019	Private Acquisition from Issuer/Affiliate	Issuer			185742	11/01/2019	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for FIGR disclose?

It discloses a proposed sale of 185,742 shares of FIGR common stock. The filing shows an aggregate amount of 6248026.54 and notes the shares were acquired on 11/01/2019 in a private acquisition from an issuer/affiliate.

Who is listed as the filer on the FIGR Form 144?

The filer is Morgan Stanley Smith Barney LLC Executive Financial Services. The entry lists a broker-dealer address and indicates the securities are to be sold on NASDAQ, with the sale method recorded as cash in the excerpt.

Does the Form 144 confirm the sale has occurred for FIGR shares?

No; the Form 144 is a notice of a proposed sale and does not confirm completion. The excerpt lists the proposed quantity of 185,742 shares; subsequent filings would show whether and when the sale was executed or amended.

What acquisition detail is shown for the FIGR shares being sold?

The shares were acquired on 11/01/2019 by private acquisition from the issuer/affiliate. The Form 144 excerpt explicitly ties the 185,742 shares to that private acquisition and lists cash as the sale consideration method.