Director Kevin R. Johnson awarded 42 RSUs at Goldman Sachs (GS)

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

JOHNSON KEVIN R reported acquisition or exercise transactions in this Form 4 filing.

Goldman Sachs Group Inc. director Kevin R. Johnson received a grant of 42 Restricted Stock Units as part of his first quarter 2026 annual retainer for serving on the company’s Board of Directors and the Board of Directors of Goldman Sachs Bank USA.

Each unit represents one share of Goldman Sachs common stock, to be delivered approximately 90 days after his retirement from either board. Following this award, Johnson holds a total of 3,086 RSUs directly.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider JOHNSON KEVIN R

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	42	$0.00	--

Holdings After Transaction: Restricted Stock Units — 3,086 shares (Direct)

Footnotes (1)

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Key Figures

RSUs granted: 42 Restricted Stock Units Total RSU holdings: 3,086 Restricted Stock Units Grant price per unit: $0.00 per RSU +1 more

4 metrics

RSUs granted 42 Restricted Stock Units First quarter 2026 annual retainer for board service

Total RSU holdings 3,086 Restricted Stock Units Holdings after the reported grant

Grant price per unit $0.00 per RSU Compensation-related grant, no purchase price paid

Settlement timing Approximately 90 days Delivery of shares after retirement from applicable board

Key Terms

Restricted Stock Units, Annual Retainer, Board of Directors, Goldman Sachs Bank USA, +1 more

5 terms

Restricted Stock Units financial

"Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2026 Annual Retainer"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Annual Retainer financial

"granted for the Reporting Person's first quarter 2026 Annual Retainer for service on the Issuer's Board of Directors"

Board of Directors financial

"service on the Issuer's Board of Directors and first quarter 2026 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA"

The Board of Directors is a group of people chosen by a company's owners to help make big decisions and oversee how the company is run. They act like a team of advisors or managers, making sure the company stays on track and meets its goals. Their choices can influence the company's success and how it grows.

Goldman Sachs Bank USA financial

"service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank")"

common stock underlying these RSUs financial

"Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement"

Form 4 Insider Transactions: What Each Field Means →

04/16/2026 - 04:11 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

JOHNSON KEVIN R

(Last)

(First)

(Middle)

C/O GOLDMAN SACHS & CO. LLC

200 WEST STREET

(Street)

NEW YORK

10282

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GOLDMAN SACHS GROUP INC [ GS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	04/14/2026		A		42		⁽¹⁾	⁽¹⁾	Common Stock, par value $0.01 per share	42	$0	3,086	D

Explanation of Responses:

1. Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2026 Annual Retainer for service on the Issuer's Board of Directors and first quarter 2026 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

Remarks:

	/s/ Jamie A. Greenberg, Attorney-in-fact	04/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Goldman Sachs (GS) director Kevin R. Johnson receive in this Form 4 filing?

Kevin R. Johnson received a grant of 42 Restricted Stock Units as compensation. These RSUs are part of his first quarter 2026 annual retainer for serving on the Goldman Sachs and Goldman Sachs Bank USA boards of directors.

How many Restricted Stock Units does Kevin R. Johnson hold after this GS Form 4 grant?

After this grant, Kevin R. Johnson holds a total of 3,086 Restricted Stock Units. This figure reflects his direct holdings of RSUs that each correspond to one share of Goldman Sachs common stock under the company’s equity compensation arrangements.

When will Kevin R. Johnson receive the Goldman Sachs shares underlying these RSUs?

The Goldman Sachs shares underlying these RSUs will be delivered approximately 90 days after Kevin R. Johnson retires. Delivery occurs following his retirement from the Goldman Sachs Board of Directors or the Goldman Sachs Bank USA Board of Directors, whichever is applicable.

What is the purpose of the 42 RSUs granted to Kevin R. Johnson by Goldman Sachs (GS)?

The 42 RSUs are granted as part of Kevin R. Johnson’s first quarter 2026 annual retainer. They compensate him for service on both the Goldman Sachs Group Inc. Board of Directors and the Goldman Sachs Bank USA Board of Directors, aligning director pay with company equity.

Is the 42 RSU award to Kevin R. Johnson a market purchase of Goldman Sachs stock?

No, the 42 RSU award is a grant, not a market purchase of shares. It is classified as a compensation-related acquisition, with no price paid per unit, and will settle in Goldman Sachs common stock after Johnson’s retirement from the relevant boards.