Welcome to our dedicated page for Finance Of America Companies SEC filings (Ticker: FOA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Finance of America Companies Inc. filings document a public home-equity finance company with Class A common stock listed under FOA. Its earnings-related Form 8-K reports disclose funded volume, revenue, net income, adjusted measures, origination economics, fair value effects and capital markets activity tied to reverse mortgage and retirement-solution lending.
Other SEC materials cover annual meeting governance, shareholder voting matters, officer-transition reporting and material definitive agreements. Recent capital-structure filings describe the Series A Convertible Perpetual Preferred Stock, related registration rights and financing arrangements with funds managed by Blue Owl.
Finance of America Companies Inc. reported significant insider activity by entities affiliated with Blackstone. On February 27, 2026, Urban Holdings LLC, Urban Holdings II LP and BFTO LP, each indirectly associated with the reporting persons, executed open-market sales of LLC Units of Finance of America Equity Capital LLC and Class A and Class B common stock.
These transactions totaled 4,014,910 securities sold, with reported sale prices of $10.00 per unit or share for the LLC units and Class A common stock. After these sales, the Form 4 shows zero remaining holdings for the reported securities for the relevant entities, and the footnotes state that most Blackstone-affiliated reporting persons disclaim beneficial ownership except to the extent of their pecuniary interest.
Finance of America Companies Inc. reported a set of insider transactions in which entities affiliated with Blackstone’s tactical opportunities funds sold an aggregate of 4,014,910 securities tied to the company on February 27, 2026.
The sales included LLC Units of Finance of America Equity Capital LLC and shares of Class A and Class B common stock, generally at a reported price of $10.00 per unit or share. According to the disclosure, these securities were repurchased by the issuer under an amended and restated repurchase agreement, and the reporting entities’ holdings in the reported classes dropped to zero following the transactions.
Finance of America Companies, Inc. filed a Form 144 disclosing sales of common stock by a reporting person.
The filing lists Kristen Sieffert as the reporting person and shows three transactions of 750 shares each on 12/01/2025, 01/02/2026 and 02/02/2026. The entry also references RSU's with a grant date of 04/01/2022.
Finance of America Companies Inc. registered for resale up to 50,000 shares of Series A Convertible Perpetual Preferred Stock and up to 2,326,190 shares of Class A Common Stock issuable upon conversion of those preferred shares.
The registration is for sales by the selling stockholders (resale only); the Company will not receive proceeds. The prospectus discloses an initial conversion price of $35.00 per share for the Series A Preferred Stock, conversion mechanics, voting and beneficial ownership limits, and that 10,148,073 vested shares of Class A Common Stock were outstanding as of February 24, 2026.
Finance of America Companies Inc. has filed a resale shelf registration covering up to 50,000 shares of its Series A Convertible Perpetual Preferred Stock and up to 2,326,190 shares of Class A common stock issuable upon conversion of that preferred stock.
The shares may be sold from time to time by selling stockholders affiliated with Blue Owl Capital Holdings LP, using various sale methods described in the plan of distribution. Finance of America is not selling any shares in this offering and will not receive proceeds from stockholder sales.
The Series A Preferred Stock, which ranks senior to common stock for dividends and liquidation, carries an initial 9.0% cash dividend rate, rising over time, and is convertible at an initial price of $35.00 per share, subject to anti-dilution and ownership limits.
Beach Point Capital Management LP and Beach Point GP LLC report beneficial ownership of 789,399 shares of Finance of America Companies Inc. Class A common stock, representing 8.3% of the class. This percentage is based on 9,495,486 shares outstanding as of December 10, 2025, from a prior company filing.
The shares are held by certain investment clients, including Beach Point Securitized Credit Fund LP, for which Beach Point acts as investment adviser. Beach Point has shared voting and dispositive power over these shares, but both entities formally disclaim beneficial ownership and state the holdings are in the ordinary course of business, not to influence control of the company.
Finance of America Companies Inc. (FOA) received a Schedule 13G from Blue Owl Capital Holdings LP, disclosing beneficial ownership of 827,409 shares of Class A common stock, representing 9.49% of the class. These shares are issuable upon conversion of 50,000 shares of Series A Convertible Perpetual Preferred Stock, subject to a conversion blocker that limits beneficial ownership to 9.4%, even though the preferred could otherwise convert into 1,428,571 common shares as of December 31, 2025. Blue Owl reports sole voting and dispositive power over all 827,409 shares and certifies that the securities were acquired and are held in the ordinary course of business, not for the purpose of changing or influencing control of the company.
Finance of America Companies Inc. President Kristen N. Sieffert reported a sale of Class A common stock. On 02/02/2026, she sold 750 shares at a price of $23.32 per share under transaction code "S" (sale).
After this transaction, Sieffert beneficially owned 79,549 shares of Class A common stock in direct form. The sale was effected pursuant to a Rule 10b5-1 trading plan that she adopted on December 13, 2024, and the shares were sold in multiple transactions, each at $23.32.
Finance of America Companies, Inc. has a notice of proposed sale under Rule 144 for 750 shares of its common stock, to be sold through Wells Fargo Clearing Services on the NYSE around 02/02/2026, with an aggregate market value of 17,483.00.
The filing lists 7,891,348 shares outstanding and shows that the same seller, Kristen Sieffert, sold 750 shares on each of 11/03/2025, 12/01/2025, and 01/02/2026, with gross proceeds of 16,388.00, 17,618.00, and 18,128.00 respectively.