STOCK TITAN

GAIA (GAIA) director Sutherland makes bona fide gift of 175 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GAIA, INC director Paul Howard Sutherland reported a bona fide gift of 175 shares of Class A Common Stock. The gift carried a stated price of $0.00 per share and is not an open-market sale. After the transfer, he directly holds 356,073 shares, indicating this was a small, routine disposition.

Positive

  • None.

Negative

  • None.

Insights

Small, routine insider gift with limited signaling impact.

Director Paul Howard Sutherland transferred 175 shares of GAIA, INC Class A Common Stock as a bona fide gift. The transaction price is listed as $0.00 per share, confirming it is not a market trade and does not reflect a buy-or-sell decision.

Following the gift, he directly holds 356,073 shares, so the transfer represents a very small portion of his position. Gifts generally carry little information for valuation, as they are often driven by personal estate or charitable planning rather than views on future stock performance.

Insider Sutherland Paul Howard
Role null
Type Security Shares Price Value
Gift Class A Common Stock 175 $0.00 --
Holdings After Transaction: Class A Common Stock — 356,073 shares (Direct, null)
Footnotes (1)
Gifted shares 175 shares Bona fide gift of Class A Common Stock
Price per share $0.00 per share Stated value for gifted shares
Shares held after transaction 356,073 shares Direct holdings following gift
Gift transactions in filing 1 gift, 175 shares Aggregate gift activity in Form 4
Transaction code G Code designating bona fide gift
Class A Common Stock financial
"security_title: "Class A Common Stock""
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
bona fide gift financial
"transaction_code_description: "Bona fide gift""
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
transaction code G regulatory
"transaction_code: "G""
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sutherland Paul Howard

(Last)(First)(Middle)
833 W. SOUTH BOULDER ROAD

(Street)
LOUISVILLE COLORADO 80027

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
GAIA, INC [ GAIA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/09/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/09/2026G175D$0356,073D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Bona fide gift of 175 shares of class A common stock to family member.
/s/ Ned Preston Attorney-in-Fact for Paul Sutherland06/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did GAIA (GAIA) director Paul Howard Sutherland report?

Paul Howard Sutherland reported a bona fide gift of 175 GAIA Class A Common Stock shares. The transaction used a stated price of $0.00 per share, indicating it was a non-market, charitable or personal transfer rather than an open-market trade.

Did Paul Howard Sutherland buy or sell GAIA (GAIA) shares in this Form 4?

He did not buy or sell GAIA shares on the market; he reported a bona fide gift of 175 shares. The filing lists a transaction price of $0.00 per share, confirming it as a non-cash transfer instead of an open-market purchase or sale.

How many GAIA (GAIA) shares does Paul Howard Sutherland hold after the reported gift?

After the gift transaction, Paul Howard Sutherland directly holds 356,073 GAIA Class A Common Stock shares. This shows the 175-share gift is small compared with his remaining position, suggesting the transaction is minor in proportional terms.

What does the transaction code G mean in the GAIA (GAIA) Form 4 filing?

Transaction code G in this GAIA Form 4 indicates a bona fide gift of securities. In this case, it reflects the non-cash transfer of 175 Class A Common Stock shares by director Paul Howard Sutherland, rather than a typical buy or sell transaction.

Is the GAIA (GAIA) insider transaction considered a market signal for investors?

This transaction is a bona fide gift of 175 shares at a stated price of $0.00, with 356,073 shares still held. Such small, gift-type movements often relate to personal or charitable planning and typically carry limited informational value about company prospects.