GAIA director receives 1,500-share stock award

Sutherland Paul Howard reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Sutherland Paul Howard reported acquisition or exercise transactions in this Form 4 filing.

GAIA, INC director Paul Howard Sutherland received an equity award of 1,500 shares of Class A Common Stock. The shares were granted at a value of $2.47 per share. Following this award, he directly holds a total of 342,073 GAIA Class A shares, indicating this was a relatively small, routine compensation-related grant compared with his existing position.

Insider Trade Summary

Grant/Award: 1,500 shares

Grant/Award 1 txn

Insider Sutherland Paul Howard

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	1,500	$2.47	$4K

Holdings After Transaction: Class A Common Stock — 342,073 shares (Direct)

Key Figures

Stock award size: 1,500 shares Grant price per share: $2.47 per share Post-transaction holdings: 342,073 shares

3 metrics

Stock award size 1,500 shares Grant of Class A Common Stock to director

Grant price per share $2.47 per share Value used for the 1,500-share award

Post-transaction holdings 342,073 shares Director’s direct Class A holdings after grant

Key Terms

Class A Common Stock, Grant, award, or other acquisition, Form 4

3 terms

Class A Common Stock financial

"security_title: "Class A Common Stock""

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did GAIA (GAIA) report in this Form 4?

GAIA reported that director Paul Howard Sutherland received a grant of 1,500 shares of Class A Common Stock. The award was recorded as a compensation-related acquisition rather than an open-market purchase or sale.

At what price was the GAIA (GAIA) stock award valued for the director?

The 1,500-share stock award to director Paul Howard Sutherland was valued at $2.47 per share. This figure reflects the transaction price per share used to record the equity grant in the Form 4 filing.

How many GAIA (GAIA) shares does the director hold after this grant?

After the 1,500-share grant, director Paul Howard Sutherland directly holds 342,073 shares of GAIA Class A Common Stock. This indicates the award increased an already substantial existing position in the company’s stock.

Was the GAIA (GAIA) Form 4 transaction an open-market buy or sell?

No, the Form 4 shows a code "A" transaction, described as a grant, award, or other acquisition. It reflects a compensation-related share award to the director, not an open-market purchase or sale of GAIA shares.

Does the GAIA (GAIA) Form 4 show any derivative securities activity?

The Form 4 indicates no derivative transactions, with a derivative transaction count of zero. The reported activity involves only non-derivative Class A Common Stock granted as an equity award to the director.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/15/2026 - 02:32 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sutherland Paul Howard

(Last) (First) (Middle)

833 W. SOUTH BOULDER ROAD

(Street)

LOUISVILLE COLORADO 80027

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GAIA, INC [ GAIA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	05/14/2026		A		1,500	A	$2.47	342,073	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Purchase of 1,500 shares of class A common stock.

	/s/ Ned Preston Attorney-in-Fact for Paul Sutherland	05/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)