Forge Glo Hldg SEC Filings

Forge Global Holdings (FRGE) reported an administrative insider transaction by its Chief Accounting Officer. On 10/10/2025, 581 shares of common stock were withheld under Code F to cover taxes upon RSU net settlement at a reported price of $0. Following this withholding, the reporting person beneficially owns 50,003 shares, held directly.

Forge Global Holdings insider filing: Kelly Rodriques, who serves as Chief Executive Officer and a director, reported a voluntary forfeiture of 155,935 restricted stock units on 09/22/2025. The forfeiture was recorded as a disposition at a $0 price under transaction code J because the award was unvested and unsettled. After the reported transaction, the filing shows Rodriques beneficially owns 413,394 shares directly and 4,718 shares indirectly via a trust for a Roth IRA.

Forge Global Holdings, Inc. disclosed that an executive, Mr. Rodriques, voluntarily forfeited all 155,935 restricted stock units (RSUs) that were part of an RSU grant approved at the company’s 2023 annual meeting of stockholders. The filing states the forfeiture was for no consideration and that the forfeited shares will be available for the company to use to attract, motivate, and retain key personnel. The action reduces outstanding contingent equity under that grant and increases the pool of shares the company can reallocate for future compensation purposes.

Forge Global Holdings, Inc. filed an amended Form 8-K disclosing that it has included an Audited Statement of Assets Acquired and Liabilities Assumed of Accuidity as of July 1, 2025, with notes and an independent auditor's report by Wild, Maney & Resnick, LLP, filed as Exhibit 99.1. The SEC, via a letter dated July 24, 2025, advised the company that the audited statement may be provided in lieu of Accuidity's historical financial statements and any pro forma financial statements for purposes of complying with the requirements of Rule 3-05 of Regulation S-X.

Kelly Rodriques, CEO and director of Forge Global Holdings, Inc. (FRGE), reported a small disposition of company common stock. The Form 4 shows a transaction dated 09/10/2025 where 3,003 shares were disposed (transaction code F) at a reported price of $0; the filer explains these shares were withheld by the issuer to satisfy tax withholding in connection with the net settlement of restricted stock units.

After the reported transaction, the filing shows 569,329 shares directly beneficially owned and an additional 4,718 shares indirectly held through Forge Trust Co CFBO Kelly Rodriques Roth IRA, for a combined reported position presented on the form.

Forge Global Holdings insider Catherine M. Dondzila, identified as the company’s Chief Accounting Officer, reported a non‑derivative transaction on 09/10/2025. The filing shows 576 shares of common stock were disposed of under transaction code F at a reported price of $0. After the transaction she beneficially owns 50,584 shares in a direct capacity. The filing explains the 576 shares were withheld by the issuer to satisfy tax withholding and remittance obligations related to the net settlement of restricted stock units. The Form 4 is signed by an attorney‑in‑fact on behalf of the reporting person.

Kelly Rodriques, a director and the Chief Executive Officer of Forge Global Holdings, Inc. (FRGE), reported routine stock sales to cover tax obligations related to vesting restricted stock units. The Form 4 shows sales of 7,470 shares on 08/18/2025 at $20.5473 and 3,530 shares on 08/20/2025 at $19.7098. Following those transactions, the reporting person beneficially owned 572,332 shares directly and 4,718 shares indirectly through a Roth IRA held at Forge Trust Co.

Forge Global Holdings, Inc. (FRGE) filed a Form 144 disclosing a proposed sale of 11,000 shares of its common stock through Piper Sandler & Co. The filing records an aggregate market value of $232,430 for the shares and shows 13,601,362 shares outstanding. The shares were acquired on 01/05/2024 as compensation and fully paid on that date. The filer reports no securities sold in the past three months. The approximate sale date is listed as 08/18/2025 and the transaction is planned on the NYSE. The notice includes the standard representation that the seller is unaware of undisclosed material adverse information.

Catherine M. Dondzila, Chief Accounting Officer of Forge Global Holdings (FRGE), reported a withholding of shares to satisfy tax obligations related to restricted stock units. The Form 4 discloses a transaction dated 08/11/2025 in which 1,377 shares were withheld by the issuer for tax remittance in connection with a net settlement of RSUs. After this withholding the reporting person beneficially owned 51,160 shares, held directly.

The disclosure uses transaction code F and records a price of $0 for the withheld shares, consistent with tax-withholding treatment rather than a market sale. The filing indicates the change was administrative (net settlement) rather than an open-market trade.