[Form 4] Full House Resorts, Inc. Insider Trading Activity
Insider Trade Summary
Net Buyer: 184,200 shares
Net Buy
6 txns
Insider
LEE DANIEL R
Role
Chief Executive Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| In-the-Money Exercise | Put Option (obligation to purchase) | 184,200 | $0.00 | $0.00 |
| Derivative Expiration | Call Option (right to buy) | 184,200 | $0.00 | $0.00 |
| In-the-Money Exercise | Common Stock | 184,200 | $4.75 | $875K |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Put Option (obligation to purchase) — 0 shares (Direct);
Call Option (right to buy) — 0 shares (Direct);
Common Stock — 1,260,918 shares (Direct);
Common Stock — 145,735 shares (Indirect, By trust);
Common Stock — 317,145 shares (Indirect, By subtrust);
Common Stock — 15,926 shares (Indirect, As custodian for daughter)
Footnotes (1)
- F1. In a private transaction dated June 13, 2025, Mr. Lee purchased 92,100 shares of common stock of Full House Resorts, Inc. (the "Company") directly and 184,200 shares of the Company's common stock indirectly through a subtrust for the benefit of Mr. Lee's children, both at a purchase price of $4.75 per share, and obtained a call option to purchase 184,200 additional shares of the Company's common stock at that same price. The call option expires on June 13, 2026. Seller also had the right to cause Mr. Lee to purchase the additional 184,200 shares at that same price if the closing price of the Company's common stock as reported by NASDAQ was at a price per share of $4.75 or greater on any day prior to June 13, 2026. On July 23, 2025, Seller exercised the right to cause Mr. Lee to purchase the additional 184,200 shares, and Mr. Lee purchased such shares pursuant to the obligation to purchase. There are no further shares related to the right to buy or obligation to purchase.
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