Flotek director awarded 5,099 restricted shares

McDonald Kevin M reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

McDonald Kevin M reported acquisition or exercise transactions in this Form 4 filing.

Flotek Industries director Kevin M. McDonald received an equity grant tied to his board service. He was awarded 5,099 common shares on a grant or award basis at no cash cost, bringing his directly held stake to 5,099 shares. The footnotes describe these as Restricted Stock Awards that vest on the earlier of one year after the grant date or the next annual shareholders meeting, if that meeting occurs at least 50 weeks after the grant date.

Insider Trade Summary

Grant/Award: 5,099 shares

Grant/Award 1 txn

Insider McDonald Kevin M

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Shares	5,099	$0.00	$0.00

Holdings After Transaction: Common Shares — 5,099 shares (Direct)

Footnotes (1)

1. F1. Restricted Stock Awards ("RSAs") granted as consideration for service on the Board. RSAs vest on the earlier of the one-year anniversary of the grant date or the next annual shareholders meeting (provided such meeting occurs at least 50 weeks after the grant date).

Key Figures

Shares granted: 5,099 shares Price per share: $0.0000 per share Shares held after grant: 5,099 shares

3 metrics

Shares granted 5,099 shares Restricted Stock Awards granted on May 15, 2026

Price per share $0.0000 per share Grant or award acquisition, no cash paid

Shares held after grant 5,099 shares Direct ownership following the reported transaction

Key Terms

Restricted Stock Awards, RSAs, Form 4, grant, award, or other acquisition

4 terms

Restricted Stock Awards financial

"Restricted Stock Awards ("RSAs") granted as consideration for service on the Board."

Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.

RSAs financial

"RSAs vest on the earlier of the one-year anniversary of the grant date or the next annual shareholders meeting"

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Kevin M. McDonald report at Flotek Industries (FTK)?

Kevin M. McDonald reported receiving 5,099 common shares of Flotek Industries as a grant or award. The shares were issued at no cash cost as compensation for his service on the Board of Directors, rather than acquired through an open-market purchase.

How many Flotek Industries (FTK) shares does Kevin M. McDonald hold after this Form 4?

After the reported grant, Kevin M. McDonald directly holds 5,099 common shares of Flotek Industries. This entire position reflects the newly granted Restricted Stock Awards reported in the filing, with no additional derivative positions disclosed in the same document.

What type of equity award did Flotek Industries (FTK) grant to Kevin M. McDonald?

Flotek Industries granted Kevin M. McDonald Restricted Stock Awards (RSAs) as consideration for his service on the Board. RSAs are full-value share awards that typically vest over time, aligning director compensation with shareholder interests through direct ownership of company stock.

What are the vesting terms of Kevin M. McDonald’s Restricted Stock Awards at Flotek Industries (FTK)?

The Restricted Stock Awards vest on the earlier of the one-year anniversary of the grant date or the next annual shareholders meeting. Vesting at the meeting only applies if it occurs at least 50 weeks after the grant date, according to the disclosed footnote.

Did Kevin M. McDonald buy or sell Flotek Industries (FTK) shares in this Form 4?

The Form 4 shows an acquisition via a grant or award, not an open-market buy or sale. Kevin M. McDonald received 5,099 common shares as Restricted Stock Awards for Board service, with no reported share disposals or market purchases in this filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/09/2026 - 04:16 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

McDonald Kevin M

(Last) (First) (Middle)

5775 N. SAM HOUSTON PARKWAY W

SUITE 400

(Street)

HOUSTON TEXAS 77086

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
FLOTEK INDUSTRIES INC/CN/ [ FTK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	05/15/2026		A		5,099(1)	A	$0	5,099	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted Stock Awards ("RSAs") granted as consideration for service on the Board. RSAs vest on the earlier of the one-year anniversary of the grant date or the next annual shareholders meeting (provided such meeting occurs at least 50 weeks after the grant date).

Remarks:

	/s/ J. Bond Clement, attorney-in-fact	07/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)