Welcome to our dedicated page for Forge Glo Hldg SEC filings (Ticker: FRGE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Forge Global Holdings, Inc. (FRGE) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Forge operates in the securities and commodity exchanges industry and its common stock is listed on the New York Stock Exchange under the symbol FRGE, as noted in multiple Form 8-K reports. These filings explain how Forge structures its private market platform, corporate transactions, executive compensation and governance.
Recent Form 8-K filings describe significant events for Forge. One 8-K dated November 5, 2025 details the Agreement and Plan of Merger with The Charles Schwab Corporation and a wholly owned Schwab subsidiary, under which the subsidiary will merge with and into Forge and Forge will survive as a wholly owned subsidiary of Schwab. The filing outlines the cash consideration per share, treatment of equity awards, closing conditions, termination rights and potential termination fee. Subsequent 8-Ks and supplemental disclosures address litigation challenging proxy statement disclosures about the merger and provide additional background on the sale process and financial advisor analyses.
Other 8-K and 8-K/A filings cover topics such as the acquisition of Accuidity, LLC through a two-step merger structure, with accompanying audited statements of assets acquired and liabilities assumed and unaudited pro forma condensed combined financial information. Additional filings discuss lease arrangements for Forge’s headquarters space in San Francisco, executive equity and bonus arrangements in connection with the pending Schwab merger, and corrections to previously issued earnings materials.
Through Stock Titan, users can review these FRGE filings alongside AI-powered summaries that highlight key terms, structural features and implications without needing to read every line of the underlying documents. The page surfaces material events reported on Form 8-K and amendments on Form 8-K/A, and it complements other SEC reports such as quarterly and annual filings that provide broader financial and operational detail. Investors and researchers can use this resource to understand how Forge reports on mergers, acquisitions, compensation decisions, facility leases and other governance matters in its official SEC submissions.
Forge Global Holdings, Inc. terminates effectiveness of its Form S-1 registration covering up to 115,289,295 shares of Common Stock as part of post‑closing actions related to its merger into The Charles Schwab Corporation. The Merger closed on
The company states it is deregistering all unsold or unissued shares that remained under the Registration Statement and files this Post‑Effective Amendment No. 2 to remove those securities from registration pursuant to its prior undertaking.
Forge Global Holdings, Inc. has been acquired by The Charles Schwab Corporation, which completed a cash merger on March 2, 2026. Each Forge common share (other than shares already held by Schwab and its affiliates) was converted into the right to receive $45.00 in cash, without interest.
Forge is now a wholly owned subsidiary of Schwab, and its common stock will be delisted from the New York Stock Exchange, with a Form 25 to remove the listing and a planned Form 15 to end SEC reporting. Outstanding Forge stock options were cashed out for the in-the-money value, while underwater options were cancelled.
Restricted stock units, restricted shares, and performance stock units in Forge were converted into Schwab equity awards using an equity award exchange ratio based on Schwab’s five-day average share price. All prior Forge directors left the board, Schwab-appointed directors and officers took over key roles, and Forge’s charter and bylaws were fully amended and restated.
Forge Global Holdings, Inc. submitted a Form 25 notifying the removal of its Common Stock from listing and/or registration on the New York Stock Exchange. The Exchange states it complied with applicable rules to strike the class and that the issuer complied with rules governing a voluntary withdrawal.
Forge Global Holdings, Inc. Chief Executive Officer Kelly Rodriques reported a routine tax-related share disposition. On February 20, 2026, 1,347 shares of common stock were withheld by the company to satisfy tax obligations tied to the net settlement of restricted stock units, rather than sold in the open market. After this withholding, Rodriques directly held 522,330 shares of common stock. He also had an additional 4,718 shares held indirectly through an account titled “Forge Trust Co CFBO Kelly Rodriques Roth IRA.”
Forge Global Holdings, Inc. Chief Financial Officer Nevin James had 133 shares of common stock withheld on February 20, 2026 to cover tax obligations from settling restricted stock units. After this tax-withholding disposition, he directly held a total of 69,204 Forge Global shares.
Forge Global Holdings, Inc. Chief Accounting Officer Catherine M. Dondzila reported a Form 4 transaction involving 755 shares of common stock on February 20, 2026. The shares were withheld by the company to satisfy tax withholding obligations from net-settled restricted stock units, leaving her with 55,743 directly held shares.
Rodriques Kelly reported acquisition or exercise transactions in a Form 4 filing for FRGE. The filing lists transactions totaling 91,444 shares. Following the reported transactions, holdings were 523,677 shares.
Nevin James reported acquisition or exercise transactions in a Form 4 filing for FRGE. The filing lists transactions totaling 32,088 shares. Following the reported transactions, holdings were 69,337 shares.
Forge Global Holdings, Inc. Chief Accounting Officer Catherine M. Dondzila reported an acquisition of 8,888 shares of common stock on February 12, 2026. These are restricted stock units (RSUs) granted at a price of $0 per share under the company’s 2022 Stock Option and Incentive Plan.
Each RSU represents one share of common stock. Subject to her continued service with the company, 1/36th of the RSUs will vest in equal monthly installments starting on the one-month anniversary of the vesting commencement date. After this grant, she beneficially owns 56,498 shares of Forge Global common stock directly.
Forge Global Holdings, Inc. reported that Chief Executive Officer and director Kelly Rodriques had 16,558 shares of common stock withheld on February 10, 2026 to satisfy tax withholding and remittance obligations tied to the net settlement of restricted stock units. The shares were disposed of at a stated price of $0.00 per share under transaction code F, which indicates a tax-liability payment using shares rather than a market sale. After this adjustment, Rodriques directly beneficially owned 432,233 shares of common stock and indirectly beneficially owned 4,718 shares through a Roth IRA account held at Forge Trust Co.