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FinVolution (FINV) director gains 18,750 Class A shares from RSU vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

FinVolution Group director Lai Jimmy Y. exercised restricted share units on May 24, 2026, receiving 18,750 Class A ordinary shares. These shares are held in the form of American depositary shares, with each ADS representing five Class A ordinary shares.

Following the vesting, Lai directly holds 93,750 Class A ordinary shares and continues to hold 56,250 restricted share units, which may convert into additional Class A ordinary shares as they vest. The filing reports no share sales, only equity awards settling into stock.

Positive

  • None.

Negative

  • None.
Insider Lai Jimmy Y.
Role null
Type Security Shares Price Value
Exercise Restricted Share Units 18,750 $0.00 --
Exercise Class A Ordinary Shares 18,750 $0.00 --
Holdings After Transaction: Restricted Share Units — 56,250 shares (Direct, null); Class A Ordinary Shares — 93,750 shares (Direct, null)
Footnotes (1)
  1. The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares. Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on May 24, 2026. Each RSU represents a contingent right to receive, when vested, one Class A ordinary share. The RSUs vested on May 24, 2026 and have no expiration date.
Shares acquired via RSU vesting 18,750 Class A ordinary shares Vested and delivered on May 24, 2026
Direct share holdings after transaction 93,750 Class A ordinary shares Held directly by Lai Jimmy Y. after May 24, 2026
RSUs vested in this event 18,750 restricted share units Converted into Class A ordinary shares on May 24, 2026
RSUs remaining outstanding 56,250 restricted share units Balance of RSUs following the May 24, 2026 vesting
Restricted Share Units financial
"Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on May 24, 2026."
Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.
American depositary shares financial
"The Class A ordinary shares are held in the form of American depositary shares."
American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.
Class A ordinary shares financial
"Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on May 24, 2026."
Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.
vested financial
"The RSUs vested on May 24, 2026 and have no expiration date."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lai Jimmy Y.

(Last)(First)(Middle)
BUILDING G1, 999 DANGUI ROAD

(Street)
SHANGHAI201203

(City)(State)(Zip)

CHINA

(Country)
2. Issuer Name and Ticker or Trading Symbol
FinVolution Group [ FINV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/24/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Ordinary Shares(1)05/24/2026M18,750(2)A$0.0093,750D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Share Units(3)05/24/2026M18,750 (4) (4)Class A Ordinary Shares18,750$056,250D
Explanation of Responses:
1. The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares.
2. Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on May 24, 2026.
3. Each RSU represents a contingent right to receive, when vested, one Class A ordinary share.
4. The RSUs vested on May 24, 2026 and have no expiration date.
/s/ Jimmy Y. Lai05/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did FinVolution Group (FINV) report for Lai Jimmy Y.?

FinVolution Group reported that director Lai Jimmy Y. received 18,750 Class A ordinary shares through RSU vesting. The shares were issued at a price of $0.00 per share as part of his equity compensation program, not an open-market purchase or sale.

How many FinVolution (FINV) shares does Lai Jimmy Y. hold after this Form 4?

After the transaction, Lai Jimmy Y. directly holds 93,750 Class A ordinary shares of FinVolution. He also has 56,250 restricted share units outstanding, which represent additional potential shares that may be delivered as they vest over time.

Were any FinVolution (FINV) shares sold in this Form 4 filing?

No shares were sold in this Form 4 filing. The reported activity reflects an exercise of restricted share units into 18,750 Class A ordinary shares, all at a $0.00 exercise price, as part of equity compensation rather than a market sale.

What do the FinVolution (FINV) restricted share units reported for Lai Jimmy Y. represent?

Each restricted share unit (RSU) represents a contingent right to receive one FinVolution Class A ordinary share when vested. On May 24, 2026, 18,750 RSUs vested into shares, leaving 56,250 RSUs still outstanding for future vesting events.

How are FinVolution (FINV) Class A ordinary shares held by Lai Jimmy Y. structured?

The Class A ordinary shares reported for Lai Jimmy Y. are held in the form of American depositary shares. Each American depositary share corresponds to five Class A ordinary shares, providing a U.S.-listed instrument backed by the underlying equity.