STOCK TITAN

FS Bancorp (FSBW) CFO adds common shares through 2022 stock purchase plan

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

FS Bancorp, Inc. Chief Financial Officer Phillip Dean Whittington reported an “other” acquisition of 86.665 shares of common stock on 2026-08-06 at $43.27 per share. A footnote explains these shares were purchased under the Nonqualified 2022 Stock Purchase Plan and include a 25% matching component. The filing also reports 234 shares of common stock held indirectly through an ESOP.

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Insider Whittington Phillip Dean
Role Chief Financial Officer
Type Security Shares Price Value
Other Common Stock F1 86.665 $43.27 $4K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 5,756.665 shares (Direct); Common Stock — 234 shares (Indirect, By ESOP)
Footnotes (1)
  1. F1. These shares were purchased under the Issuer's Nonqualified 2022 Stock Purchase Plan and includes a 25% match.
Shares acquired 86.665 shares Common stock acquired on 2026-08-06 coded as other acquisition
Price per share $43.27 Per-share price for the 86.665 acquired common shares
Indirect ESOP holdings 234 shares Common stock held indirectly by ESOP after the reported transactions
Plan match percentage 25% Company match included in shares under Nonqualified 2022 Stock Purchase Plan
Restructuring shares 86.665 shares Shares categorized as restructuring in transaction summary for code J
Nonqualified 2022 Stock Purchase Plan financial
"These shares were purchased under the Issuer's Nonqualified 2022 Stock Purchase Plan"
ESOP financial
"total_shares_following_transaction 234.0000 nature_of_ownership By ESOP"
An Employee Stock Ownership Plan (ESOP) is a program that gives employees ownership shares in their company, often as part of their benefits package. It acts like a company-sponsored savings plan, allowing workers to have a stake in the company's success, which can boost motivation and loyalty. For investors, ESOPs can influence company decisions and stock value, making them an important aspect of corporate ownership and governance.
Other acquisition or disposition financial
"transaction_code_description Other acquisition or disposition"
indirect ownership financial
"ownership_type indirect ownership_code I"

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FAQ

What insider transaction did FS Bancorp (FSBW) report for its CFO on August 6, 2026?

FS Bancorp CFO Phillip Dean Whittington reported acquiring 86.665 shares of common stock on 2026-08-06 at $43.27 per share. The transaction is coded as an “other acquisition or disposition” on Form 4.

How were the new FS Bancorp (FSBW) shares acquired by the CFO under the company plan?

The 86.665 shares were acquired under FS Bancorp’s Nonqualified 2022 Stock Purchase Plan and include a 25% match. This indicates part of the reported shares represent a company matching component under that plan.

What price did the FS Bancorp (FSBW) CFO pay per share in the reported Form 4 transaction?

The reported per-share price for the CFO’s acquisition was $43.27. This price applies to the 86.665 shares of FS Bancorp common stock associated with the Nonqualified 2022 Stock Purchase Plan purchase and its 25% match.

Does the FS Bancorp (FSBW) CFO hold any shares indirectly after the reported transaction?

Yes. The filing shows 234 shares of FS Bancorp common stock held indirectly by the CFO “By ESOP”. This reflects shares held through an employee stock ownership plan, separate from directly held shares.

Was the FS Bancorp (FSBW) CFO’s August 2026 stock transaction under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not checked, and there is no footnote stating the transaction was under a trading plan. The Form 4 instead ties the acquisition to the Nonqualified 2022 Stock Purchase Plan with a 25% match.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Whittington Phillip Dean

(Last)(First)(Middle)
6920 220TH STREET SW

(Street)
MOUNTLAKE TERRACE WASHINGTON 98043

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
FS Bancorp, Inc. [ FSBW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/06/2026J(1)86.665A$43.27677.665D
Common Stock5,079D
Common Stock234IBy ESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares were purchased under the Issuer's Nonqualified 2022 Stock Purchase Plan and includes a 25% match.
/s/Phillip Whittington08/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)