Ameriprise and Columbia disclose combined 4.8% holding in Gaia (GAIA)

Rhea-AI Filing Summary

Ameriprise Financial, Inc. and Columbia Management Investment Advisers, LLC filed a Schedule 13G/A reporting beneficial ownership of Gaia Inc Class A common stock. The filing shows Columbia directly reports 937,949 shares with shared voting and dispositive power, while Ameriprise reports an aggregate of 938,149 shares, equal to 4.8% of the class.

Both filers state the securities are held in the ordinary course of business and were not acquired to change or influence control. The filing also notes Ameriprise is the parent of Columbia and incorporates an exhibit identifying the relevant subsidiary, with each party disclaiming beneficial ownership of the other’s reported shares.

Positive

• Transparent disclosure of beneficial ownership for Gaia Inc Class A stock by Ameriprise and Columbia
• Clear certification that shares are held in the ordinary course and not for the purpose of changing or influencing control

Negative

• None.

Insights

Financial Analyst

TL;DR: Holdings are material to disclosure but not controlling; sub-5% stake suggests limited market-moving impact.

The combined reported position of 938,149 shares (4.8%) is above routine single-account sizes but below the 5% threshold that often signals a potentially controlling interest. The filing indicates shared voting and dispositive power concentrated in Columbia with Ameriprise including those shares in its aggregate count as the parent. The sworn statement that shares are held in the ordinary course and not to influence control reduces the likelihood of immediate governance action or strategic change.

Corporate Governance Expert

TL;DR: Schedule 13G/A appears compliant; parent-subsidiary relationship and disclaimers are disclosed.

The filing properly discloses the parent-child relationship between Ameriprise and Columbia and references an exhibit identifying the subsidiary. Both entities include standard disclaimers and a certification that the securities were not acquired to affect control. From a governance perspective this is a routine disclosure that increases transparency without indicating an active control campaign.

FAQ

Who filed the Schedule 13G/A for Gaia, Inc. (GAIA)?

The filing was made by Ameriprise Financial, Inc. and Columbia Management Investment Advisers, LLC.

How many Gaia Class A shares do the filers report owning and what percent does that represent?

Columbia reports 937,949 shares; Ameriprise reports an aggregate of 938,149 shares, representing 4.8% of the Class A securities.

Are the reported shares held to influence control of Gaia (GAIA)?

No. The filing includes a certification stating the shares are held in the ordinary course of business and were not acquired to change or influence control.

Does Ameriprise include Columbia’s holdings in its reported total?

Yes. Ameriprise, as the parent of Columbia, includes the shares reported by Columbia in its aggregate amount, and both entities state disclaimers regarding beneficial ownership of the other’s reported shares.

What type of filing was submitted for GAIA Class A common stock?

A Schedule 13G/A was filed disclosing beneficial ownership information for Class A common stock of Gaia Inc.

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Accepted by SEC EDGAR 08/14/2025 - 10:09 AM Learn about SEC filing dates

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 2)

Gaia Inc

(Name of Issuer)

Class A Common Stock

(Title of Class of Securities)

36269P104

(CUSIP Number)

06/30/2025

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

SCHEDULE 13G

CUSIP No. 36269P104

1

Names of Reporting Persons

Ameriprise Financial, Inc.

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 937,949.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 938,149.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

938,149.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

4.8 %

12

Type of Reporting Person (See Instructions)

HC

SCHEDULE 13G

CUSIP No. 36269P104

1

Names of Reporting Persons

Columbia Management Investment Advisers, LLC

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 937,949.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 937,949.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

937,949.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

4.8 %

12

Type of Reporting Person (See Instructions)

IA

SCHEDULE 13G

Item 1.
(a)	Name of issuer: Gaia Inc
(b)	Address of issuer's principal executive offices: 833 West South Boulder Road, Louisville, Colorado 80027
Item 2.
(a)	Name of person filing: (a) Ameriprise Financial, Inc. ("AFI") (b) Columbia Management Investment Advisers, LLC ("CMIA")
(b)	Address or principal business office or, if none, residence: (a) 145 Ameriprise Financial Center, Minneapolis, MN 55474 (b) 290 Congress Street, Boston, MA 02210
(c)	Citizenship: (a) Delaware (b) Minnesota
(d)	Title of class of securities: Class A Common Stock
(e)	CUSIP No.: 36269P104
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: Incorporated by reference to Items (5)-(9) and (11) of the cover page pertaining to each reporting person. AFI, as the parent company of CMIA, may be deemed to beneficially own the shares reported herein by CMIA. Accordingly, the shares reported herein by AFI include those shares separately reported herein by CMIA. Each of AFI and CMIA disclaims beneficial ownership of any shares reported on this Schedule.
(b)	Percent of class: The information required by Item 4(b) is set forth in Rows (5)-(9) and (11) of the cover page for each Reporting Person hereto and is incorporated herein by reference for each Reporting Person.
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: The information required by Item 4(c) is set forth in Rows (5)-(9) and (11) of the cover page for each Reporting Person hereto and is incorporated herein by reference for each Reporting Person.
	(ii) Shared power to vote or to direct the vote: The information required by Item 4(c) is set forth in Rows (5)-(9) and (11) of the cover page for each Reporting Person hereto and is incorporated herein by reference for each Reporting Person.
	(iii) Sole power to dispose or to direct the disposition of: The information required by Item 4(c) is set forth in Rows (5)-(9) and (11) of the cover page for each Reporting Person hereto and is incorporated herein by reference for each Reporting Person.
	(iv) Shared power to dispose or to direct the disposition of: The information required by Item 4(c) is set forth in Rows (5)-(9) and (11) of the cover page for each Reporting Person hereto and is incorporated herein by reference for each Reporting Person.
Item 5.	Ownership of 5 Percent or Less of a Class.
	Ownership of 5 percent or less of a class
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary. AFI: See Exhibit I
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Ameriprise Financial, Inc.

Signature:	/s/ Michael G. Clarke
Name/Title:	Michael G. Clarke Senior Vice President, North America Head of Operations & Investor Services
Date:	08/14/2025

Columbia Management Investment Advisers, LLC

Signature:	/s/ Michael G. Clarke
Name/Title:	Michael G. Clarke Senior Vice President, North America Head of Operations & Investor Services
Date:	08/14/2025

Comments accompanying signature: Contact Information Charles Chiesa VP Fund Treasurer Global Operations and Investor Services Telephone: 617-385-9593

Exhibit Information

Exhibit Index Exhibit I Identification and Classification of the Subsidiaries which Acquired the Security Being Reported on by the Parent Holding Company. Exhibit II Joint Filing Agreement