Galaxy Digital CLO sells 4,993 shares at $27.03

Galaxy Digital’s Chief Legal Officer disposed of shares through tax withholding on RSU vesting and a 10b5-1 plan sale, while retaining a substantial unvested RSU position.

Rhea-AI Filing Summary

Galaxy Digital Inc. (GLXY) reported that Chief Legal Officer Matthew W. Friedrich disposed of Class A Common Stock in two related transactions. On September 8, 2026, 30,630 shares of Class A Common Stock were withheld to cover taxes upon the vesting of 60,000 restricted share units (RSUs) at a reference price of $26.33 per share.

On September 9, 2026, he sold 4,993 shares of Class A Common Stock at $27.03 per share in an open-market or private transaction made pursuant to a Rule 10b5-1 trading plan adopted on May 27, 2026. A related footnote states that his holdings include 251,405 shares of Class A Common Stock to be delivered in settlement of RSUs, subject to continued service through future vesting dates.

Insider Trade Summary 10b5-1

Net Seller: 4,993 shares

Net Sell 2 txns

Insider Friedrich Matthew W.

Role Chief Legal Officer

Sold 4,993 shs ($135K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock F3, F2	4,993	$27.03	$135K
Tax Withholding	Class A Common Stock F1, F2	30,630	$26.33	$806K

Holdings After Transaction: Class A Common Stock — 275,782 shares (Direct)

Footnotes (3)

1. F1. Represents 30,630 shares of Class A common stock withheld for taxes upon the vesting of 60,000 restricted share units ("RSUs") on September 8, 2026.
2. F2. Includes 251,405 shares of Class A Common Stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date.
3. F3. The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2026 during an open trading window.

Key Figures

Shares sold: 4,993 shares Sale price per share: $27.03 per share Shares withheld for taxes: 30,630 shares +3 more

6 metrics

Shares sold 4,993 shares Class A Common Stock sale on September 9, 2026

Sale price per share $27.03 per share Price for 4,993-share sale on September 9, 2026

Shares withheld for taxes 30,630 shares Tax withholding upon RSU vesting on September 8, 2026

Tax-withholding reference price $26.33 per share Applied to 30,630 shares withheld for taxes on September 8, 2026

RSUs vested 60,000 RSUs Restricted share units vesting on September 8, 2026

RSUs remaining to settle 251,405 shares Shares to be delivered in settlement of RSUs, subject to future vesting

Key Terms

Rule 10b5-1 trading plan, restricted share units ("RSUs"), Class A Common Stock

3 terms

Rule 10b5-1 trading plan regulatory

"The sale reported was effected pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

restricted share units ("RSUs") financial

"upon the vesting of 60,000 restricted share units ("RSUs") on September 8, 2026"

Class A Common Stock financial

"Represents 30,630 shares of Class A common stock withheld for taxes"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did GLXY’s Chief Legal Officer report on this Form 4?

The Chief Legal Officer reported 30,630 shares of Class A Common Stock withheld for taxes on September 8, 2026, and a sale of 4,993 shares on September 9, 2026, both relating to vested RSUs.

How many GLXY shares were sold and at what price?

On September 9, 2026, the Chief Legal Officer sold 4,993 shares of Galaxy Digital Inc. Class A Common Stock at $27.03 per share in an open-market or private transaction.

Were the GLXY insider sales made under a Rule 10b5-1 plan?

Yes. A footnote states the 4,993-share sale on September 9, 2026 was effected pursuant to a Rule 10b5-1 trading plan adopted on May 27, 2026 during an open trading window.

Why were 30,630 GLXY shares disposed of on September 8, 2026?

The 30,630 shares of Class A Common Stock were withheld for taxes upon the vesting of 60,000 restricted share units (RSUs) on September 8, 2026, according to the filing’s footnote.

What RSU position does the GLXY Chief Legal Officer still have?

A footnote states his holdings include 251,405 shares of Class A Common Stock to be delivered upon settlement of RSUs, subject to continued service through the applicable vesting dates.

Does the Form 4 disclose tax-related dispositions for GLXY shares?

Yes. The Form 4 reports 30,630 shares of Class A Common Stock disposed of under transaction code F, described as shares withheld to satisfy tax liability on RSU vesting at $26.33 per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/10/2026 - 07:17 AM Accepted by SEC EDGAR 09/10/2026 - 07:16 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Friedrich Matthew W.

(Last) (First) (Middle)

300 VESEY ST.

(Street)

NEW YORK NEW YORK 10282

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Galaxy Digital Inc. [ GLXY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	09/08/2026		F		30,630(1)	D	$26.33	280,775(2)	D
Class A Common Stock	09/09/2026		S(3)		4,993	D	$27.03	275,782(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents 30,630 shares of Class A common stock withheld for taxes upon the vesting of 60,000 restricted share units ("RSUs") on September 8, 2026.

2. Includes 251,405 shares of Class A Common Stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date.

3. The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2026 during an open trading window.

Remarks:

	/s/Frances Fuqua, Attorney-in-Fact for Matthew W. Friedrich	09/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)