FinVolution director reports share and RSU holdings

FinVolution Group director Jimmy Y. Lai filed an initial ownership report showing direct holdings in both shares and equity awards.

Accepted by SEC EDGAR 03/17/2026 - 04:15 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

FinVolution Group director Jimmy Y. Lai filed an initial ownership report showing direct holdings in both shares and equity awards. The filing lists 75,000 Class A ordinary shares held directly and restricted share units that are exercisable into 75,000 Class A ordinary shares.

The restricted share units were granted on May 24, 2025 and are scheduled to vest in four equal annual installments over a four-year period, contingent on Lai’s continued service through each vesting date. The filing also notes that the Class A ordinary shares are held in the form of American depositary shares, with each ADS representing five Class A ordinary shares.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Lai Jimmy Y.

Role Director

Type	Security	Shares	Price	Value
Holding	Restricted Share Units	--	--	--
Holding	Class A Ordinary Shares	--	--	--

Holdings: Restricted Share Units — 75,000 contracts (Direct); Class A Ordinary Shares — 75,000 shares (Direct)

Footnotes (2)

1. F1. The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares.
2. F2. The restricted share units was granted on May 24, 2025, and vest per annum in four equal installments over a 4-year period, starting from the first anniversary of the grant date, subject to the reporting person's continued service through the applicable vesting date.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider position does Lai Jimmy Y. report at FinVolution Group (FINV)?

Lai Jimmy Y. reports direct ownership of 75,000 Class A ordinary shares of FinVolution Group, plus restricted share units linked to 75,000 Class A ordinary shares. This Form 3 reflects his initial holdings as a director rather than new share purchases or sales.

How many restricted share units does the FinVolution (FINV) director hold and what do they convert into?

The director holds restricted share units tied to 75,000 Class A ordinary shares. These units have an exercise price of 0.0000 and represent potential future shares, subject to vesting conditions tied to continued service with FinVolution Group.

What are the vesting terms of the FinVolution (FINV) restricted share units reported on this Form 3?

The restricted share units were granted on May 24, 2025 and vest in four equal annual installments over four years. Each installment requires the director to remain in service with FinVolution Group through the applicable vesting date before the units convert into shares.

How are FinVolution Group (FINV) Class A shares held according to this Form 3?

The filing states that FinVolution Group’s Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares, which affects how U.S. investors see and trade the security.

Does the FinVolution (FINV) Form 3 show any insider buying or selling activity?

No, the Form 3 shows holding entries only with no reported buys or sells. It lists the director’s existing Class A ordinary share position and restricted share units, serving as an initial ownership snapshot rather than a record of recent transactions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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1. Name and Address of Reporting Person^*

Lai Jimmy Y.

(Last) (First) (Middle)

BUILDING G1, 999 DANGUI ROAD

(Street)

SHANGHAI 201203

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026

3. Issuer Name and Ticker or Trading Symbol
FinVolution Group [ FINV ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Shares(1)	75,000	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Share Units	(2)	05/23/2030	Class A ordinary share	75,000	(2)	D

Explanation of Responses:

1. The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares.

2. The restricted share units was granted on May 24, 2025, and vest per annum in four equal installments over a 4-year period, starting from the first anniversary of the grant date, subject to the reporting person's continued service through the applicable vesting date.

	/s/ Jimmy Y. Lai	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.