[Form 4] FULL HOUSE RESORTS INC Insider Trading Activity

Full House Resorts director Kathleen M. Caracciolo exercised stock options for 5,888 shares of common stock at an exercise price of $1.70 per share.

Rhea-AI Filing Summary

Full House Resorts director Kathleen M. Caracciolo exercised stock options for 5,888 shares of common stock at an exercise price of $1.70 per share. The options, originally granted in 2017, were exercised before their 2026 expiration.

To cover the exercise cost, 3,694 shares of common stock were withheld by the company, effectively using shares instead of cash to pay the option exercise price. After these transactions, Caracciolo directly holds 63,627 shares of Full House Resorts common stock.

Insider Trade Summary

5,888 shares exercised/converted

Exercise 3 txns

Insider Caracciolo Kathleen M

Role Director

Type	Security	Shares	Price	Value
Exercise	Stock Option (right to buy)	5,888	$0.00	$0.00
Exercise	Common Stock	5,888	$1.70	$10K
Exercise Price or Tax Liability	Common Stock	3,694	$2.71	$10K

Holdings After Transaction: Stock Option (right to buy) — 0 contracts (Direct); Common Stock — 63,627 shares (Direct)

Footnotes (1)

1. F1. Represents the shares of common stock withheld by the issuer to satisfy the exercise price for the stock options.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Full House Resorts (FLL) report for Kathleen M. Caracciolo?

Full House Resorts reported that director Kathleen M. Caracciolo exercised stock options for 5,888 shares of common stock at $1.70 per share. This moved previously granted options into actual shares as part of her equity compensation.

How many Full House Resorts (FLL) shares does Kathleen M. Caracciolo now hold?

Following the option exercise and share withholding, director Kathleen M. Caracciolo directly holds 63,627 shares of Full House Resorts common stock. This figure reflects her updated ownership after using shares to pay the exercise price.

What does the F code transaction mean in the Full House Resorts (FLL) Form 4?

The F code transaction shows 3,694 shares of Full House Resorts common stock were withheld. According to the footnote, these shares were retained by the company to satisfy the exercise price for Caracciolo’s stock options, not as an open-market sale.

At what price were the Full House Resorts (FLL) stock options exercised?

Director Kathleen M. Caracciolo exercised stock options at an exercise price of $1.70 per share for 5,888 shares of Full House Resorts common stock. These options were originally scheduled to expire in May 2026.

Did Kathleen M. Caracciolo sell any Full House Resorts (FLL) shares in this Form 4?

The Form 4 does not show an open-market sale. Instead, 3,694 shares were withheld by Full House Resorts to pay the stock option exercise price, while the remaining exercised shares increased Caracciolo’s direct common stock holdings.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/16/2026 - 05:17 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Caracciolo Kathleen M

(Last) (First) (Middle)

C/O FULL HOUSE RESORTS, INC.

1980 FESTIVAL PLAZA DRIVE, SUITE 680

(Street)

LAS VEGAS NV 89135

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
FULL HOUSE RESORTS INC [ FLL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/12/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/12/2026		M		5,888	A	$1.7	67,321	D
Common Stock	03/12/2026		F(1)		3,694	D	$2.71	63,627	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	$1.7	03/12/2026		M			5,888	05/10/2017	05/10/2026	Common Stock	5,888	$0	0	D

Explanation of Responses:

1. Represents the shares of common stock withheld by the issuer to satisfy the exercise price for the stock options.

	/s/ Lewis A. Fanger, Attorney-in-Fact	03/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.