U.S. Global Investors Inc. filings document formal disclosures for a registered investment adviser whose revenue is generated by investment management services. Recent Item 2.02 Form 8-K reports furnish quarterly and fiscal-year earnings releases, including assets under management, operating revenue, investment income and profitability for the advisory business.
The company’s Exchange Act filings also record dividend-related other events, fund and ETF strategy updates, and reporting-status matters such as Form 12b-25 notifications for delayed periodic reports. These filings provide the formal record of GROW’s operating results disclosures, corporate investment activity, shareholder distributions and public-company compliance obligations.
U.S. Global Investors, Inc. ownership disclosure: a group led by Gator Capital Management, LLC and associated entities reports beneficial ownership of Class A shares. Gator Capital Management, LLC and Derek Pilecki each report 1,041,374 shares (9.93%). The filing is a joint Schedule 13G/A.
U S Global Investors Inc filed a Form 13F reporting $857,577,723 in equity holdings across 162 information-table entries. The report, signed by CFO Lisa Callicotte, is dated 05-01-2026. The filing states Number of Other Included Managers: 0.
U S GLOBAL INVESTORS INC CEO/CIO and 10% owner Frank E. Holmes reported an employee stock purchase plan transaction in Class A Common Stock. He acquired 907 shares coded as an “other” transaction at $2.63 per share through a restricted stock purchase.
Following this transaction, Holmes directly holds 300,120 Class A shares. He also indirectly holds 221,656.77 shares through a 401(k) and 32,862 shares through an IRA. These entries are compensation- and retirement-related, rather than open‑market trades.
U S Global Investors CFO Lisa Callicotte reported a routine compensation-related stock transaction. She acquired 359 shares of Class A Common Stock at $2.63 per share through a restricted stock purchase under the company’s employee stock purchase plan. Following this transaction, she directly holds 37,926 Class A shares.
US Global Investors Inc reported that Vanguard Capital Management beneficially owns 582,173 shares of common stock, representing 5.55% of the class. The filing states Vanguard has sole dispositive power over 582,173 shares and sole voting power for 65,092 shares. The reporting party indicates these holdings include securities held for Vanguard-managed funds and other clients; ownership is reported on behalf of multiple managed accounts and investment companies.
U S Global Investors Inc CEO/CIO Frank E. Holmes reported a Form 4 showing an “other” transaction involving 963 shares of Class A Common Stock at $2.48 per share. A footnote explains this was a restricted stock purchase under an employee stock purchase plan.
Following the transaction, Holmes directly holds 299,213 Class A shares. He also has indirect holdings of 32,862 shares through an IRA and 221,656.77 shares through a 401(k), reflecting both personal and retirement-plan ownership stakes in the company.
U S Global Investors CFO Lisa Callicotte reported an employee stock purchase transaction involving 382 shares of Class A Common Stock at $2.48 per share. The filing notes this was a restricted stock purchase under an employee stock purchase plan, and she now directly holds 37,567 shares following the transaction.
The Vanguard Group filed an amendment (Schedule 13G/A) reporting zero beneficial ownership of US Global Investors Inc. common stock. The amendment states that following an internal realignment effective January 12, 2026, certain Vanguard subsidiaries will report holdings separately and The Vanguard Group no longer is deemed to beneficially own those securities. The filing lists 0 shares and 0% ownership and is signed by Ashley Grim, Head of Global Fund Administration on 03/27/2026.
U.S. Global Investors CEO/CIO Frank E. Holmes reported an employee stock purchase plan transaction in Class A common stock. On February 27, 2026, he acquired 716 shares at $3.33 per share through a restricted stock purchase under the plan, bringing his direct holdings to 298,250 shares. Indirectly, he reported 32,862 shares held in an IRA and 221,656.77 shares held in a 401(k) account.
U S Global Investors CFO Lisa Callicotte reported an “other” stock transaction involving company shares. On the reported date, a restricted stock purchase under the employee stock purchase plan covered 284 shares of Class A Common Stock at $3.33 per share. After this plan-related transaction, her directly held position in Class A Common Stock stood at 37,185 shares.