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FinVolution (FINV) director discloses 50,000-share RSU equity award on Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

FinVolution Group director Ho Simon Tak Leung filed an initial ownership report showing holdings of restricted share units linked to 50,000 Class A ordinary shares. These restricted share units were granted on May 24, 2025, with an exercise price of $0.0000 per unit and an expiration date of May 23, 2030.

The award vests annually in four equal installments over a four-year period, starting on the first anniversary of the grant date, as long as the director continues to provide service through each vesting date. This filing outlines the director’s existing equity-based compensation position rather than any open-market share purchase or sale.

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Negative

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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1. Name and Address of Reporting Person*
Ho Simon Tak Leung

(Last) (First) (Middle)
BUILDING G1, 999 DANGUI ROAD

(Street)
SHANGHAI 201203

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026
3. Issuer Name and Ticker or Trading Symbol
FinVolution Group [ FINV ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Share Units (1) 05/23/2030 Class A Ordinary Shares 50,000 (1) D
Explanation of Responses:
1. The restricted share units was granted on May 24, 2025, and vest per annum in four equal installments over a 4-year period, starting from the first anniversary of the grant date, subject to the reporting person's continued service through the applicable vesting date.
/s/ Simon Tak Leung Ho 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider position did Ho Simon Tak Leung report at FinVolution Group (FINV)?

Ho Simon Tak Leung reported ownership of restricted share units tied to 50,000 Class A ordinary shares of FinVolution Group. This is an initial ownership report as a director, reflecting equity-based compensation rather than recent market trading activity in the company’s stock.

How many FinVolution Group (FINV) shares are covered by the reported restricted share units?

The restricted share units cover an underlying 50,000 Class A ordinary shares of FinVolution Group. These units represent a form of equity compensation that may convert into shares as they vest, subject to the director’s continued service over the vesting schedule.

When do the reported FinVolution Group (FINV) restricted share units vest?

The restricted share units vest in four equal annual installments over four years, starting on the first anniversary of the May 24, 2025 grant date. Each vesting installment depends on Ho Simon Tak Leung continuing to serve through the applicable vesting date.

What is the exercise price and expiration date of the FinVolution Group (FINV) restricted share units?

The restricted share units have an exercise price of $0.0000 per unit and an expiration date of May 23, 2030. This means the director does not pay an exercise price upon settlement, subject to fulfillment of vesting and other plan conditions.

Does this FinVolution Group (FINV) Form 3 show any insider buying or selling?

The Form 3 does not show insider buying or selling in the market. It reports an existing grant of restricted share units representing 50,000 underlying Class A ordinary shares, serving as an initial statement of beneficial ownership for director Ho Simon Tak Leung.
Finvolution Group

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