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Finance of America Companies, Inc. filed a Form 144 disclosing sales of common stock by a reporting person.
The filing lists Kristen Sieffert as the reporting person and shows three transactions of 750 shares each on 12/01/2025, 01/02/2026 and 02/02/2026. The entry also references RSU's with a grant date of 04/01/2022.
Finance of America Companies Inc. has filed a resale shelf registration covering up to 50,000 shares of its Series A Convertible Perpetual Preferred Stock and up to 2,326,190 shares of Class A common stock issuable upon conversion of that preferred stock.
The shares may be sold from time to time by selling stockholders affiliated with Blue Owl Capital Holdings LP, using various sale methods described in the plan of distribution. Finance of America is not selling any shares in this offering and will not receive proceeds from stockholder sales.
The Series A Preferred Stock, which ranks senior to common stock for dividends and liquidation, carries an initial 9.0% cash dividend rate, rising over time, and is convertible at an initial price of $35.00 per share, subject to anti-dilution and ownership limits.
Beach Point Capital Management LP and Beach Point GP LLC report beneficial ownership of 789,399 shares of Finance of America Companies Inc. Class A common stock, representing 8.3% of the class. This percentage is based on 9,495,486 shares outstanding as of December 10, 2025, from a prior company filing.
The shares are held by certain investment clients, including Beach Point Securitized Credit Fund LP, for which Beach Point acts as investment adviser. Beach Point has shared voting and dispositive power over these shares, but both entities formally disclaim beneficial ownership and state the holdings are in the ordinary course of business, not to influence control of the company.
Finance of America Companies Inc. (FOA) received a Schedule 13G from Blue Owl Capital Holdings LP, disclosing beneficial ownership of 827,409 shares of Class A common stock, representing 9.49% of the class. These shares are issuable upon conversion of 50,000 shares of Series A Convertible Perpetual Preferred Stock, subject to a conversion blocker that limits beneficial ownership to 9.4%, even though the preferred could otherwise convert into 1,428,571 common shares as of December 31, 2025. Blue Owl reports sole voting and dispositive power over all 827,409 shares and certifies that the securities were acquired and are held in the ordinary course of business, not for the purpose of changing or influencing control of the company.
Finance of America Companies, Inc. has a notice of proposed sale under Rule 144 for 750 shares of its common stock, to be sold through Wells Fargo Clearing Services on the NYSE around 02/02/2026, with an aggregate market value of 17,483.00.
The filing lists 7,891,348 shares outstanding and shows that the same seller, Kristen Sieffert, sold 750 shares on each of 11/03/2025, 12/01/2025, and 01/02/2026, with gross proceeds of 16,388.00, 17,618.00, and 18,128.00 respectively.
Finance of America Companies Inc. (FOA) insider activity: Chief Accounting Officer Tai A. Thornock reported selling 1,100 shares of Class A common stock on January 16, 2026 at a price of $24.58 per share. The filing states that this sale was carried out under a pre-arranged Rule 10b5-1 trading plan adopted on December 4, 2024 and amended on December 13, 2024, which is designed to allow insiders to sell shares according to a set schedule. After this transaction, Thornock beneficially owned 10,650 shares of Class A common stock, held directly.
Finance of America Companies Inc. reported an insider share sale by its President. On 01/02/2026, the reporting person sold 750 shares of Class A common stock at a price of $24.18 per share. The transaction is coded as a sale and was executed under a pre-established Rule 10b5-1 trading plan adopted on December 13, 2024. After this transaction, the insider beneficially owns 80,299 shares of Class A common stock, held directly.
Finance of America Companies, Inc. insider Kristen Sieffert filed a notice to sell 750 shares of common stock through broker Wells Fargo Clearing Services on or around 01/02/2026 on the NYSE, with an aggregate market value of $18,128.00. The filing notes that 7,891,348 shares of this class were outstanding.
The shares to be sold were acquired as RSUs from the issuer on 09/29/2021, in the amount of 750 shares. Over the past three months, Sieffert reported two prior sales of Finance of America Companies, Inc. securities: 750 shares on 11/03/2025 for gross proceeds of $16,388.00 and 750 shares on 12/01/2025 for gross proceeds of $17,618.00. The signer represents that they are not aware of undisclosed material adverse information about the issuer.
Finance of America Companies Inc. received an updated ownership filing from Bloom Retirement Holdings Inc. and its majority shareholder, Reza Jahangiri. As of December 23, 2025, they may be deemed to beneficially own 1,894,904 shares of Class A Common Stock, representing 9.49% of the outstanding Class A shares, based on 7,891,348 shares outstanding as of November 7, 2025.
The position includes 95,297 shares of Class A Common Stock held of record by Bloom Retirement Holdings Inc. and 1,799,607 FOAEC Units, each exchangeable on a one-for-one basis into Class A Common Stock. Issuance of FOAEC Units is limited so that Bloom’s ownership does not exceed 9.49% until certain consents, approvals, authorizations and waivers under the Asset Purchase Agreement are satisfied, referred to as the Control Condition.
Since the prior amendment, Bloom Retirement Holdings Inc. has sold 100,704 shares of Class A Common Stock in open-market transactions under a 2025 Rule 10b5-1 trading plan. Except for these plan transactions, the reporting persons state they have not effected other trades in the stock since Amendment No. 13.
Finance of America Companies Inc. reported a new equity award for its Chief Financial Officer, Matthew A. Engel. On December 19, 2025, he received 45,000 stock options to purchase Class A common stock at an exercise price of $25 per share, expiring on December 19, 2030.
The options vest in three equal installments on the first, second and third anniversaries of the vesting reference date, December 19, 2025, contingent on his continued employment. All 45,000 derivative securities are held as direct ownership, indicating a standard, time-based executive compensation grant rather than an immediate share purchase or sale.