Forge Glo Hldg SEC Filings

Forge Global Holdings (FRGE) reported insider trading activity through a Form 4 filing for Director Kimberley H. Vogel. On June 20, 2025, Vogel acquired 11,333 restricted stock units (RSUs) under the company's 2022 Stock Option and Incentive Plan at $0 cost basis.

Key details of the transaction:

• The RSUs vest quarterly, with 1/4th vesting on each Quarterly Vesting Date (March 1, June 1, September 1, and December 1)
• Following the transaction, Vogel directly owns 25,705 shares and indirectly owns 5,521 shares through the Kim Vogel, Inc. Defined Benefit Plan
• Share amounts reflect the company's 1-for-15 reverse stock split executed on April 14, 2025

This grant represents standard director compensation and demonstrates continued alignment between leadership and shareholder interests.

Forge Global Holdings (FRGE) reported insider trading activity on June 28, 2025, involving Director Debra J. Chrapaty. The filing discloses the acquisition of 11,333 restricted stock units (RSUs) on June 20, 2025, granted under the company's 2022 Stock Option and Incentive Plan.

Key details of the transaction:

• The RSUs were granted at $0 cost and convert to common stock on a 1:1 basis
• Vesting occurs quarterly with 1/4th vesting on each Quarterly Vesting Date (March 1, June 1, September 1, December 1)
• Following the transaction, Chrapaty directly owns 35,283 shares
• The share count reflects a recent 1-for-15 reverse stock split effective April 14, 2025

This Form 4 filing demonstrates continued equity-based compensation for board members and follows standard SEC reporting requirements for insider transactions.

Director Brian Thomas McDonald of Forge Global Holdings received a new equity grant of 11,333 restricted stock units (RSUs) on June 20, 2025. The RSUs were granted under the company's 2022 Stock Option and Incentive Plan with a $0 exercise price.

Key terms of the RSU grant:

• Vesting Schedule: 25% vests quarterly on each Quarterly Vesting Date (March 1, June 1, September 1, and December 1)
• Vesting Condition: Subject to continued service relationship with the company
• Settlement: Each RSU represents the right to receive one share of common stock upon vesting

The transaction was reported via Form 4 filing by McDonald's attorney-in-fact James Nevin on June 24, 2025. This equity grant appears to be part of the company's regular director compensation program.

Forge Global Holdings (FRGE) Director Asiff S. Hirji reported new stock acquisitions and holdings in a Form 4 filing. On June 20, 2025, Hirji was granted 11,333 restricted stock units (RSUs) under the company's 2022 Stock Option and Incentive Plan at $0 cost basis.

The RSUs vest quarterly, with 1/4th of shares vesting on each Quarterly Vesting Date (March 1, June 1, September 1, and December 1) following the grant date, subject to continued service. Following the transaction, Hirji's holdings include:

• 59,537 shares held directly
• 16,967 shares held indirectly through Hirjii-Wigglesworth 2021 Grantor Retained Annuity Trust
• 13,359 shares held indirectly through Hirji-Wigglesworth Partners, LP

Note: All share amounts reflect the 1-for-15 reverse stock split effected on April 14, 2025.

Forge Global Holdings (FRGE) director Ashwin Kumar received a grant of 11,333 restricted stock units (RSUs) on June 20, 2025, under the company's 2022 Stock Option and Incentive Plan. The RSUs were granted at $0 cost and will vest quarterly over time.

Key details of the transaction:

• Vesting Schedule: 1/4th of RSUs vest on each Quarterly Vesting Date (March 1, June 1, September 1, December 1)
• Following the transaction, Kumar directly owns 27,007 shares
• The share count reflects the company's recent 1-for-15 reverse stock split completed on April 14, 2025

This Form 4 filing, signed by James Nevin as Attorney-in-Fact on June 24, 2025, represents standard equity compensation for board service and indicates continued commitment to the company's governance.

Forge Global Holdings held its 2025 Annual Meeting of Stockholders on June 20, with 69.27% of voting shares represented. Key outcomes include:

• Director Elections (Passed): All three Class III directors were elected: - Kelly Rodriques (5.79M votes for) - Ashwin Kumar (5.56M votes for) - Brian McDonald (6.31M votes for)
• Executive Compensation Vote (Failed): Shareholders rejected the "say-on-pay" proposal with 4.45M votes against versus 1.61M votes for, signaling significant dissatisfaction with executive compensation practices
• KPMG Appointment (Approved): Shareholders overwhelmingly ratified KPMG LLP as independent auditor with 99.98% approval (8.67M votes for)
• Stock Option Plan Amendment (Rejected): Proposal to amend the 2022 Stock Option and Incentive Plan was defeated with 4.87M votes against versus 1.19M votes for, indicating shareholder resistance to potential equity dilution

Jennifer Phillips, Chief Revenue & Growth Officer of Forge Global Holdings, has reported a sale of 810 shares of common stock at $16.43 per share on June 17, 2025. The transaction was executed under a pre-established Rule 10b5-1 trading plan.

Following the transaction, Phillips retains direct ownership of 17,281 shares of the company's common stock. The sale was conducted in compliance with SEC regulations governing insider trading.

Key details:

• Transaction was executed pursuant to a Rule 10b5-1 trading plan, demonstrating pre-planned nature of the sale
• Total value of the transaction approximately $13,308
• Transaction reported within required filing deadline
• No derivative securities were involved in this transaction