Director Mark Flaherty (NYSE: GS) receives 28 RSUs as board retainer

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Flaherty Mark A. reported acquisition or exercise transactions in this Form 4 filing.

Goldman Sachs Group Inc. director Mark A. Flaherty reported a grant of 28 Restricted Stock Units for his first quarter 2026 Annual Retainer. Each RSU represents one share of common stock. Following this grant, he holds 5,248 RSUs. The underlying shares will be delivered about 90 days after he retires from the Board of Directors.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Flaherty Mark A.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	28	$0.00	--

Holdings After Transaction: Restricted Stock Units — 5,248 shares (Direct)

Footnotes (1)

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Key Figures

RSUs granted: 28 units Price per RSU: $0.0000 RSUs after transaction: 5,248 units +1 more

4 metrics

RSUs granted 28 units First quarter 2026 Annual Retainer grant

Price per RSU $0.0000 Compensation award, not market purchase

RSUs after transaction 5,248 units Total RSUs held following the grant

Delivery timing ~90 days After retirement from the Board of Directors

Key Terms

Restricted Stock Units, Annual Retainer, Board of Directors, Common Stock

4 terms

Restricted Stock Units financial

"Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2026 Annual Retainer."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Annual Retainer financial

"RSUs granted for the Reporting Person's first quarter 2026 Annual Retainer."

Board of Directors financial

"delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors."

The Board of Directors is a group of people chosen by a company's owners to help make big decisions and oversee how the company is run. They act like a team of advisors or managers, making sure the company stays on track and meets its goals. Their choices can influence the company's success and how it grows.

Common Stock financial

"Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 Insider Transactions: What Each Field Means →

04/16/2026 - 04:14 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Flaherty Mark A.

(Last)

(First)

(Middle)

C/O GOLDMAN SACHS & CO. LLC

200 WEST STREET

(Street)

NEW YORK

10282

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GOLDMAN SACHS GROUP INC [ GS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	04/14/2026		A		28		⁽¹⁾	⁽¹⁾	Common Stock, par value $0.01 per share	28	$0	5,248	D

Explanation of Responses:

1. Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2026 Annual Retainer. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

Remarks:

	/s/ Jamie A. Greenberg, Attorney-in-fact	04/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Mark A. Flaherty report in the latest Form 4 for GS?

Mark A. Flaherty reported receiving 28 Restricted Stock Units from Goldman Sachs Group Inc. The grant reflects his first quarter 2026 Annual Retainer as a director, adding to his overall equity-based board compensation at the firm.

How many Goldman Sachs RSUs does Mark A. Flaherty hold after this grant?

After the grant, Mark A. Flaherty holds 5,248 Restricted Stock Units in Goldman Sachs Group Inc. This total reflects his accumulated director equity awards, including the 28 new RSUs granted for his first quarter 2026 Annual Retainer.

When will Mark A. Flaherty receive GS shares underlying these RSUs?

Shares underlying Mark A. Flaherty’s RSUs will be delivered about 90 days after he retires from Goldman Sachs’ Board. This means the RSUs are deferred compensation, settling in common stock only after his board service has ended.

What is the purpose of the 28 RSUs granted to Mark A. Flaherty at GS?

The 28 Restricted Stock Units were granted as part of Mark A. Flaherty’s first quarter 2026 Annual Retainer for serving on Goldman Sachs’ Board. They represent equity-based compensation intended to align director interests with long-term shareholder value.

Do the RSUs granted to Mark A. Flaherty have a purchase price at GS?

The Form 4 shows a price per unit of $0.0000 for Mark A. Flaherty’s 28 RSUs. This indicates the award is compensation, not a market purchase, with shares to be delivered later rather than bought on the open market.