Forge Glo Hldg SEC Filings

Rodriques Kelly, who is listed as a Director and Chief Executive Officer of Forge Global Holdings, Inc. (FRGE), reported a routine equity withholding tied to restricted stock units. The filing shows 3,056 common shares were withheld by the issuer to satisfy tax withholding in connection with the net settlement of RSUs.

After the transaction, the report lists 583,332 shares beneficially owned directly. The entry is described by the filer as a tax withholding on net-settled RSUs and shows a price of $0, indicating no open-market sale or purchase was executed in this line item.

Deutsche Brse AG beneficially owns 1,614,146 shares of Forge Global common stock, equal to 11.9% of the class based on 13,601,362 shares outstanding as of August 6, 2025. The position reflects sole voting and dispositive power over those shares and follows the issuer's 1-for-15 reverse stock split completed April 14, 2025, which created CUSIP 34629L202.

Warrants to purchase 3,353 shares expired unexercised on May 26, 2025. The issuer completed the Accuidity acquisition on July 1, 2025 and issued an additional 1,200,000 shares, which diluted the reporting person's percentage ownership to the amounts reported here.

Forge Global Holdings, Inc. (FRGE) filed this Form 8-K/A to amend the Form 8-K furnished on July 30, 2025. The sole purpose is to correct non-cash adjustments related to the valuation and accounting presentation of the company’s warrant liabilities as of June 30, 2025. A revised earnings press release (Exhibit 99.1) and updated supplemental investor materials (Exhibit 99.2) dated August 1, 2025 have been furnished to align all public disclosures with the figures that will appear in the forthcoming Q2 2025 Form 10-Q. No other information in the original filing has been changed. The furnished materials are not deemed “filed” for Exchange Act liability purposes.

Forge Global Holdings (FRGE) Form 4: Chief Financial Officer James Nevin reported the grant of 18,666 restricted stock units (RSUs) on 18-Jul-2025 under the company’s 2025 Inducement Plan. Each RSU converts into one common share at settlement and was granted at $0 cost. Vesting follows a back-loaded schedule:

• 33% vests on the first anniversary of the vesting-commencement date
• The remaining 67% vests in 24 equal monthly instalments thereafter

This transaction represents routine equity compensation for a newly appointed officer and modestly increases insider ownership without cash outflow by the executive.

On 07/18/2025, Forge Global Holdings (FRGE) reported a routine insider equity grant on Form 4. Chief Accounting Officer Catherine M. Dondzila received 26,666 restricted stock units (RSUs) under the company’s 2022 Stock Option and Incentive Plan at $0 cost. The award vests 1⁄36 each month, beginning one month after the vesting-commencement date, with settled shares delivered on the nearest monthly settlement date, subject to continued employment.

Following the grant, Dondzila’s total direct beneficial ownership increased to 52,537 common shares. No derivative securities were involved, and there were no sales or open-market purchases disclosed. The filing does not contain financial performance data or revised guidance; its sole purpose is to document insider ownership changes.

The transaction is typical for executive compensation and is unlikely to have a material near-term impact on FRGE’s capitalization or trading dynamics, though it modestly aligns the CAO’s incentives with shareholder value.

Forge Global Holdings (FRGE) – Form 4 insider filing

Director Lawrence E. Leibowitz received 6,073 restricted stock units (RSUs) on 18 Jul 2025 under the 2022 Stock Option and Incentive Plan. Each RSU converts 1-for-1 into common stock. Vesting occurs as follows: 4/12ths on the grant date and the remaining 8/12ths in equal monthly installments through the last day of each subsequent month; settled on or about the 10th of the following month. No cash consideration was paid (acquisition price $0).

After the award, Leibowitz directly owns 33,256 common shares. No sales or derivative positions were reported. The grant marginally increases insider ownership but is immaterial relative to Forge Global’s total shares outstanding and does not affect control or financial guidance.

Form 4 snapshot: On 07/18/2025 Forge Global Holdings (FRGE) director Brian Thomas McDonald reported receipt of two equity grants.

• 16,000 RSUs under the 2022 Stock Option & Incentive Plan; 1/12 vests and settles on each quarterly vesting date (Mar 1, Jun 1, Sep 1, Dec 1) beginning after the grant.
• 2,949 RSUs that were 100 % vested on the grant date and will settle on the nearest monthly settlement date.

Both transactions are coded “A” (award) at an effective price of $0, indicating compensation rather than an open-market purchase. After settlement, McDonald’s direct beneficial ownership will total 30,282 common shares; no derivative positions were disclosed. While routine, the filing modestly strengthens insider equity alignment. The document contains no operational or financial performance data.