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Gaia (GAIA) CEO receives 34,688-share grant with 11,661 shares withheld for taxes

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GAIA, INC CEO Kiersten Medvedich reported compensation-related stock activity involving the company’s Class A Common Stock. She received a grant of 34,688 shares at a value of $2.77 per share and had 11,661 shares withheld at the same price to cover tax obligations. After these transactions, she directly holds 72,108 shares.

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Negative

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Insider Medvedich Kiersten
Role CEO
Type Security Shares Price Value
Grant/Award Class A Common Stock 34,688 $2.77 $96K
Tax Withholding Class A Common Stock 11,661 $2.77 $32K
Holdings After Transaction: Class A Common Stock — 72,108 shares (Direct)
Footnotes (1)
Share grant 34,688 shares Class A Common Stock awarded to CEO at $2.77 per share
Tax-withholding shares 11,661 shares Shares withheld to satisfy tax liability at $2.77 per share
Grant price $2.77 per share Valuation used for both grant and tax-withholding disposition
Post-transaction holdings 72,108 shares CEO’s direct Class A Common Stock holdings after transactions
Class A Common Stock financial
"security_title: "Class A Common Stock""
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
tax-withholding disposition financial
"transaction_action: "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
Payment of exercise price or tax liability by delivering securities financial
"transaction_code_description: "Payment of exercise price or tax liability by delivering securities""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Medvedich Kiersten

(Last)(First)(Middle)
833 W. SOUTH BOULDER ROAD
BLDG G

(Street)
LAFAYETTE COLORADO 80027

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
GAIA, INC [ GAIA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock03/31/2026A34,688A$2.7772,108D
Class A Common Stock03/31/2026F11,661D$2.7772,108D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
RSU service-based vesting of 34,688 shares of class A common stock, of which 11,661 shares were withheld to cover taxes.
/s/ Ned Preston Attorney-in-Fact for Kiersten Medvedich03/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did GAIA (GAIA) CEO Kiersten Medvedich report in this Form 4?

GAIA CEO Kiersten Medvedich reported a stock grant and related tax withholding. She received 34,688 shares of Class A Common Stock and had 11,661 shares withheld for taxes, reflecting routine, compensation-related equity activity rather than an open-market trade.

How many GAIA (GAIA) shares were granted to the CEO and at what value?

Kiersten Medvedich was granted 34,688 shares of GAIA Class A Common Stock. The filing shows a value of $2.77 per share for this grant, indicating equity compensation awarded rather than shares bought in the open market by the CEO.

Why were 11,661 GAIA (GAIA) shares disposed of in this filing?

The 11,661 GAIA shares were disposed of as a tax-withholding transaction. The company withheld these shares, valued at $2.77 each, to satisfy tax obligations arising from the equity award, rather than the CEO selling shares on the open market.

How many GAIA (GAIA) shares does the CEO hold after these transactions?

Following the reported grant and tax withholding, Kiersten Medvedich directly holds 72,108 GAIA Class A Common Stock shares. This figure reflects her updated ownership position after the compensation award and related tax-withholding disposition recorded in the Form 4.

Were these GAIA (GAIA) CEO transactions open-market buys or sells?

The transactions were not open-market buys or sells. The Form 4 classifies them as a grant or award acquisition of 34,688 shares and a tax-withholding disposition of 11,661 shares, both tied to compensation rather than discretionary trading activity by the CEO.