STOCK TITAN

Director John B. Hess gets 28 RSUs at Goldman Sachs (NYSE: GS)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

HESS JOHN B reported acquisition or exercise transactions in this Form 4 filing.

Goldman Sachs Group Inc. director John B. Hess received a grant of 28 Restricted Stock Units as part of his first quarter 2026 annual retainer for board service. Following this award, he holds 870 RSUs directly. The underlying common shares will be delivered about 90 days after he retires from the board.

Positive

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Insider HESS JOHN B
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units 28 $0.00 --
Holdings After Transaction: Restricted Stock Units — 870 shares (Direct)
Footnotes (1)
  1. [object Object]
RSUs granted 28 units First quarter 2026 annual board retainer
RSUs held after grant 870 units Total Restricted Stock Units following transaction
Settlement timing 90 days Approximate period after retirement from Board of Directors
Restricted Stock Units financial
"Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2026 Annual Retainer."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Annual Retainer financial
"RSUs granted for the Reporting Person's first quarter 2026 Annual Retainer."
Board of Directors financial
"after the retirement of the Reporting Person from the Issuer's Board of Directors."
The Board of Directors is a group of people chosen by a company's owners to help make big decisions and oversee how the company is run. They act like a team of advisors or managers, making sure the company stays on track and meets its goals. Their choices can influence the company's success and how it grows.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HESS JOHN B

(Last)(First)(Middle)
C/O GOLDMAN SACHS & CO. LLC
200 WEST STREET

(Street)
NEW YORK NEW YORK 10282

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
GOLDMAN SACHS GROUP INC [ GS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)04/14/2026A28 (1) (1)Common Stock, par value $0.01 per share28$0870D
Explanation of Responses:
1. Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2026 Annual Retainer. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.
Remarks:
/s/ Jamie A. Greenberg, Attorney-in-fact04/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Goldman Sachs (GS) director John B. Hess report in this Form 4?

John B. Hess reported receiving 28 Restricted Stock Units as compensation for his first quarter 2026 annual board retainer. These RSUs are a form of deferred equity that convert into Goldman Sachs common stock upon settlement after his eventual retirement from the board.

How many Goldman Sachs (GS) Restricted Stock Units does John B. Hess hold after this grant?

After the grant, John B. Hess holds a total of 870 Restricted Stock Units. This figure reflects his direct derivative holdings in Goldman Sachs equity-based awards as reported in the Form 4, combining existing RSUs with the newly awarded 28-unit grant.

When will John B. Hess receive Goldman Sachs (GS) shares from these RSUs?

The common shares underlying these 28 Restricted Stock Units will be delivered approximately 90 days after John B. Hess retires from the Goldman Sachs Board of Directors. Until that retirement and settlement date, the award remains in RSU form rather than settled stock.

What is the purpose of the 28 RSU award to John B. Hess at Goldman Sachs (GS)?

The 28 Restricted Stock Units were granted as part of John B. Hess’s first quarter 2026 annual retainer for serving on the Goldman Sachs Board of Directors. This represents standard equity-based compensation rather than an open-market purchase or sale of existing shares.

Is John B. Hess buying or selling Goldman Sachs (GS) stock in this Form 4?

John B. Hess is not buying or selling shares on the open market in this filing. He is receiving 28 Restricted Stock Units as a grant of equity compensation, which will later settle into Goldman Sachs common stock after his retirement from the board.