STOCK TITAN

Freshworks insider Form 4: 0.8% stake trim by marketing chief

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Freshworks (FRSH) has filed a Form 4 detailing an insider transaction by Chief Customer & Marketing Officer Mika Yamamoto. On 08/04/2025, Yamamoto sold 4,289 Class A common shares at $13.00 each, generating proceeds of roughly $55.8 thousand. The trade was executed under a pre-arranged Rule 10b5-1 plan adopted 09/17/2024, indicating it was scheduled in advance and not based on real-time non-public information.

Following the sale, Yamamoto still owns 566,198 shares directly. The disposal represents about 0.8 % of her prior holdings and an immaterial fraction of Freshworks’ overall share count. No derivative security activity was reported, and no other insiders were listed in this filing.

Positive

  • Sale conducted under a pre-arranged Rule 10b5-1 plan, supporting transparency and compliance.

Negative

  • Insider sale of 4,289 shares, which some investors may interpret as reduced confidence despite its small size.

Insights

TL;DR: Minor 0.8 % insider sale via 10b5-1; negligible impact on FRSH valuation.

The transaction is small both in absolute terms (≈$56k) and relative to Yamamoto’s stake, suggesting no strategic shift. A pre-planned 10b5-1 schedule reduces signaling risk. Insider sales below 1 % of ownership rarely alter institutional models or sentiment. I view the filing as neutral; it neither alters revenue outlook nor capital structure.

TL;DR: Routine, rule-compliant disposal; governance risk remains low.

Use of a 10b5-1 plan aligns with best practices, limiting accusations of opportunistic selling. The officer retains a large equity position, maintaining alignment with shareholders. No red flags such as clustered insider selling or derivative hedging emerge. Overall governance impact is minimal.

Insider Yamamoto Mika
Role CHIEF CUST & MARKETING OFFICER
Sold 4,289 shs ($56K)
Type Security Shares Price Value
Sale Class A Common Stock 4,289 $13.00 $56K
Holdings After Transaction: Class A Common Stock — 566,198 shares (Direct)
Footnotes (1)
  1. [object Object]
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Yamamoto Mika

(Last) (First) (Middle)
C/O FRESHWORKS INC.
2950 S DELAWARE STREET, SUITE 201

(Street)
SAN MATEO CA 94403

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Freshworks Inc. [ FRSH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CHIEF CUST & MARKETING OFFICER
3. Date of Earliest Transaction (Month/Day/Year)
08/04/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 08/04/2025 S(1) 4,289 D $13 566,198 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted September 17, 2024.
/s/ Pamela Sergeeff, Attorney-in-Fact 08/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Freshworks (FRSH) shares did the CMO sell?

Mika Yamamoto sold 4,289 Class A shares.

What price were the FRSH shares sold for?

The shares were sold at $13.00 each.

What is the total value of the insider sale?

Total proceeds are approximately $55.8 k (4,289 × $13).

How many shares does the insider still own after the sale?

Yamamoto retains 566,198 shares directly.

Was the sale part of a 10b5-1 trading plan?

Yes, the filing states it was executed under a Rule 10b5-1 plan adopted on 09/17/2024.