Welcome to our dedicated page for Finance of America Companies SEC filings (Ticker: FOA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Finance of America Companies Inc. filings document a public home-equity finance company with Class A common stock listed under FOA. Its earnings-related Form 8-K reports disclose funded volume, revenue, net income, adjusted measures, origination economics, fair value effects and capital markets activity tied to reverse mortgage and retirement-solution lending.
Other SEC materials cover annual meeting governance, shareholder voting matters, officer-transition reporting and material definitive agreements. Recent capital-structure filings describe the Series A Convertible Perpetual Preferred Stock, related registration rights and financing arrangements with funds managed by Blue Owl.
Finance of America Companies Inc. Chief Legal Officer Lauren Richmond reported multiple equity compensation moves involving restricted stock units (RSUs) and Class A common stock on April 1, 2026. She exercised RSUs to acquire 16,360 shares of common stock and had 4,177 shares withheld to cover tax obligations at $16.60 per share, leaving her with 40,399 directly held common shares.
Richmond also received a new grant of 29,069 RSUs, each representing a contingent right to one share of Class A common stock, which will settle in stock or cash at the compensation committee’s discretion. According to the footnotes, various RSU awards vest in annual installments tied to anniversaries of April 1, 2024, April 1, 2025, and April 1, 2026, subject to her continued employment.
Finance of America Companies Inc. Chief Financial Officer Matthew A. Engel reported compensation-related equity activity on April 1, 2026
To cover tax obligations from the RSU settlements, 7,403 shares of Class A common stock were withheld at $16.60 per share. Following these transactions, Engel directly holds 50,948 shares of Class A common stock and 12,452 RSUs that remain outstanding, which will vest over future anniversaries if his employment continues.
Finance of America Companies Inc. Chief Investment Officer Jeremy Prahm reported multiple equity compensation transactions in Class A common stock. On April 1, 2026, he exercised restricted stock units into 139,947 shares of Class A common stock and had 63,817 shares withheld at $16.60 per share to cover tax obligations.
He also received a grant of 87,209 new restricted stock units, each representing a contingent right to one share of Class A common stock, vesting in one-third increments on the first, second, and third anniversaries of April 1, 2026, subject to continued employment. Following these transactions, he directly holds 243,424 shares of Class A common stock, and certain remaining restricted stock units are scheduled to vest on future anniversaries of April 1, 2024 and April 1, 2025.
Finance of America Companies Inc. President Kristen N. Sieffert reported a mix of equity award activity and a small share sale. On April 1, 2026, she exercised restricted stock units into a total of 84,469 shares of Class A common stock and received a new grant of 72,674 restricted stock units as compensation.
To cover taxes on these settlements, 34,006 shares of common stock were withheld at prices of $16.60 per share. She also sold 750 shares of common stock at $16.63 per share in an open-market transaction made under a pre-arranged Rule 10b5-1 trading plan. Following these transactions, she directly holds 128,512 shares of Class A common stock.
Finance of America Companies Inc. Chief Executive Officer Graham Fleming reported several stock-based compensation transactions dated April 1, 2026. He exercised restricted stock units into a total of 139,947 shares of Class A common stock, and 52,332 shares were withheld at $16.60 per share to cover tax obligations.
Following these exercises and withholdings, Fleming directly held 292,248 shares of Class A common stock, plus 2,000 shares held indirectly by a trust. He also received a new grant of 87,209 restricted stock units, which vest in one-third increments on the first, second, and third anniversaries of April 1, 2026, subject to continued employment.
The filing notifies a Section 144 sale involving Common shares of Finance of America Companies (FOA). It lists 750 shares tied to RSUs as the security to be sold and records three prior secondary sales of 750 shares each on 01/02/2026, 02/02/2026, and 03/02/2026 with proceeds shown.
Finance of America Companies Inc. Chief Investment Officer Jeremy Prahm reported an open-market sale of 6,000 shares of Class A common stock at a weighted average price of $17.5032 per share. After this transaction, he directly holds 167,294 shares. The sale was effected under a pre-arranged Rule 10b5-1 trading plan adopted by the reporting person.
Finance of America Companies Inc. Chief Financial Officer Matthew A. Engel purchased 10,600 shares of Class A Common Stock in an open-market transaction at a weighted average price of $16.453 per share on March 13, 2026.
The purchases occurred in multiple trades at prices ranging from $16.25 to $16.75 per share, and the reported price has been rounded to three decimal places. Following this transaction, Engel directly holds 33,436 shares of Class A Common Stock.
Finance of America Companies Inc. reported an insider transaction by 10% owner Leon G. Cooperman, involving an indirect open-market purchase of 28 shares of Class A common stock at $16.10 per share. The shares are held in the account of Omega Capital Partners, L.P., a private investment entity over which he has investment discretion, with 1,267,718 shares indirectly owned after the trade. Additional small direct and indirect holdings are reported in various family and retirement accounts, with beneficial ownership broadly disclaimed except for any pecuniary interest.