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Director Joan Bottarini joins General Mills (GIS) board with no reported holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

General Mills director reports no beneficial ownership of company stock. Joan Bottarini filed an initial ownership report stating that no General Mills securities are beneficially owned. The filing confirms her role as a director and indicates there are no non-derivative or derivative holdings reported at this time.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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1. Name and Address of Reporting Person*
Bottarini Joan

(Last) (First) (Middle)
1 GENERAL MILLS BLVD

(Street)
MINNEAPOLIS MN 55426

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/26/2026
3. Issuer Name and Ticker or Trading Symbol
GENERAL MILLS INC [ GIS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
By: Christopher A. Rauschl For: Joan Bottarini 01/29/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the General Mills (GIS) Form 3 filing for Joan Bottarini show?

The Form 3 filing shows that director Joan Bottarini reports no beneficial ownership of General Mills securities. Both non-derivative and derivative tables contain no holdings, and the remarks section explicitly states that no securities are beneficially owned.

What is Joan Bottarini’s relationship to General Mills (GIS) in this Form 3?

In this Form 3, Joan Bottarini is identified as a director of General Mills. She is not listed as an officer, ten percent owner, or holding any other disclosed relationship type beyond her board position with the company.

Does the General Mills (GIS) Form 3 report any stock or options held by Joan Bottarini?

No, the Form 3 reports that no securities are beneficially owned by Joan Bottarini. The tabular sections list no holdings, and the explanation of responses clearly states, “No securities are beneficially owned,” covering stock and derivative securities.

Why is a Form 3 filed when no General Mills (GIS) securities are owned?

Form 3 must be filed when someone becomes a reporting insider, such as a new director. Even if they own no company securities, they are required to disclose that status, which is why this filing explicitly notes no beneficial ownership.

Who signed the General Mills (GIS) Form 3 for Joan Bottarini?

The Form 3 was signed by Christopher A. Rauschl on behalf of Joan Bottarini. The signature line indicates “By: Christopher A. Rauschl For: Joan Bottarini,” followed by the signature date, documenting the authorized submission of the ownership report.

Does this General Mills (GIS) Form 3 indicate any recent transaction date?

Yes, the Form 3 lists an event date of 01/26/2026, which is the date requiring the ownership statement. This typically corresponds to the date the person became a reporting insider, such as joining the board as a director.
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23.66B
531.89M
0.3%
86.45%
6.15%
Packaged Foods
Grain Mill Products
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United States
MINNEAPOLIS