FinVolution COO/CTO settles taxes on RSU vesting

FinVolution Group’s COO and CTO, Wang Yuxiang, reported compensation-related equity activity.

Rhea-AI Filing Summary

FinVolution Group’s COO and CTO, Wang Yuxiang, reported compensation-related equity activity. On April 3, 2026, he received 2,012,235 Restricted Share Units (RSUs), which vested and were exercised into the same number of Class A ordinary shares, with no cash exercise price.

In connection with this vesting, 905,160 Class A ordinary shares were sold in a “sell-to-cover” transaction at $1.01 per share to satisfy tax withholding obligations, rather than as an open-market discretionary sale. After these transactions, he directly holds 6,547,965 Class A ordinary shares and indirectly holds 5,001,290 shares through Mobilescope Holding Limited.

Insider Trade Summary

2,012,235 shares exercised/converted

Exercise 5 txns

Insider Wang Yuxiang

Role COO and CTO

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Class A Ordinary Shares	905,160	$1.01	$914K
Grant/Award	Restricted Share Units	2,012,235	$0.00	$0.00
Exercise	Restricted Share Units	2,012,235	$0.00	$0.00
Exercise	Class A Ordinary Shares	2,012,235	$0.00	$0.00
holding	Class A Ordinary Shares	--	--	--

Holdings After Transaction: Restricted Share Units — 0 contracts (Direct); Class A Ordinary Shares — 6,547,965 shares (Direct); Class A Ordinary Shares — 5,001,290 shares (Indirect, Mobilescope Holding Limited)

Footnotes (5)

1. F1. The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares.
2. F2. Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on April 3, 2026.
3. F3. The shares were sold in a "sell-to-cover" transaction to cover tax withholding obligations in connection with the vesting and settlement of the RSUs.
4. F4. Each RSU represents a contingent right to receive, when vested, one Class A ordinary share.
5. F5. The RSUs vested on April 3, 2026 and have no expiration date.

Key Figures

RSUs granted: 2,012,235 units Shares from RSU vesting: 2,012,235 shares Sell-to-cover shares: 905,160 shares +4 more

7 metrics

RSUs granted 2,012,235 units Restricted Share Units granted and vested on April 3, 2026

Shares from RSU vesting 2,012,235 shares Class A ordinary shares acquired upon RSU vesting

Sell-to-cover shares 905,160 shares Class A ordinary shares sold to cover tax withholding

Sell-to-cover price $1.01 per share Price for Class A ordinary shares disposed in tax transaction

Direct holdings after transactions 6,547,965 shares Class A ordinary shares held directly by Wang Yuxiang

Indirect holdings after transactions 5,001,290 shares Class A ordinary shares held via Mobilescope Holding Limited

ADS to share ratio 1 ADS = 5 shares Each American depositary share represents five Class A ordinary shares

Key Terms

Restricted Share Units, sell-to-cover, American depositary shares, Class A ordinary shares, +1 more

5 terms

Restricted Share Units financial

"Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs)"

Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.

sell-to-cover financial

"The shares were sold in a "sell-to-cover" transaction to cover tax withholding obligations"

Sell-to-cover is when part of newly issued or exercised company stock is immediately sold to pay required taxes and fees, so the recipient keeps the remaining shares. For investors this matters because it reduces the number of shares insiders or employees actually hold after a grant, can create small, routine share sales that aren’t signal of cashing out, and slightly increases share supply on the market—like selling a portion of a paycheck to cover the tax bill.

American depositary shares financial

"The Class A ordinary shares are held in the form of American depositary shares"

American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.

Class A ordinary shares financial

"Each American depositary share represents five Class A ordinary shares"

Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.

tax withholding obligations financial

"to cover tax withholding obligations in connection with the vesting and settlement of the RSUs"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did FinVolution (FINV) COO/CTO Wang Yuxiang report?

He reported a grant of 2,012,235 Restricted Share Units that vested into Class A ordinary shares, plus a related sell-to-cover tax transaction of 905,160 shares at $1.01 per share. These actions reflect equity compensation and tax settlement.

How many RSUs did FinVolution (FINV) grant to COO/CTO Wang Yuxiang?

He was granted 2,012,235 Restricted Share Units on April 3, 2026. Each RSU represents a contingent right to receive one Class A ordinary share upon vesting, so the award directly ties future share delivery to vesting conditions being met.

Why did Wang Yuxiang dispose of 905,160 FinVolution (FINV) shares?

The 905,160 Class A ordinary shares were sold in a “sell-to-cover” transaction to satisfy tax withholding obligations from RSU vesting. This type of disposition is a mechanistic tax payment method, not an open-market sale to change his investment exposure.

What are Wang Yuxiang’s FinVolution (FINV) share holdings after these transactions?

Following the reported transactions, Wang Yuxiang directly owns 6,547,965 Class A ordinary shares. In addition, he has an indirect holding of 5,001,290 Class A ordinary shares through Mobilescope Holding Limited, reflecting both personal and entity-associated positions.

How do FinVolution (FINV) RSUs reported by Wang Yuxiang convert into shares?

Each Restricted Share Unit represents the right to receive one Class A ordinary share when it vests. In this case, 2,012,235 RSUs vested on April 3, 2026 and were settled into an equal number of Class A ordinary shares, with no stated cash exercise price.

How are FinVolution (FINV) Class A ordinary shares represented in ADS form?

The filing notes that Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares, providing a depositary structure for trading the equity on international markets.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/07/2026 - 07:56 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wang Yuxiang

(Last) (First) (Middle)

BUILDING G1, NO.999 DANGUI ROAD

(Street)

SHANGHAI 201203

(City) (State) (Zip)

CHINA

(Country)

2. Issuer Name and Ticker or Trading Symbol
FinVolution Group [ FINV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	COO and CTO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Ordinary Shares(1)	04/03/2026		M		2,012,235(2)	A	$0.00	7,453,125	D
Class A Ordinary Shares(1)	04/06/2026		F		905,160(3)	D	$1.01	6,547,965	D
Class A Ordinary Shares(1)								5,001,290	I	Mobilescope Holding Limited

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Share Units	(4)	04/03/2026		A		2,012,235		(5)	(5)	Class A ordinary shares	2,012,235	$0	2,012,235	D
Restricted Share Units	(4)	04/03/2026		M			2,012,235	(5)	(5)	Class A ordinary shares	2,012,235	$0	0	D

Explanation of Responses:

1. The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares.

2. Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on April 3, 2026.

3. The shares were sold in a "sell-to-cover" transaction to cover tax withholding obligations in connection with the vesting and settlement of the RSUs.

4. Each RSU represents a contingent right to receive, when vested, one Class A ordinary share.

5. The RSUs vested on April 3, 2026 and have no expiration date.

	/s/ Yuxiang Wang	04/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)