Finance Of America Companies Inc SEC Filings

Form 144 notice for Finance of America Companies, Inc. (FOA) shows an insider intends to sell 750 common shares through Wells Fargo Clearing Services on the NYSE, with an aggregate market value reported as $16,568 and approximately 11,079,270 shares outstanding. The shares were acquired on 09/29/2021 as employee stock grants and payment for those grants is listed as N/A. The filer also reported three prior sales in the past three months by the same person, each for 750 shares with gross proceeds of $19,688.00, $15,707.26 and $17,333.00 respectively. The notice includes the standard representation that the seller is not aware of undisclosed material adverse information.

Finance of America Companies Inc. reporting person Tai A. Thornock disclosed a sale of Class A common stock under a pre-established Rule 10b5-1 trading plan. On 09/16/2025 the reporting person sold 1,100 shares at a price of $25.87 per share (the filing states the sales occurred in multiple transactions each at $25.87), reducing the reporting person’s beneficial ownership to 15,050 shares. The Form 4 was signed by a power of attorney on 09/18/2025 and notes the 10b5-1 plan was adopted on 12/04/2024 and amended on 12/13/2024.

Amendment No. 11 to Schedule 13D reports that Bloom Retirement Holdings Inc. and Reza Jahangiri may be deemed to beneficially own 2,266,113 shares of Finance of America Companies Inc. Class A common stock, equal to 9.49% of the Class A shares outstanding based on 11,079,270 shares as of August 6, 2025. Bloom Retirement holds 466,506 Class A shares and up to 1,799,607 FOAEC Units that are each exchangeable one-for-one into Class A Common Stock, subject to a Control Condition that limits issuance until certain consents and approvals are satisfied. The filing discloses disposal of 144,420 Class A shares under a 2025 10b5-1 trading plan; transaction details are provided in Annex A. No legal proceedings or other material transactions in the past 60 days were reported in this amendment.

Finance of America Companies (FOACW) filed a Form 144 notifying a proposed sale of 1,100 Class A shares through Fidelity Brokerage Services on the NYSE with an approximate sale date of 09/16/2025 and an aggregate market value listed as $28,457.00. The shares were acquired on 04/03/2023 via restricted stock vesting and were paid as compensation. The filer reported three prior Class A sales in the past three months: 1,100 shares on 06/16/2025 for $23,485.00, 1,100 shares on 07/16/2025 for $25,575.00, and 1,100 shares on 08/18/2025 for $29,931.00. Remarks and signature fields are present but contain no additional substantive disclosures.

Kristen N. Sieffert, President of Finance of America Companies Inc. (FOA), reported a sale of 750 shares of Class A common stock on 09/02/2025. The shares were sold at $26.26 per share under a Rule 10b5-1 trading plan adopted December 13, 2024, and Sieffert’s beneficial ownership after the sale is 83,299 shares. The Form 4 was filed on 09/04/2025 and signed by a power of attorney on behalf of Sieffert.

Leon G. Cooperman, a director of Finance of America Companies Inc. (FOA), reported multiple purchases of Class A common stock between May 22, 2025 and August 5, 2025. The filing shows a direct purchase of 5,575 shares and several indirect purchases held through accounts he controls, increasing reported beneficial ownership to 1,267,690 shares as of August 5, 2025. In addition, Omega Capital Partners, L.P., an entity over which Mr. Cooperman has investment discretion, purchased $15,000,000 of unsecured convertible notes on August 4, 2025 that convert into 789,473 shares at $19.00 per share subject to a 9.99% beneficial ownership cap. The Form 4 was filed late and the filer acknowledges the untimely reporting and undertakes to file timely going forward.

Leon G. Cooperman, identified as a director of Finance of America Companies Inc. (FOA), filed a Form 4 reporting multiple purchases of Class A common stock executed between 08/27/2024 and 05/20/2025. The report lists repeated purchase (P) transactions at prices ranging from $7.00 to $24.00, with individual transaction sizes from 204 to 40,000 shares. The filing shows the securities are held indirectly in the account of Omega Capital Partners, L.P. and municipally in a UTMA account for a minor grandchild; the Reporting Person disclaims beneficial ownership except for his pecuniary interest. The Form 4 states these transactions were not timely filed and the Reporting Person acknowledges the late filing and undertakes to file timely in the future.

Finance of America Companies Inc. (FOA) Form 3 discloses initial beneficial ownership by Leon G. Cooperman. The filing reports 992,128 Class A shares held indirectly through Omega Capital Partners, L.P., and 500 Class A shares held indirectly in a UTMA account for the reporting person’s minor grandchild. The filer is identified as a Director and the report date for the triggering transaction is 08/26/2024. The report is signed by an attorney-in-fact on 09/02/2025.

Finance of America Companies Inc. (FOA) received a Schedule 13G filed on behalf of Leon G. Cooperman reporting beneficial ownership of 1,286,040 Class A shares, equal to 11.6% of the outstanding class based on 11,079,270 shares outstanding as of August 6, 2025. Mr. Cooperman holds sole voting and dispositive power over those shares and also has investment authority over related family and IRA accounts and a UTMA account. The filing states it does not include shares issuable upon conversion of convertible notes held by Omega Capital Partners, L.P. that would convert into 789,473 shares at $19.00 per share, because a contractual blocker prevents conversions that would push ownership over 9.99%.