FinVolution director acquires 12,500 shares via RSU vest

FinVolution Group director Ho Simon Tak Leung acquired shares through equity compensation.

Rhea-AI Filing Summary

FinVolution Group director Ho Simon Tak Leung acquired shares through equity compensation. On May 24, 2026, 12,500 Class A ordinary shares were received upon vesting of restricted share units (RSUs), bringing his direct holdings in these shares to 12,500. The RSU award involved 12,500 units, each convertible into one Class A ordinary share, and the RSUs vested on that date with no expiration. The shares are held in the form of American depositary shares, with each ADS representing five Class A ordinary shares. The filing shows a routine compensation-related vesting rather than an open-market purchase or sale.

Insider Trade Summary

12,500 shares exercised/converted

Exercise 2 txns

Insider Ho Simon Tak Leung

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Share Units	12,500	$0.00	$0.00
Exercise	Class A Ordinary Shares	12,500	$0.00	$0.00

Holdings After Transaction: Restricted Share Units — 37,500 contracts (Direct); Class A Ordinary Shares — 12,500 shares (Direct)

Footnotes (4)

1. F1. The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares.
2. F2. Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on May 24, 2026.
3. F3. Each RSU represents a contingent right to receive, when vested, one Class A ordinary share.
4. F4. The RSUs vested on May 24, 2026 and have no expiration date.

Key Figures

Shares acquired from RSU vesting: 12,500 Class A ordinary shares Direct holdings after transaction: 12,500 Class A ordinary shares RSUs outstanding after transaction: 37,500 restricted share units +3 more

6 metrics

Shares acquired from RSU vesting 12,500 Class A ordinary shares Acquired on May 24, 2026 via RSU vesting

Direct holdings after transaction 12,500 Class A ordinary shares Total direct non-derivative holdings following transaction

RSUs outstanding after transaction 37,500 restricted share units Derivative holdings following transaction

ADS share ratio 1 ADS = 5 Class A ordinary shares Structure for holding the Class A ordinary shares

Transaction price per share $0.0000 per share Recorded for RSU-related acquisition

RSUs vested in this event 12,500 RSUs Converted into 12,500 Class A ordinary shares on May 24, 2026

Key Terms

Restricted Share Units, Class A ordinary shares, American depositary shares, derivative security, +1 more

5 terms

Restricted Share Units financial

"Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on May 24, 2026."

Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.

Class A ordinary shares financial

"Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on May 24, 2026."

Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.

American depositary shares financial

"The Class A ordinary shares are held in the form of American depositary shares."

American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.

derivative security financial

"transaction_code_description": "Exercise or conversion of derivative security""

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

contingent right financial

"Each RSU represents a contingent right to receive, when vested, one Class A ordinary share."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did FinVolution Group (FINV) report for Ho Simon Tak Leung?

FinVolution Group reported that director Ho Simon Tak Leung acquired 12,500 Class A ordinary shares on May 24, 2026. These were issued upon vesting of restricted share units as part of his equity compensation, not through an open-market trade.

How many FinVolution (FINV) shares did the director hold after this Form 4 transaction?

After the transaction, Ho Simon Tak Leung held 12,500 Class A ordinary shares directly. He also had 37,500 restricted share units recorded in the derivative section, representing additional contingent rights to receive Class A ordinary shares when vested.

Was the FinVolution (FINV) insider transaction a market buy or sell?

The filing shows no market buy or sell; it records an RSU vesting. Code M indicates exercise or conversion of a derivative security, so the 12,500 Class A ordinary shares were acquired from equity awards, not purchased or sold on the open market.

What do the FinVolution (FINV) RSUs represent for the director?

Each restricted share unit represents a contingent right to receive one Class A ordinary share when it vests. On May 24, 2026, 12,500 RSUs vested, creating 12,500 shares, while 37,500 RSUs remained outstanding as deferred equity compensation.

How are FinVolution (FINV) Class A shares held according to the Form 4 footnotes?

The footnotes state that the Class A ordinary shares are held in the form of American depositary shares. Each American depositary share corresponds to five Class A ordinary shares, providing a depositary structure for trading the equity.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/26/2026 - 07:15 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ho Simon Tak Leung

(Last) (First) (Middle)

BUILDING G1, 999 DANGUI ROAD

(Street)

SHANGHAI 201203

(City) (State) (Zip)

CHINA

(Country)

2. Issuer Name and Ticker or Trading Symbol
FinVolution Group [ FINV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/24/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Ordinary Shares(1)	05/24/2026		M		12,500(2)	A	$0.00	12,500	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Share Units	(3)	05/24/2026		M			12,500	(4)	(4)	Class A Ordinary Shares	12,500	$0	37,500	D

Explanation of Responses:

1. The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares.

2. Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on May 24, 2026.

3. Each RSU represents a contingent right to receive, when vested, one Class A ordinary share.

4. The RSUs vested on May 24, 2026 and have no expiration date.

	/s/ Simon Tak Leung Ho	05/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)