FinVolution (NYSE: FINV) CEO Li Tiezheng details Class A and B stakes
Rhea-AI Filing Summary
FinVolution Group’s chief executive officer, Li Tiezheng, has filed an initial ownership report detailing his equity holdings. He holds stock options to acquire 1,286,150 Class A ordinary shares at an exercise price of $0.7940 per share, expiring on April 9, 2028.
He also directly owns 3,968,430 Class A ordinary shares and indirectly owns 7,719,350 Class A and 27,987,900 Class B ordinary shares through Happyariel Holding Limited, which he beneficially owns via a trust and solely directs. Each American depositary share represents five Class A ordinary shares, and each Class B ordinary share carries twenty votes and is convertible into one Class A share.
Positive
- None.
Negative
- None.
Insider Trade Summary
4 transactions reported
Mixed
4 txns
Insider
Li Tiezheng
Role
Chief Executive Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Stock Option (right to buy) | -- | -- | -- |
| holding | Class A Ordinary Shares | -- | -- | -- |
| holding | Class A Ordinary Shares | -- | -- | -- |
| holding | Class B Ordinary Shares | -- | -- | -- |
Holdings After Transaction:
Stock Option (right to buy) — 1,286,150 shares (Direct);
Class A Ordinary Shares — 3,968,430 shares (Direct);
Class A Ordinary Shares — 7,719,350 shares (Indirect, Happyariel Holding Limited);
Class B Ordinary Shares — 27,987,900 shares (Indirect, Happyariel Holding Limited)
Footnotes (3)
- F1. The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares.
- F2. Holders of Class A ordinary shares are entitled to one vote per share in respect of matters requiring the votes of shareholders, while holders of Class B ordinary shares are entitled to twenty votes per share. Each Class B ordinary share is convertible into one Class A ordinary share at any time by the holder.
- F3. Happyariel Holding Limited is beneficially owned by Mr. Tiezheng Li through a trust, of which Mr. Tiezheng Li is the settlor and Mr. Tiezheng Li and his family members are the beneficiaries. Mr. Tiezheng Li is the sole director of Happyariel Holding Limited.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does FinVolution (FINV) CEO Li Tiezheng report on this Form 3?
Li Tiezheng reports his initial ownership in FinVolution, including stock options for 1,286,150 Class A ordinary shares and substantial direct and indirect holdings of Class A and Class B shares, establishing his baseline equity position and voting influence as chief executive officer.
What is Happyariel Holding Limited’s role in FinVolution (FINV) ownership?
Happyariel Holding Limited holds FinVolution Class A and Class B shares indirectly for Li Tiezheng. It is beneficially owned by him through a trust, where he is settlor and a beneficiary, and he serves as sole director, providing him effective control over these indirect shareholdings.