The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
Goldman Sachs Group Inc. director Kimberley D. Harris reported a grant of 364 Restricted Stock Units (RSUs) on 01/16/2026. These RSUs were issued as the reporting person's 2025 annual equity grant at a price of $0 per unit, reflecting that they are an incentive award rather than a purchase.
After this award, Harris beneficially owned 3,534 derivative securities in the form of RSUs, held directly. The footnote explains that shares of Goldman Sachs common stock underlying these RSUs will be delivered approximately 90 days after Harris retires from the company’s Board of Directors, linking the ultimate share delivery to board service.
Goldman Sachs Group Inc. director Mark A. Flaherty reported receiving a grant of 390 Restricted Stock Units (RSUs) on January 16, 2026. The RSUs were awarded as part of his 2025 Annual Grant and his fourth quarter 2025 annual retainer for serving on the board.
Each RSU represents one share of Goldman Sachs common stock, and the shares will be delivered approximately 90 days after his retirement from the company’s Board of Directors. Following this grant, Flaherty directly holds 5,220 derivative securities in the form of RSUs, reflecting his equity-based compensation as a director.
Goldman Sachs Group Inc. director Michele M. Burns reported receiving 364 Restricted Stock Units (RSUs) on January 16, 2026 as part of her 2025 annual equity grant. This is a grant of the right to receive shares, not an immediate stock purchase.
After this award, she beneficially owned 5,075 RSUs in total on a direct basis. The filing states that shares of Goldman Sachs common stock underlying these RSUs will be delivered approximately 90 days after her retirement from the company’s Board of Directors, tying settlement to the end of her board service.
Goldman Sachs Group Inc. Chief Risk Officer Alex S. Golten reported an equity compensation grant in the form of 2,647 Restricted Stock Units (RSUs) on January 16, 2026. Each RSU represents the right to receive one share of Goldman Sachs common stock for no cash payment.
According to the terms, the common shares underlying these 2025 Year-End RSUs will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to the award agreement conditions. The shares delivered from these RSUs generally cannot be sold or transferred for one year after each delivery, creating a multi-year vesting and post-delivery holding schedule for the officer.
Goldman Sachs Group Inc. granted equity awards to a senior executive. Chief Accounting Officer Sheara J. Fredman received 4,366 Restricted Stock Units (RSUs) on January 16, 2026. Each RSU represents the right to receive one share of Goldman Sachs common stock.
The common shares underlying these 2025 year-end RSUs will be delivered in three approximately equal installments on or about the first, second and third anniversaries of the grant date, subject to the terms and conditions of the award agreement. Shares delivered under these RSUs generally cannot be sold or transferred for one year after each delivery, creating a multi-year vesting and holding schedule that ties compensation to longer-term company performance.
Goldman Sachs Group Inc. Global Treasurer Halio Carey reported a new equity award in the form of restricted stock units. On January 16, 2026, Carey received 2,651 Restricted Stock Units (RSUs), each representing the right to receive one share of Goldman Sachs common stock at an exercise price of $0 per share.
The RSUs are scheduled to be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to the terms and conditions of the award agreement. Shares of common stock delivered under these RSUs generally cannot be sold or transferred for one year following delivery. After this grant, Carey beneficially owns 2,651 derivative securities directly.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering income-bearing notes linked to the VanEck Gold Miners ETF (GDX). The notes pay a monthly coupon of $6.834 per $1,000 face amount (0.6834% monthly, about 8.2% per year) only when the ETF is at least 75% of the initial level of $97.24 on the observation date. Observation dates fall monthly from February 2026 through January 2031.
The notes can be automatically called on any monthly call observation date from January 2027 through December 2030 if the ETF is at or above the initial level, returning $1,000 plus the due coupon. If not called, at maturity in January 2031 investors receive $1,000 plus the final coupon if the ETF is at least 80% of its initial level, between 95% and just under 100% of face value (plus coupon) if it ends between 75% and 80%, and less than 95% with no coupon if it finishes below 75%.
The structure offers limited downside protection via a 20% buffer but caps upside at return of principal plus coupons. The aggregate initial face amount is $1,815,000, with a 3.75% underwriting discount. The estimated value at pricing is approximately $910 per $1,000, and the notes are unsecured and subject to the credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500®-linked buffered notes with an aggregate face amount of $3,750,000. These notes pay no interest and return at maturity depends entirely on the S&P 500® Index performance from the trade date on January 16, 2026 to the determination date on January 18, 2028.
For each $1,000 note, investors receive the face amount plus the full index gain if the index is above its initial level, but the payoff is capped at a maximum settlement amount of $1,155 (115.5% of face). If the index is flat or down by up to the 20% buffer (i.e., stays at or above 80% of its initial level), investors receive back $1,000. If the index falls below the 80% buffer level, principal is exposed 1-for-1 with index losses below that point, so investors can lose a substantial portion of their investment.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. They are not listed on any exchange, may have limited or no secondary market, and the original issue price exceeds the initial estimated value. Tax treatment is uncertain; the issuer intends to treat the notes as prepaid derivative contracts for U.S. federal income tax purposes.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to four stocks: The Charles Schwab Corporation, Wells Fargo & Company, Citigroup Inc. and Advanced Micro Devices, Inc. The notes have an aggregate face amount of $700,000, an original issue price of 100% of face, a 4.125% underwriting discount and net proceeds of 95.875% of face.
The notes pay a conditional monthly coupon of $6.709 per $1,000 (0.6709% monthly, up to about 8.05% per year) only if on each coupon observation date all four stocks are at or above 75% of their initial prices. The notes can be automatically called from January 2027 through December 2032 if on a call observation date each stock is at or above its initial price, in which case holders receive $1,000 per $1,000 plus the coupon. If not called, at maturity on January 25, 2033 holders receive $1,000 per $1,000 plus any final coupon.
The estimated value at pricing is approximately $927 per $1,000, reflecting model-based valuation below issue price. Payments depend on stock performance and are subject to the unsecured credit risk of GS Finance Corp. and the guarantor. The document details complex market disruption, anti-dilution and reorganization adjustment mechanics that can affect coupon payments and call decisions.
The Goldman Sachs Group, Inc. is offering callable fixed rate notes due 2046 under its Medium-Term Notes, Series N program. The notes are expected to pay interest at a fixed rate of 5.40% per annum from the original issue date, expected to be January 30, 2026, to the stated maturity date, expected to be January 22, 2046. Interest is expected to be paid annually on January 30 and at maturity, with the first payment expected on January 30, 2027.
Goldman Sachs may redeem the notes, in whole but not in part, on specified quarterly redemption dates on or after January 30, 2029, at 100% of the outstanding principal amount plus accrued and unpaid interest to, but excluding, the redemption date. The notes are unsecured senior debt obligations of The Goldman Sachs Group, Inc., are not bank deposits, and are not insured by the FDIC or any other governmental agency. The notes will be issued in book-entry form through DTC and may be purchased and traded through underwriters Goldman Sachs & Co. LLC and InspereX LLC, subject to various selling and regulatory restrictions in multiple jurisdictions.