Figure Technology withholds 28,881 shares for taxes

Available on EDGAR 11/13/2026 - 06:06 PM EST Accepted by SEC EDGAR 11/13/2026 - 06:05 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Figure Technology Solutions, Inc. (FIGR) director and 10% owner June Ou reported that 28,881 Class B shares held indirectly by spouse were withheld by the issuer on November 10, 2026, to satisfy tax liability on restricted stock unit vesting; the transaction was not a market sale. The reported price was $23.34 per share. After the transaction, 4,043,238 Class B shares were reported as held by spouse; separate indirect holdings were reported through the Family Trust and Sculpin LLC.

Insider Trade Summary

Tax Withholding: 28,881 shares

Tax Withholding 1 txn

Insider Ou June

Role Director, 10% Owner

Type	Security	Shares	Price	Value
Tax Withholding	Class B Common Stock F1, F2, F3	28,881	$23.34	$674K
Holding	Class B Common Stock F1, F3	--	--	--
Holding	Class B Common Stock F1, F3	--	--	--

Holdings After Transaction: Class B Common Stock — 4,043,238 shares (Indirect, By Spouse); Class B Common Stock — 28,282,777 shares, with 31,521,107 underlying shares of Class A Common Stock (Indirect, By Family Trust); Class B Common Stock — 3,650,000 shares (Indirect, By Sculpin LLC)

Holdings Before and After: Class B Common Stock, 4,072,119 to 4,043,238 shares (Indirect, By Spouse)

Footnotes (3)

1. F1. Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers.
2. F2. Represents shares withheld by the Issuer to satisfy tax liability on vesting of restricted stock units. Not a market sale.
3. F3. The share amounts in column 9 have been corrected to reflect the Issuer's records and account for transfers exempt from reporting pursuant to Rule 16a-13.

Key Figures

Shares withheld for tax liability: 28,881 Class B shares Reported price: $23.34 per share Post-transaction holdings: 4,043,238 Class B shares +3 more

6 metrics

Shares withheld for tax liability 28,881 Class B shares On November 10, 2026; held indirectly by spouse and withheld on vesting of restricted stock units

Reported price $23.34 per share Reported with the share withholding on November 10, 2026

Post-transaction holdings 4,043,238 Class B shares Reported as held by spouse on November 10, 2026

Family Trust holdings 28,282,777 Class B shares Reported as held indirectly on November 10, 2026

Underlying Family Trust shares 31,521,107 Class A shares Reported as underlying shares on November 10, 2026

Sculpin LLC holdings 3,650,000 Class B shares Reported as held indirectly on November 10, 2026

Key Terms

restricted stock units, Rule 16a-13

2 terms

restricted stock units financial

"tax liability on vesting of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Rule 16a-13 regulatory

"transfers exempt from reporting pursuant to Rule 16a-13"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many FIGR shares were withheld for taxes?

28,881 Class B shares held indirectly by June Ou's spouse were withheld by the issuer on November 10, 2026, to satisfy tax liability on restricted stock unit vesting. The transaction was not a market sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ou June

(Last) (First) (Middle)

C/O FIGURE TECHNOLOGY SOLUTIONS, INC.

100 WEST LIBERTY STREET, SUITE 600

(Street)

RENO NEVADA 89501

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Figure Technology Solutions, Inc. [ FIGR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Class B Common Stock	(1)	11/10/2026		F(2)			28,881	(1)	(1)	Class A Common Stock	28,881	$23.34	4,043,238(3)	I	By Spouse
Class B Common Stock	(1)							(1)	(1)	Class A Common Stock	31,521,107		28,282,777(3)	I	By Family Trust
Class B Common Stock	(1)							(1)	(1)	Class A Common Stock	3,650,000		3,650,000(3)	I	By Sculpin LLC

Explanation of Responses:

1. Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers.

2. Represents shares withheld by the Issuer to satisfy tax liability on vesting of restricted stock units. Not a market sale.

3. The share amounts in column 9 have been corrected to reflect the Issuer's records and account for transfers exempt from reporting pursuant to Rule 16a-13.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Brian Crist, Attorney-in-Fact	11/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)